Manager, Portfolio Compliance

1 week ago

Toronto, Canada Connor, Clark & Lunn Financial Group Full time

**Manager, Portfolio Compliance**

**Connor, Clark & Lunn Financial Group**

**Toronto, ON**

**Are you ready to join one of Canada's leading asset management firms?** We're seeking a skilled Manager to head our Portfolio Compliance Team. In this vital role, you'll work closely with our institutional portfolio managers and affiliate compliance officers to navigate the increasingly complex and important world of compliance. This is an exceptional opportunity to contribute to a growing team with expanding scope and visibility within the organization.

**What You Will Be Doing**

As the Manager of our Portfolio Compliance Team, you will play a key role in overseeing and enhancing our compliance processes, ensuring adherence to regulations, and managing a team of compliance analysts. This position offers an exciting opportunity to shape and drive compliance strategy while working closely with key stakeholders across the organization to mitigate risks and promote operational excellence.
- Oversight of the day-to-day functions of the team including compliance test setup, compliance monitoring and compliance reporting. Compliance rules are developed in Charles River and are derived from client mandates, global regulations, firm-wide guidelines, and industry best practices.
- Managing and providing guidance, instruction, and direction to compliance analysts on the team, including hiring, training, performance reviews, and goal setting.
- Implementing, maintaining, and continuously improving portfolio compliance-related procedures and controls.
- Collaborating with various business groups within the company (portfolio management, operations, legal) and working with them to develop new compliance initiatives.
- Work closely with other CC&L FG managers to coordinate project resources and timelines.
- Promote a risk-intelligent mindset within the Portfolio Compliance team and throughout the company.
- Support the management team on strategic initiatives and development of the company and the team.
- Taking a lead role in projects that vary in scope and size.

**About You**
- **Leadership **- You thrive in a current leadership role and have been in that role for at least three years. As a leader, you foster a supportive and high-performing environment.
- **Industry Knowledge** - You have 10 years or more experience in Asset Management performing a portfolio compliance function.
- **Academic Background **- Bachelor’s degree in accounting/ finance or any relevant field is preferred. CFA certification is an asset.
- **Risk Intelligent mindset** - You have a deep understanding of portfolio compliance and its role within a broader risk management framework.
- **A passion for Operational Excellence** - You display a professional attitude where attention to detail, accuracy, and timeliness are critical success factors in achieving your goals and objectives.
- **Critical Thinking** - You possess an analytical mindset and like to solve problems.
- **Curiosity** - You are inquisitive and are not afraid to ask questions.
- **Collaborative Communication** - You communicate effectively and have a collaborative spirit that helps you work well with others.
- **Project Management** - You have strong project management skills.
- **Technology Savvy** - You can pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River or Bloomberg experience is an asset.

**About Connor, Clark & Lunn Financial Group**

Connor, Clark & Lunn Financial Group Ltd. (“CC&LFG”) provides a broad range of traditional and alternative investment products and services to individuals, advisors, and institutional investors. Our business comprises of eleven institutional investment affiliates that are responsible for investment decision making and client service, as well as distribution affiliates including Connor Clark & Lunn Private Capital, which provides multi-asset class investment solutions and Connor, Clark & Lunn Funds which distributes single-strategy investments to individual investors. CC&LFG partners with each of its affiliates by contributing world class operations, product development expertise, broad distribution, and business management. We have grown from $29 billion in assets and 200 people in 2008 to approximately $110 billion in assets and nearly 800 people today. This has been accompanied by a high level of change in technology, types of assets managed, trading activity and geographic growth. As we look forward, we can see both opportunities and challenges for further growth that only reinforce our commitment to attracting, retaining, and motivating the most talented people.

This is best achieved by:

- **A High-Quality Environment**: To work with people who we hold in high regard; to enjoy the time that we spend at work; to focus on productive activities without the distraction of politics and bureaucracy; to treat each other with respect.
- **An Opportunity to Succeed**: To do work

  • Customer Success Manager

    3 weeks ago

    Toronto, Canada Contractor Compliance Full time

    **About Us** At Contractor Compliance we believe in **DIFFERENTIATION**. We approach our industry differently, we treat our customers differently, and most importantly we treat our team differently. Contractor Compliance is a SaaS solution provider that helps organizations simplify their contractor management process. Nobody wants to spend their days...

  • Associate Portfolio Manager

    2 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 168364 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Job Purpose**: Non client facing role. Accountable for the day to day management of a large number of investment portfolios for high net worth clients on a centralized basis. Ensuring asset mix and total return meet client’s...

  • IT Portfolio Manager

    2 weeks ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your Project / Program delivery expertise into the IT Organizational Change Management space, providing Project & Program Governance support and Business Stakeholder Relationship Management experience to the Workplace Safety...

  • IT Portfolio Manager

    1 week ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your Project / Program delivery expertise into the IT Change Communications Management space, providing Project & Program Governance support and Business Stakeholder Relationship Management experience to the Workplace Safety...

  • Portfolio Manager

    2 months ago

    Toronto, Canada ATG Alternative Investments Inc. Full time

    **About ATG Alternative Investments Inc.**: **Responsibilities**: 1. Formulate and execute AI-powered portfolio strategies for alternative asset allocation. 2. Utilize machine learning models to forecast market trends and conduct comprehensive risk analyses. 3. Monitor and manage our investment portfolio to achieve the firm's financial objectives. 4....

  • Portfolio Manager

    1 day ago

    Toronto, Canada ATG Alternative Investments Inc. Full time

    **About ATG Alternative Investments Inc.**: **Responsibilities**: 1. Formulate and execute AI-powered portfolio strategies for alternative asset allocation. 2. Utilize machine learning models to forecast market trends and conduct comprehensive risk analyses. 3. Monitor and manage our investment portfolio to achieve the firm's financial objectives. 4....

  • IT Portfolio Manager

    1 week ago

    Toronto, Ontario, Canada Workplace Safety and Insurance Board Full time

    Provide support in all aspects of the ITC portfolio. Maintain and monitor project governance standards and risk assessments to ensure that ITC projects are initiated, budgeted, executed and managed in a manner that will provide oversight to ITC executives.Major Responsibilities:IT portfolio advisor for oversight on governance, risk management, reporting,...

  • IT Portfolio Manager

    1 week ago

    Toronto, Ontario, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your passion for Performance Measurement, Reporting, and Business Relationship Management experience to the Workplace Safety and Insurance Board? If so, consider joining the IT Strategy, Planning and Performance branch during...

  • Assistant Portfolio Manager

    1 week ago

    Toronto, Ontario, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our mission and each other. Your team members will help you...

  • Manager, Compliance and Underwriting

    2 months ago

    Toronto, Canada MerrcoPayfirma Corporation Full time

    The Manager’s role is responsible for reviewing, refining and assisting with the development of Compliance, Risk Management, Fraud Detection, industry (Card Brand, Acquirer), and regulatory (Government, Legal) compliance programs including new initiatives and policy development for Merrco. Knowledge of risks which impact merchant processors, acquirers and...

  • Supervising Portfolio Manager

    2 weeks ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 **Department Overview**: Supervision, Support and Governance (SS&G) is responsible for managing the overall risk and governance for BMO Private Wealth. The Managed Portfolio Account (MPA) Supervision team, which is part of the broader SS&G team, provides regulatory oversight for BMO Nesbitt Burns Managed...

  • Associate Portfolio Manager

    7 days ago

    Toronto, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

  • Associate Portfolio Manager

    1 week ago

    Toronto, Ontario, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure.We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our...

  • Manager, Portfolio Management Group

    2 months ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 The Portfolio Management Group (PMG) is responsible for supporting BMO Private Banking Canada’s Investment Counselors (ICs) with the effective administration and implementation and monitoring of client investment accounts which are to be in line with BMO Privates Investment Counsel (BPIC)’s philosophy,...

  • Portfolio Manager

    2 months ago

    Toronto, Canada Purpose Unlimited Full time

    Purpose Unlimited is an independent financial services company with an unrelenting focus on customer-centric innovation, delivered through technology-driven solutions. The company is developing a diversified product platform aimed at addressing historically underserved segments of the market. Purpose Unlimited's businesses include Purpose Investments,...

  • Compliance Manager

    2 weeks ago

    Toronto, Canada Manulife Full time

    **_Are you looking for a supportive, collaborative workplace with great teams and inspiring leaders? You’ve come to the right place. We’re looking for ambitious people who share our values and want to make every day better for people around the world. If this sounds like you, and the career below sounds exciting, we’d like to hear from you....

  • Portfolio Manager, Custom Impact Portfolios

    2 weeks ago

    Toronto, Canada Rally Assets Full time

    Investing is a powerful tool for change. You know it because you have been building and managing impact portfolios for institutional and high-net-worth clients - and now, you want to build portfolios of transformational investments that contribute to systems change and create social and environmental benefits. As a **Portfolio Manager,** you demonstrate a...

  • IT Portfolio Manager

    3 weeks ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Provide support in all aspects of the ITC portfolio. Maintain and monitor project governance standards and risk assessments to ensure that ITC projects are initiated, budgeted, executed and managed in a manner that will provide oversight to ITC executives. **Major Responsibilities**: IT portfolio advisor for oversight on governance, risk management,...

  • IT Portfolio Manager

    1 week ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Provide support in all aspects of the ITC portfolio. Maintain and monitor project governance standards and risk assessments to ensure that ITC projects are initiated, budgeted, executed and managed in a manner that will provide oversight to ITC executives. **Major Responsibilities**: IT portfolio advisor for oversight on governance, risk management,...

  • Manager, Portfolio Management Group

    1 week ago

    Toronto, Ontario, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1The Portfolio Management Group (PMG) is responsible for supporting BMO Private Banking Canada's Investment Counselors (ICs) with the effective administration and implementation and monitoring of client investment accounts which are to be in line with BMO Privates Investment Counsel (BPIC)'s philosophy, strategies...