Financial Compliance Surveillance Specialist

About the OpportunityWe are seeking a skilled Compliance Surveillance Specialist to join our team in Montreal, where you will play a key role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal candidate will have experience in trade surveillance, general...

Compliance Monitoring Role at SGS Société Générale de Surveillance SAWe are seeking a Trade Surveillance Compliance Specialist to join our team in Montreal, Canada. This exciting opportunity will allow you to work in a key area of our Compliance program interacting with regional and global colleagues within CMS and across various business units to...

{"Job SummaryWe are seeking a highly skilled Compliance Surveillance Specialist to join our team at SGS Société Générale de Surveillance SA. The successful candidate will be responsible for monitoring security transactions to ensure compliance with Exchange rules and regulations.Key Responsibilities- Review and monitor trade surveillance alerts- Escalate...

About Societe Generale's Trade Surveillance TeamWe are seeking an experienced Trade Surveillance Compliance Specialist to join our team in Montreal. This role is a key part of our global compliance program, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and...

About SGS Socièté Générale de Surveillance SASGS Socièté Générale de Surveillance SA is a leading global company in the field of surveillance and compliance. Our team, CMS Capital Market Surveillance, plays a crucial role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and...

About UsSGS Société Générale de Surveillance SA is a leading global provider of capital market surveillance solutions. Our team is dedicated to ensuring compliance with regulatory requirements and maintaining the highest standards of integrity in the financial industry.Job SummaryWe are seeking an experienced Compliance Officer - Trade Surveillance...

About SGS Société Générale de Surveillance SASociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one...

OverviewSociete Generale de Surveillance SA's Capital Market Surveillance team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure adherence to applicable policies, industry rules, and regulations.Job DescriptionThis position involves participating in the monitoring of...

About SGS Société Générale de Surveillance SASGS Société Générale de Surveillance SA is a leading global company in the field of capital market surveillance, committed to ensuring compliance with applicable policies, industry rules, and regulations. Our team works tirelessly to monitor security transactions and Firm communications, maintaining the...

About Our TeamSociete Generale de Surveillance SA's Capital Market Surveillance (CMS) team is a global force within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with relevant policies, industry rules, and regulations.CMS comprises two surveillance teams, one focused on monitoring...

Overview of the RoleWe are seeking a highly skilled Trade Surveillance Specialist to join our Banking Compliance team at SGS Société Générale de Surveillance SA.

About SGS Société Générale de Surveillance SASGS Société Générale de Surveillance SA's Capital Market Surveillance (CMS) team is a global entity within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two...

About the RoleSociété Générale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...

About SGS Société Générale de Surveillance SAWe are a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Job OverviewThis is an exciting opportunity to join our team where you will be working in a key area of...

About the JobSociete Generale de Surveillance SA is a global leader in capital market surveillance, committed to ensuring compliance with industry rules and regulations. The company's US-based CMS Trade Surveillance team seeks an experienced professional to join their Montreal office, supporting the monitoring of U.S. operations.This exciting opportunity...

About the RoleAs a Trade Surveillance Specialist at SGS Société Générale de Surveillance SA, you will play a critical role in monitoring security transactions to ensure compliance with Exchange rules and regulations. This is an exciting opportunity to join a global team within the Compliance department, interacting with regional and global colleagues to...

About the RoleSociété Générale's Capital Market Surveillance team is seeking a skilled Compliance Monitoring Specialist to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal...

ResponsibilitiesAs a member of the Capital Market Surveillance team within the Compliance department, you will play a crucial role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The team is responsible for monitoring security transactions and Firm communications,...

Societe Generale de Surveillance SA's Capital Market Surveillance team is a key component of the Compliance department, responsible for monitoring security transactions and Firm communications to ensure adherence to relevant policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Montreal office...

About the RoleSociété Générale's Capital Market Surveillance team is seeking a skilled professional to join its ranks as a Compliance Monitoring Specialist. This exciting opportunity will see you working in a key area of the Compliance program, interacting with regional and global colleagues to mitigate regulatory and reputational risks.The Compliance...