Senior Counsel, Investment Funds Specialist

2 weeks ago


Toronto, Ontario, Canada undisclosed Full time

Job Summary

Undisclosed is seeking a highly skilled Senior Counsel, Investment Funds Specialist to join its Asset Management Division. The successful candidate will provide expert legal support to the division, focusing on investment fund manager and portfolio manager matters.

Key Responsibilities:

  1. Creating new investment products, including mutual funds, exchange-traded funds, pooled funds, and alternative products.
  2. Maintaining existing products and drafting relevant documents.
  3. Drafting and negotiating agreements, such as investment management agreements, sub-advisor agreements, and dealer agreements.
  4. Supporting the distribution of investment products.
  5. Advising on securities laws and regulatory initiatives, including compliance with National Instrument 81-102 Investment Funds.
  6. Providing corporate governance support and identifying risks to implement mitigation actions.
  7. Collaborating with internal and external stakeholders and managing external legal counsel.

Requirements:

  • Minimum requirements are a degree in law and a license to practice law in Canada.
  • 7+ years of post-call expertise while in private practice, in-house, or at a regulatory body.
  • Experience in Canadian securities laws, regulatory, business, commercial, and corporate matters, with expertise in investment funds and asset management.
  • Knowledge of the business and regulatory environment in which Undisclosed operates.


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