Compliance Leader for Financial Institutions

Job Title: Compliance Leader for Financial InstitutionsWe are seeking a highly skilled and experienced Compliance Leader to join our team at LHH Knightsbridge. As a Compliance Leader, you will be responsible for leading the development and implementation of compliance programs that meet the regulatory requirements of financial institutions.About the RoleThe...

About the RoleWe are seeking a highly experienced Compliance Program Director to lead our compliance program and team responsible for supervision programs for Wellington-Altus Private Wealth, Wellington-Altus Private Counsel, and Wellington-Altus USA. The successful candidate will be responsible for building and maintaining an efficient and effective program...

About the RoleWe are seeking a highly experienced Financial Controller to join our team at LevelUP HCS, driving financial excellence and regulatory compliance in our Canada operations.The ideal candidate will have a strong background in accounting, finance, and taxation, with experience in managing complex financial reporting requirements, audit processes,...

At CI Financial, we believe that our work environment should be a safe and inclusive space where everyone has the opportunity to contribute their unique perspective and ideas. We are driven by a commitment to providing individuals and institutions with high-quality investments and advice.Job OverviewWe are currently seeking a Financial Compliance Specialist...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...

**Job Overview**The Canada Life Assurance Company is seeking a seasoned Taxation Compliance Manager to join its high-performing Taxation department. As a key member of the team, you will play a vital role in leading the Commodity tax function for The Canada Life Assurance Company and its subsidiaries.In this dynamic position, you will be responsible for...

Senior Manager, AML Internal AuditRoyal Bank of Canada seeks a seasoned Senior Manager to lead its AML Internal Audit team. This role is responsible for overseeing the execution of enterprise-level audit projects, ensuring the remediation of Financial Crimes regulatory issues, and contributing to the development of continuous assurance/monitoring audit...

Job Title: Compliance Leader - Investment FirmAbout the Role:We are seeking a seasoned Compliance Leader to join our team in Winnipeg or Greater Toronto Area. As a key member of our organization, you will be responsible for leading our Compliance program and team, ensuring we adhere to regulatory requirements and internal policies.About the Company:LHH...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...

Overview">We are seeking a seasoned Compliance and Regulatory Expert to join our team in a leadership role. This individual will be responsible for managing the Compliance program and team, ensuring the firm adheres to all regulatory requirements and internal policies.">About Us">LHH is a global leader in Talent and Leadership Development, Career Solutions,...

b>Job DescriptionAs Vice-President and Chief Compliance Officer, you will be responsible for the evolution of the organization’s compliance and regulatory risk management strategy to maintain a culture of compliance throughout the organization.Reporting to the Executive Vice-President and Chief Risk Officer (CRO), the Chief Compliance Officer (CCO) of iA...

About CI FinancialCI Financial is a leading global wealth management and asset management advisory services company. Our mission is to provide individuals and institutions with the highest-quality investments and advice.The RoleWe are seeking a highly experienced Financial Operations Leader to lead our settlements and reconciliation team. The ideal candidate...

Our client, a top banking client in Canada is looking to hire Compliance Analyst – 2 for their team with a contract for 3 Months with potential extension. Hybrid – 2 days/week in Toronto Office (Tuesdays and Thursdays)Typical Day in RoleAccountable for executing Testing for Canadian Banking and Canadian Wealth Management, which includes assessing the...

About Matrix360 At Matrix360, we're dedicated to building a diverse and inclusive Commercial Real Estate and Development (CRED) industry. We partner with clients who pave the way for business success.We take a human-centered approach, connecting talent with opportunities, advising leaders on equitable policies, and transforming workplace cultures for the...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

We are seeking a seasoned Financial Strategy Leader to serve as a key member of our executive team and play a crucial role in shaping the financial strategy and overall success of our organization.Develop long-term financial forecasts and budgets, monitoring performance against financial targets and providing actionable insights for informed...

**Manager, Portfolio Compliance** **Connor, Clark & Lunn Financial Group** **Toronto, ON** **Are you ready to join one of Canada's leading asset management firms?** We're seeking a skilled Manager to head our Portfolio Compliance Team. In this vital role, you'll work closely with our institutional portfolio managers and affiliate compliance officers to...

Job DescriptionWe are seeking an experienced Strategic Financial Leader to join our team. The successful candidate will have a proven track record in managing financial resources, developing and implementing financial strategies, and ensuring compliance with regulatory requirements.About the RoleLead the development and implementation of financial strategies...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.  JOB...

Education: Bachelor's degree - Experience: 2 years to less than 3 years **Work setting**: - Brokerage house **Tasks**: - Identify clients' financial goals and objectives - Monitor client investments - Analyze clients' financial records - Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate...