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Regulatory Compliance Lead

1 week ago

Ottawa, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

The Toronto-Dominion Bank (Canada) invites applications for the position of Regulatory Compliance Lead - STR Team within its Financial Crimes Risk Management (FCRM) Department. This critical role involves developing, articulating, and documenting the Enterprise Road to Strong (RTS) Program strategy, ensuring alignment with TD's FCRM Program.

Job Overview

The successful candidate will bring a wealth of experience in AML investigations, regulatory compliance, and team management. They will possess exceptional leadership skills, ability to drive change, and a deep understanding of AML/ATF regulatory compliance and prudential risk management.

Main Accountabilities
  1. Develop and articulate the Enterprise Road to Strong (RTS) Program strategy.
  2. Review and remediate controls related to the FCRM Program, focusing on enhanced due diligence and high-risk investigations.
  3. Lead the design and implementation of corrective actions to address regulatory findings and matters.
  4. Provide subject matter expertise on AML investigations and regulatory compliance.

This role presents an exciting opportunity to shape the future of financial crime risk management at The Toronto-Dominion Bank (Canada). If you are a driven and experienced professional with a passion for AML investigations and regulatory compliance, we encourage you to apply.