Trade Surveillance Specialist
1 month ago
As a Trade Surveillance Specialist at SGS Société Générale de Surveillance SA, you will play a critical role in monitoring security transactions to ensure compliance with Exchange rules and regulations. This is an exciting opportunity to join a global team within the Compliance department, interacting with regional and global colleagues to mitigate regulatory and reputational risks.
The Compliance Department at SGS is responsible for overseeing compliance with laws, regulations, guidelines, and policies that apply to the firm's banking and financial activities. The department ensures that the firm operates according to essential compliance standards, controls non-compliance and reputation risks, and supports business growth through existing activities and new product development.
Key Responsibilities- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
- Contribute to quality assurance and reasonability testing of surveillance controls.
- Collaborate on regional and global compliance initiatives and investigations.
- Analyze new and amended industry rules and regulations.
- Evaluate the impact of new business initiatives on the surveillance program.
- Bachelor's Degree or equivalent.
- 1-3 years of experience in trade surveillance, general compliance, and/or financial services.
- Knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity.
- Proficiency in Microsoft Office applications (Word, Excel, PowerPoint).
We provide a comprehensive benefits package, including:
- A competitive salary ($65,000 - $85,000 per annum).
- A minimum of 20 vacation days + 4 personal days.
- Sympathetic leave policies for maternity, paternity, parental, and adoption.
- Health and personal spending accounts with 75+ reimbursement categories.
- Fully sponsored virtual healthcare assistance and Employee Assistance Program.
- Diverse Employee Resource Groups (ERG) to engage with.
- Ongoing training programs through our online learning platform.
-
Trade Surveillance Specialist
5 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob DescriptionSociete Generale de Surveillance SA, a leading global player in capital market surveillance, is seeking an experienced Trade Surveillance Specialist to join its Montreal office.The ideal candidate will possess a strong understanding of trade surveillance principles and regulations, with excellent analytical and communication skills. They will...
-
Trade Surveillance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAt SGS Société Générale de Surveillance SA, we are seeking a talented Trade Surveillance Specialist to join our Capital Market Surveillance team.About the JobThe Trade Surveillance Specialist will play a key role in monitoring security transactions for compliance with Exchange rules and regulations. This is an exciting opportunity to work in a dynamic...
-
Trade Surveillance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the OpportunitySociete Generale de Surveillance SA is a leading player in trade surveillance, with a global presence and a team of experts dedicated to ensuring compliance with industry rules and regulations.As a Trade Surveillance Specialist, you will play a key role in monitoring security transactions and Firm communications, identifying potential...
-
Trade Surveillance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobWe are seeking a Trade Surveillance Specialist to join our team at SGS Société Générale de Surveillance SA. This role will be based in Montreal, Canada.
-
Trade Surveillance Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeCompliance Monitoring Role at SGS Société Générale de Surveillance SAWe are seeking a Trade Surveillance Compliance Specialist to join our team in Montreal, Canada. This exciting opportunity will allow you to work in a key area of our Compliance program interacting with regional and global colleagues within CMS and across various business units to...
-
Trade Surveillance Specialist
5 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Societe Generale de Surveillance SASociete Generale de Surveillance SA is a leading provider of trade surveillance solutions, committed to helping financial institutions operate with integrity and transparency.Job OverviewWe are seeking a skilled Trade Surveillance Specialist to join our Montreal office. As a key member of our team, you will play a...
-
Trade Surveillance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout UsSGS Société Générale de Surveillance SA's Capital Market Surveillance (CMS) team is a global unit within the Compliance department, responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Job OverviewWe are seeking an experienced Trade Surveillance...
-
Trade Surveillance Specialist
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociete Generale de Surveillance SA's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.The team consists of two surveillance groups, one focused on the monitoring of security transactions and the other on the monitoring of...
-
Trade Surveillance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SASGS Société Générale de Surveillance SA is a leading global team within the Compliance department responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US Trade Surveillance team is seeking an additional...
-
Senior Trade Surveillance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the OpportunityWe are seeking an experienced Senior Trade Surveillance Specialist to join our team in Montreal. This is a unique opportunity to work with a global leader in trade surveillance and contribute to the development of our monitoring capabilities.Job DescriptionThe successful candidate will participate in the monitoring of security...
-
Trade Surveillance Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Societe Generale's Trade Surveillance TeamWe are seeking an experienced Trade Surveillance Compliance Specialist to join our team in Montreal. This role is a key part of our global compliance program, responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and...
-
Trade Surveillance Compliance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Socièté Générale de Surveillance SASGS Socièté Générale de Surveillance SA is a leading global company in the field of surveillance and compliance. Our team, CMS Capital Market Surveillance, plays a crucial role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and...
-
Senior Trade Surveillance Specialist
5 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Societe Generale de Surveillance SAWe are a leading global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.Our US CMS Trade Surveillance team is seeking an additional resource in our Montreal office to...
-
Trade Surveillance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSGS Société Générale de Surveillance SA is a global leader in trade surveillance, providing cutting-edge solutions to ensure compliance with regulatory requirements. We are seeking an experienced Regulatory Compliance Expert to join our team.About the JobThe successful candidate will be responsible for monitoring security transactions and collaborating...
-
Trade Surveillance Risk Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleSociete Generale's Capital Market Surveillance (CMS) team is a global department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams: one focused on monitoring security transactions and the other on...
-
Trade Surveillance Specialist
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeOverview of the RoleWe are seeking a highly skilled Trade Surveillance Specialist to join our Banking Compliance team at SGS Société Générale de Surveillance SA.
-
Trade Surveillance Compliance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the OpportunityWe are seeking a Trade Surveillance Compliance Specialist to join our team in Montreal. This is an exciting opportunity to work in a key area of Société Générale's Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.The...
-
Trade Surveillance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SA:We are a global leader in trade surveillance, working with financial institutions to protect them from regulatory risks and ensure compliance with industry rules and regulations.Our team is comprised of experts who work together to monitor security transactions, identify potential issues, and develop...
-
Trade Surveillance Specialist
5 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeCompliance is key to our success at SGS Sociète Générale de Surveillance SA. We are seeking a skilled Trade Surveillance Specialist to join our team in Montreal, Canada.About the RoleWe are looking for an experienced professional to support our Trade Surveillance program in ensuring compliance with exchange rules and regulations. The successful candidate...
-
Trade Surveillance Specialist
2 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout Trade Surveillance at SGS Société Générale de Surveillance SASociété Générale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two...
