Manager, Portfolio Compliance

5 months ago

Toronto, Canada Connor, Clark & Lunn Financial Group Full time

**Manager, Portfolio Compliance**

**Connor, Clark & Lunn Financial Group**

**Toronto, ON**

**Are you ready to join one of Canada's leading asset management firms?** We're seeking a skilled Manager to head our Portfolio Compliance Team. In this vital role, you'll work closely with our institutional portfolio managers and affiliate compliance officers to navigate the increasingly complex and important world of compliance. This is an exceptional opportunity to contribute to a growing team with expanding scope and visibility within the organization.

**What You Will Be Doing**

As the Manager of our Portfolio Compliance Team, you will play a key role in overseeing and enhancing our compliance processes, ensuring adherence to regulations, and managing a team of compliance analysts. This position offers an exciting opportunity to shape and drive compliance strategy while working closely with key stakeholders across the organization to mitigate risks and promote operational excellence.
- Oversight of the day-to-day functions of the team including compliance test setup, compliance monitoring and compliance reporting. Compliance rules are developed in Charles River and are derived from client mandates, global regulations, firm-wide guidelines, and industry best practices.
- Managing and providing guidance, instruction, and direction to compliance analysts on the team, including hiring, training, performance reviews, and goal setting.
- Implementing, maintaining, and continuously improving portfolio compliance-related procedures and controls.
- Collaborating with various business groups within the company (portfolio management, operations, legal) and working with them to develop new compliance initiatives.
- Work closely with other CC&L FG managers to coordinate project resources and timelines.
- Promote a risk-intelligent mindset within the Portfolio Compliance team and throughout the company.
- Support the management team on strategic initiatives and development of the company and the team.
- Taking a lead role in projects that vary in scope and size.

**About You**
- **Leadership **- You thrive in a current leadership role and have been in that role for at least three years. As a leader, you foster a supportive and high-performing environment.
- **Industry Knowledge** - You have 10 years or more experience in Asset Management performing a portfolio compliance function.
- **Academic Background **- Bachelor’s degree in accounting/ finance or any relevant field is preferred. CFA certification is an asset.
- **Risk Intelligent mindset** - You have a deep understanding of portfolio compliance and its role within a broader risk management framework.
- **A passion for Operational Excellence** - You display a professional attitude where attention to detail, accuracy, and timeliness are critical success factors in achieving your goals and objectives.
- **Critical Thinking** - You possess an analytical mindset and like to solve problems.
- **Curiosity** - You are inquisitive and are not afraid to ask questions.
- **Collaborative Communication** - You communicate effectively and have a collaborative spirit that helps you work well with others.
- **Project Management** - You have strong project management skills.
- **Technology Savvy** - You can pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River or Bloomberg experience is an asset.

**About Connor, Clark & Lunn Financial Group**

Connor, Clark & Lunn Financial Group Ltd. (“CC&LFG”) provides a broad range of traditional and alternative investment products and services to individuals, advisors, and institutional investors. Our business comprises of eleven institutional investment affiliates that are responsible for investment decision making and client service, as well as distribution affiliates including Connor Clark & Lunn Private Capital, which provides multi-asset class investment solutions and Connor, Clark & Lunn Funds which distributes single-strategy investments to individual investors. CC&LFG partners with each of its affiliates by contributing world class operations, product development expertise, broad distribution, and business management. We have grown from $29 billion in assets and 200 people in 2008 to approximately $110 billion in assets and nearly 800 people today. This has been accompanied by a high level of change in technology, types of assets managed, trading activity and geographic growth. As we look forward, we can see both opportunities and challenges for further growth that only reinforce our commitment to attracting, retaining, and motivating the most talented people.

This is best achieved by:

- **A High-Quality Environment**: To work with people who we hold in high regard; to enjoy the time that we spend at work; to focus on productive activities without the distraction of politics and bureaucracy; to treat each other with respect.
- **An Opportunity to Succeed**: To do work

  • Regulatory Compliance Portfolio Leader

    1 week ago

    Toronto, Ontario, Canada Peoples Trust Full time

    About UsPeoples Group is a boutique financial institution with a strong presence in the Canadian marketplace. With over 35 years of experience, our mission is to deliver exceptional customer service and exceed expectations.We prioritize risk-based practices and procedures to ensure we remain risk intelligent and compliant. Our values are built around...

  • Customer Success Manager

    6 months ago

    Toronto, Canada Contractor Compliance Full time

    **About Us** At Contractor Compliance we believe in **DIFFERENTIATION**. We approach our industry differently, we treat our customers differently, and most importantly we treat our team differently. Contractor Compliance is a SaaS solution provider that helps organizations simplify their contractor management process. Nobody wants to spend their days...

  • Portfolio Manager

    3 days ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 211744 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. We are seeking a highly skilled and analytical **Interest Rate focused Portfolio Manager **to join our Core Fixed Income team (CFIT). As a Interest Rate Portfolio Manager, you are responsible for making investment recommendations...

  • IT Portfolio Manager

    5 months ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your Project / Program delivery expertise into the IT Change Communications Management space, providing Project & Program Governance support and Business Stakeholder Relationship Management experience to the Workplace Safety...

  • Portfolio Manager

    2 days ago

    Toronto, Canada Scotiabank Full time

       Requisition ID: 211744Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. We are seeking a highly skilled and analytical Interest Rate focused Portfolio Manager to join our Core Fixed Income team (CFIT). As a Interest Rate Portfolio Manager, you are responsible for making investment recommendations...

  • Manager, Portfolio Governance

    4 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 210176 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Provides strategic support for the International Banking Portfolio Management Office (IB PMO) function in International Banking Finance. The incumbent is responsible for contributing to the goals, governance, and execution of...

  • Portfolio Management Director

    2 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    About the RoleThe Director of Portfolio Management will lead and oversee the Portfolio Management unit for business banking credit within the International Business segment ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures.Key ResponsibilitiesLead the...

  • Portfolio Management Director

    1 week ago

    Toronto, Ontario, Canada Scotiabank Full time

    Director of Portfolio ManagementWe are seeking a highly skilled Director of Portfolio Management to join our team at Scotiabank. This is a unique opportunity to lead and oversee the Portfolio Management unit for business banking credit within the International Business segment.About the RoleIn this role, you will be responsible for ensuring business...

  • Global Technology Portfolio Manager

    2 weeks ago

    Toronto, Ontario, Canada Ipsos Full time

    Role OverviewWe are seeking a highly skilled Global Technology Portfolio Manager to join our Ipsos Global Technology division. As a key member of our team, you will play a critical role in ensuring consistency, compliance, and alignment between technology investments and company strategy, business objectives, and technical roadmap.This is a highly...

  • Delivery Portfolio Manager

    2 weeks ago

    Toronto, Ontario, Canada Peoples Trust Full time

    About Peoples TrustWe are a boutique financial institution with offices located in major Canadian cities, including Vancouver, Calgary, Toronto, and Montreal. Our mission is to provide exceptional customer service backed by extensive product knowledge and experience.Our culture at Peoples Trust is built around our values of trustworthiness, creativity, and a...

  • Manager, Compliance and Underwriting

    7 months ago

    Toronto, Canada MerrcoPayfirma Corporation Full time

    The Manager’s role is responsible for reviewing, refining and assisting with the development of Compliance, Risk Management, Fraud Detection, industry (Card Brand, Acquirer), and regulatory (Government, Legal) compliance programs including new initiatives and policy development for Merrco. Knowledge of risks which impact merchant processors, acquirers and...

  • Supervising Portfolio Manager

    6 months ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 **Department Overview**: Supervision, Support and Governance (SS&G) is responsible for managing the overall risk and governance for BMO Private Wealth. The Managed Portfolio Account (MPA) Supervision team, which is part of the broader SS&G team, provides regulatory oversight for BMO Nesbitt Burns Managed...

  • Associate Portfolio Manager

    5 months ago

    Toronto, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

  • Director, Portfolio Management

    3 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 210372 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Director of Portfolio Management will lead and oversee the Portfolio Management unit for business banking credit within the International Business segment ensuring business strategies, plans and initiatives are executed /...

  • Manager, Portfolio Governance

    4 weeks ago

    Toronto, Canada Scotiabank Full time

       Requisition ID: 210176Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Provides strategic support for the International Banking Portfolio Management Office (IB PMO) function in International Banking Finance. The incumbent is responsible for contributing to the goals, governance, and execution of...

  • IT Portfolio Manager

    5 months ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Provide support in all aspects of the ITC portfolio. Maintain and monitor project governance standards and risk assessments to ensure that ITC projects are initiated, budgeted, executed and managed in a manner that will provide oversight to ITC executives. **Major Responsibilities**: IT portfolio advisor for oversight on governance, risk management,...

  • IT Portfolio Manager

    6 months ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Provide support in all aspects of the ITC portfolio. Maintain and monitor project governance standards and risk assessments to ensure that ITC projects are initiated, budgeted, executed and managed in a manner that will provide oversight to ITC executives. **Major Responsibilities**: IT portfolio advisor for oversight on governance, risk management,...

  • Portfolio Management Analyst

    1 month ago

    Toronto, Ontario, Canada La Salle University Full time

    Job SummaryWe are seeking a highly skilled Portfolio Management Analyst to join our team at LaSalle Investment Management. The successful candidate will be responsible for analyzing and managing investment portfolios, developing financial models, and providing strategic recommendations to our clients.Key ResponsibilitiesDevelop and maintain financial models...

  • IT Portfolio Manager

    5 months ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your passion for Performance Measurement, Reporting, and Business Relationship Management experience to the Workplace Safety and Insurance Board? If so, consider joining the IT Strategy, Planning and Performance branch during...

  • Portfolio Administrator

    5 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 194039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** To provide administrative and related support to the centralized portfolio management function of Scotia Private Investment Counsel. The position has an emphasis on trading support which includes, but not limited to,...