Current jobs related to Regulatory Compliance Specialist - Montreal, Quebec - NBC
-
Regulatory Compliance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociete Generale de Surveillance SA is a leading global player in capital market surveillance, committed to ensuring compliance with industry rules and regulations.The US Capital Market Surveillance team is seeking an experienced Regulatory Compliance Specialist to support its monitoring of security transactions and Firm communications in the Montreal...
-
Regulatory Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada NBC Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at NBC. As a key member of our Financial Markets department, you will be responsible for ensuring compliance with regulatory requirements and minimizing risks associated with our operations.Key Responsibilities:Monitor and ensure compliance with regulatory...
-
Regulatory Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada NBC Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at National Bank (NBC). As an Associate Director - Regulatory & Optimization, you will play a key role in ensuring compliance with regulatory requirements and optimizing our processes to minimize risks.Key ResponsibilitiesMonitor and ensure compliance with regulatory...
-
Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada Medfar Full timeJob Title: Compliance Specialist - Regulatory ExpertJob Summary: We are seeking a highly skilled Compliance Specialist to join our team at Medfar. As a Compliance Specialist, you will play a critical role in ensuring our organization adheres to ISO Quality Management System (QMS) and OQLF regulations.Key Responsibilities:Lead internal efforts for ISO 13485...
-
Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada Medfar Full timeJob Title: Compliance Specialist - Regulatory ExpertJob Summary:We are seeking a highly skilled Compliance Specialist - Regulatory Expert to join our team at Medfar. As a key member of our compliance team, you will play a critical role in ensuring our organization adheres to ISO 13485 (Quality Management System) and OQLF (Office québécois de la langue...
-
Senior Regulatory Compliance Specialist
1 week ago
Montreal, Quebec, Canada PSP Investments Full timeAbout PSP InvestmentsPSP Investments is a leading Canadian institutional investor with a vision to deliver superior returns through disciplined investment management and a commitment to excellence in governance, risk management and asset allocation.Job DescriptionWe are seeking a highly skilled Senior Regulatory Compliance Specialist to join our Legal...
-
Compliance Specialist
1 week ago
Montreal, Quebec, Canada Pharmascience Full time**Job Summary**We are seeking a highly skilled Compliance Specialist to join our team at Pharmascience. As a key member of our corporate compliance department, you will play a critical role in ensuring the company's operational performance meets regulatory requirements.**Key Responsibilities:**Evaluate and manage quality agreements, change controls, and...
-
Regulatory Compliance Specialist
1 week ago
Montreal, Quebec, Canada Knight Therapeutics Full timeJob DescriptionWe are seeking an experienced Regulatory Affairs Project Manager to join our team at Knight Therapeutics. This role will be responsible for supporting timely filing and approval of submissions, maintenance and compliance of files for drugs and biologics in Canada.Key Responsibilities:Manage regulatory submission/review process according to...
-
Senior Regulatory Compliance Leader
4 weeks ago
Montreal, Quebec, Canada National Bank Full timeJob Description:A career as a Senior Advisor in the Wealth Management Compliance team at National Bank involves acting as a compliance specialist and actively participating in the implementation and evolution of National Bank Investments (NBI) compliance program.Key Responsibilities:Leading and managing new projects to ensureActively participating in the...
-
Regulatory Compliance Expert
3 weeks ago
Montreal, Quebec, Canada KPMG-Canada Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at KPMG-Canada. As a key member of our Advisory Services team, you will play a critical role in helping our clients navigate complex regulatory landscapes and identify opportunities for growth and improvement.Key ResponsibilitiesProvide oversight and guidance to...
-
Montreal, Quebec, Canada Zurich 56 Company Ltd Full timeAbout the RoleZurich Canada is seeking a highly skilled Compliance Officer to join our team. As a key member of our Compliance team, you will play a critical role in promoting an ethics-based culture and delivering practical solutions to support the business.Key ResponsibilitiesEvaluate business activities to assess compliance risk and identify areas for...
-
Regulatory Compliance Professional
2 weeks ago
Montreal, Quebec, Canada Dorel Industries Full timeDorel Industries: Regulatory Compliance RoleBased in Montreal, QC, Canada (with virtual work options)About the RoleWe are seeking a skilled Regulatory Compliance Professional to support our Sr. Director, Compliance Regulatory Affairs in maintaining our corporate compliance program.This is a unique opportunity to join a leading company in the industry and...
-
Regulatory Compliance Manager
1 month ago
Montreal, Quebec, Canada KPMG-Canada Full timeOverviewKPMG in Canada is seeking a highly experienced Regulatory Compliance Manager to join our team in Montreal. As a key member of our practice, you will be responsible for helping our clients navigate the complex world of regulatory compliance.Key ResponsibilitiesProvide oversight and guidance to clients on governance structure, risk management, and...
-
Regulatory Compliance Expert
2 weeks ago
Montreal, Quebec, Canada Banque Nationale du Canada Full timeCompensation: We offer a competitive annual salary of $95,000 - $110,000 CAD.We are seeking an experienced Regulatory Compliance Expert to join our team at Banque Nationale du Canada. As a key member of the Registration Department, you will play a crucial role in ensuring that our organization meets all regulatory requirements and maintains its reputation as...
-
Compliance Operations Specialist
4 weeks ago
Montreal, Quebec, Canada National Bank Full timeA successful candidate for this Compliance Operations Specialist - Regulatory Expert role will serve as a key resource for compliance activities associated with our national network, ensuring our Private Wealth Advisors and branches adhere to internal policies and procedures as well as industry regulatory requirements.Key Responsibilities:Analyze and...
-
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociete Generale de Surveillance SA is a global leader in capital market surveillance, committed to ensuring compliance with industry rules and regulations. The company's US-based CMS Trade Surveillance team seeks an experienced professional to join their Montreal office, supporting the monitoring of U.S. operations.This exciting opportunity...
-
Regulatory Affairs Specialist
1 month ago
Montreal, Quebec, Canada Pharmascience Inc. Full timeJob SummaryWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Pharmascience Inc. The successful candidate will be responsible for ensuring the timely and compliant maintenance of products and participating in various regulatory projects with corporate partners in Europe.Key ResponsibilitiesAssume responsibility for the...
-
Regulatory Inventory Compliance Officer
1 month ago
Montreal, Quebec, Canada Société Générale Assurances Full timeJob Title: Regulatory Inventory Compliance OfficerAt Société Générale Assurances, we are seeking a highly skilled Regulatory Inventory Compliance Officer to join our team. As a key member of our Compliance Department, you will play a critical role in ensuring the firm's compliance with laws, regulations, and guidelines.Responsibilities:Maintain and...
-
Financial Regulatory Compliance Specialist
1 week ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Société GénéraleSociété Générale, a global financial institution, is committed to upholding the highest standards of regulatory compliance. Our Capital Market Surveillance (CMS) team plays a vital role in monitoring security transactions and firm communications to ensure adherence to industry rules and regulations.Key ResponsibilitiesTrade...
-
Compliance Associate
4 weeks ago
Montreal, Quebec, Canada Dorel Industries Full timeJob Title: Compliance Associate - Regulatory ExpertJob Summary:The Compliance Associate - Regulatory Expert will provide administrative support to the Sr. Director Compliance Regulatory Affairs to ensure the successful maintenance of the corporate compliance program for domestic and foreign assets and partners, and to ensure conformity with Canadian,...
Regulatory Compliance Specialist
1 month ago
At National Bank (NBC), we are seeking a highly skilled Regulatory Compliance Specialist to join our Financial Markets team. As an Associate or Associate Director, Regulatory & Optimization, you will play a critical role in ensuring the efficiency of our processes while minimizing regulatory risks.
Key Responsibilities:
- Monitor and ensure compliance with regulatory requirements by the first line of defense for Over the Counter (OTC) derivatives products.
- Develop close relationships with FM business units involved in OTC derivatives transactions, as well as with FM Operations and FM Information Technology groups.
- Work closely with these groups to optimize their processes and propose solutions to ensure compliance with current regulations.
- Collaborate with the FM Compliance team and FM Operational Risk Management to mitigate risks related to OTC derivatives processes and manage regulatory impacts.
Requirements:
- Bachelor's or master's degree in a related field and 6 to 10 years of relevant experience with a broker, a derivatives broker, or in an investment banking environment.
- Strong understanding of Financial Markets activities, including products and structures as well as the systems and processes that support them.
- Ability to quickly grasp key elements surrounding complex financial concepts embedded in complex processes.
- Proven ability to solve complex problems.
- Solution-oriented mindset, collaborative approach, and strong desire to learn.
- Strong interpersonal skills and ability to establish lasting working relationships with various FM business units and support sectors.
Language: English
Language: French
Reason to require this language: you will need to work closely with our colleagues outside Quebec.
Skills
- Analytical Skills
- Client-focused
- Communication
- Diversity & Inclusion
- Driving Results
- Entrepreneurship
- Financial Markets
- Initiative
- Learning Agility
- Problem Solving
- Regulatory Compliance
- Regulatory Requirements
- Resiliency
- Risk and portfolio optimization
- Teamwork
Your benefits
- Health and wellness program, including many options
- Flexible group insurance
- Generous pension plan
- Employee Share Ownership Plan
- Employee and Family Assistance Program
- Preferential banking services
- Opportunities to get involved in community initiatives
- Telemedicine service
- Virtual sleep clinic
We're putting people first:
We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.
We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates What can you bring to our team?
