Regulatory Compliance Expert for Canada

6 days ago


Montreal, Quebec, Canada KPMG-Canada Full time

At KPMG in Canada, we are seeking a highly experienced Senior Manager to join our team of experts in regulatory compliance. This is an excellent opportunity for a seasoned professional to leverage their expertise and contribute to the growth and success of our practice.

About the Role

This Senior Manager will be responsible for providing oversight guidance to clients in highly regulated sectors such as banking, insurance, securities brokerage, and asset management. The successful candidate will have at least 10 years of experience in regulatory compliance and a strong understanding of governance and regulatory requirements.

The ideal candidate will possess excellent communication skills, both written and verbal, and be able to produce concise and structured presentations and reports. They will also be comfortable working in a team environment, coaching and training colleagues, and contributing to business development activities.

Key Responsibilities
  • Provide oversight guidance to clients in regulatory compliance, including establishing governance structures, risk management oversight, and roles and responsibilities of stakeholders.
  • Help organizations integrate compliance risk management into their processes.
  • Support senior management in transmitting the compliance culture to employees.
  • Assess risks across the organization and identify areas for improvement.
  • Develop service offerings according to practice standards and maintain a continuous awareness of emerging risks.
What You Will Bring
  • At least 10 years of experience in regulatory compliance.
  • Bachelor's degree in accounting, law, criminology, finance, business, or related field.
  • Master's degree in law or business an asset.
  • Successful completion of the Chief Compliance Officer Qualifying Examination or other equivalent designation an asset.
  • Knowledge of banking, insurance, securities brokerage, or asset management regulations.
  • Excellent French verbal and written communication skills.
About KPMG in Canada

KPMG in Canada is a proud equal opportunities employer and we are committed to creating a respectful, inclusive and barrier-free workplace that allows all of our people to reach their full potential. A diverse workforce is key to our success and we believe in bringing your whole self to work.

We strive for an inclusive recruitment process that allows all candidates to Come As You Are and Thrive with Us. We aim to provide a positive experience and are ready to offer adjustments or accommodations to help you perform at your best.



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