In-House Counsel for Asset Management

1 week ago


Toronto, Ontario, Canada Bank of Montreal Full time
Senior Counsel, BMO Global Asset Management

BMO Financial Group is seeking a seasoned lawyer to join the legal team in Toronto as Senior Counsel responsible for providing expert legal support to BMO Global Asset Management's (BMO GAM) manufacturing of retail and institutional investment products.

You will deliver experienced legal support to BMO GAM's Canadian business, operations, and corporate affairs, with a focus on its investment fund manager and portfolio manager, including:

  • Creating new products such as mutual funds, ETFs, pooled funds, and alternative products
  • Maintaining existing products
  • Drafting documents, including prospectuses, annual information forms, offering memoranda, material contracts, constating documents, regulatory applications, and filings in support of the creation and continuous distribution of BMO GAM's products
  • Drafting and negotiating agreements, including investment management agreements, sub-advisor agreements, dealer agreements, and subscription agreements
  • Supporting distribution
  • Advising on a wide array of new and existing securities laws and regulatory initiatives, including compliance with National Instrument 81-102 Investment Funds
  • Advising on corporate governance matters
  • Identifying risks and implementing appropriate actions to mitigate them

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