Compliance Surveillance Specialist

1 month ago

Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time
{"Job Summary
We are seeking a highly skilled Compliance Surveillance Specialist to join our team at SGS Société Générale de Surveillance SA. The successful candidate will be responsible for monitoring security transactions to ensure compliance with Exchange rules and regulations.

Key Responsibilities
- Review and monitor trade surveillance alerts
- Escalate issues to relevant stakeholders for investigation and resolution
- Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards
- Contribute to the quality assurance and reasonability testing of surveillance controls
- Prepare management metrics and reports
- Participate in regional and global compliance initiatives and investigations
- Review and analyze new and/or amended industry rules and regulations
- Assist with new business initiatives and their potential impact to the surveillance program

Requirements
- Bachelor's Degree or its equivalent
- 1-3 years of experience in trade surveillance, general compliance, and/or financial services
- General knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity
- Strong interpersonal and written/verbal communication skills
- Strong analytical, problem-solving, and organizational skills
- Ability to balance multiple, simultaneous priorities in a fast-moving and demanding environment
- Self-starter with the aptitude to work independently and in a team setting
- Strong attention to detail
- Experience with Microsoft Word, Excel, and PowerPoint

Languages
English

Benefits
- Minimum of 20 Vacation days + 4 personal days
- Supportive Maternity, paternity, parental, and adoption leave policy
- Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories
- Fully sponsored virtual healthcare assistance and Employee Assistance Program
- Various Employee Resource Groups (ERG)

About Us
At SGS Société Générale de Surveillance SA, we are committed to being a leader in the field of Compliance Surveillance. We pride ourselves on our commitment to excellence, our strong work ethic, and our dedication to our employees.

Join Our Team
If you are a motivated and detail-oriented individual with a passion for Compliance Surveillance, we encourage you to apply for this exciting opportunity.

How to Apply
Please submit your application, including your resume and a cover letter, to the contact information provided.

Contact Information
[Contact information will be provided upon request.]

Disclaimer
SGS Société Générale de Surveillance SA is an equal opportunity employer and welcomes applications from diverse candidates. We are committed to creating an inclusive work environment that values diversity and promotes equal opportunities for all employees.

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