AML Auditors Senior

7 days ago

Old Toronto, Ontario, Canada InfoTek Consulting Full time
Job Title: Senior AML Auditors

About the Role:

We are seeking a highly skilled Senior AML Auditors to join our team at InfoTek Consulting. As a Senior AML Auditors, you will be responsible for leading and conducting internal audits focused on Anti-Money Laundering (AML) compliance within the organization.

Key Responsibilities:

  • Audit Planning and Execution:
    • Develop and execute a comprehensive audit plan focused on AML-related activities, ensuring alignment with organizational objectives and regulatory requirements.
    • Conduct risk assessments to identify potential areas of AML risk within the organization.
  • Control Testing and Evaluation:
    • Conduct detailed testing of AML controls to ensure they are effectively designed and operating as intended.
    • Evaluate the adequacy of control frameworks related to transaction monitoring, customer due diligence (CDD), enhanced due diligence (EDD), and suspicious activity reporting (SAR).
  • Risk Assessment:
    • Assist in the development and execution of AML risk assessments to identify areas of high risk within the organization.
    • Use data analytics and other tools to identify trends, patterns, or anomalies that may indicate potential money laundering risks.
  • Documentation and Reporting:
    • Document testing procedures, findings, and conclusions in a clear and organized manner.
    • Prepare comprehensive reports summarizing the results of control testing, including any identified issues and recommended corrective actions.
  • Continuous Improvement:
    • Stay current with changes in AML regulations and industry best practices, and incorporate this knowledge into control testing procedures.

Requirements:

  • Education: Bachelor's degree in Finance, Accounting, Business Administration, or a related field. A master's degree is a plus.
  • Professional Certifications: Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or similar certifications preferred.
  • Experience: Minimum of 5-10 years of experience in internal audit, compliance, or risk management, with a focus on AML. Strong knowledge of AML regulations, including the OFSI Relevant Canadian Regulations. Experience leading audit teams and managing complex audit engagements.
  • Skills: Excellent analytical and problem-solving skills, with the ability to assess risks and controls effectively. Strong communication and presentation skills, with the ability to convey complex information clearly and concisely. Proficient in using audit management software and other relevant tools. Ability to work independently and manage multiple priorities in a fast-paced environment.

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