Regulatory Compliance Lead

Job Title: Regulatory Compliance Lead - Market IntegrityCompany Overview:Options Consulting Solutions is a leading investment firm with a strong reputation for navigating the market and providing exceptional service to clients.About the Role:We are seeking an experienced Regulatory Compliance Lead - Market Integrity to join our team. As a key member of our...

About the RoleWe are seeking a seasoned Compliance Officer to oversee our firm's regulatory and internal compliance programs. With a focus on market conduct review, trade conduct, and Universal Market Integrity Rules (UMIR), you will ensure all operations comply with applicable laws and regulations.The Company OverviewOur client is an investment firm with a...

About VirgoCXVirgoCX is a Canadian-based cryptocurrency trading platform, dedicated to making crypto trading safe, easy, and affordable for Canadians. Founded in 2018, the company has expanded its business presence in Australia, the U.S., and plans to further grow globally.At VirgoCX, our mission is to provide easy and affordable access for all clients to...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Professional Engineers Ontario. This is an excellent opportunity for an experienced professional to lead the administration and investigation of complaints made against licensed engineers and Certificate of Authorization holders.

Job Description:Tata Consultancy Services, a leading IT services company, is seeking a highly skilled Regulatory Compliance Specialist to join our team.About Us:TCS is an equal opportunity employer that values diversity and inclusivity. Our commitment to culture and diversity is reflected in our people stories across our workforce, implemented through...

About Virgo GroupVirgo Group is a leading provider of cryptocurrency trading services across Canada, with a diverse business footprint that includes VirgoCX, VirgoCX Wealth, and Virgo Digital Asset Management. With a strong presence in Australia, the U.S., and other regions, we are poised to become an integrated global digital asset service provider.Our...

Director of Regulatory ComplianceWe are seeking a highly skilled Director of Regulatory Compliance to join our team at the Bank of Montreal.This role will be responsible for leading the implementation and maintenance of first line of defense (1LOD) programs, collaborating with second and third line functions to ensure compliance and operational risks are...

Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Liberty Mutual Canada. This role will be responsible for ensuring the entities' compliance with regulatory and tax reporting requirements.Key Responsibilities:Lead and support end-to-end process for regulatory returns, including liaison with other business...

Overview of the Role:Job Title: Regulatory Compliance SpecialistDescription: As a key member of our Finance team, you will be responsible for ensuring compliance with regulatory requirements and reporting obligations.About Us: Liberty Mutual Canada is a leading insurance company that offers a range of commercial insurance products and solutions to mid-size...

As a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...

Compliance Associate RoleWe are seeking a detail-oriented and organized Regulatory Compliance Professional to join our team at PearTree Canada. This role will be responsible for ensuring that our business operations comply with all relevant laws and regulations.The successful candidate will have a minimum of 3 years of experience working in compliance or a...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...

About the RoleWe are seeking an experienced Lead Counsel to join our team at HDI Global Specialty SE in Canada. As a key member of our Legal and Compliance Department, you will play a critical role in ensuring compliance with Canadian regulations and developing effective strategies to mitigate risks.Job DescriptionAs the Lead Counsel, you will be responsible...

We are seeking a highly skilled Regulatory Compliance Director to join our team at the Royal Bank of Canada. In this role, you will be responsible for ensuring that our bank's regulatory capital compliance processes are efficient and effective.

Overview:PearTree Canada is a reputable financial services firm committed to delivering excellent client experiences while adhering to regulatory standards.About the Position:This challenging role requires an experienced professional with expertise in regulatory compliance to ensure our business practices align with applicable laws and regulations.Key...

The Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...

Company OverviewVirgoCX is a leading cryptocurrency trading platform in Canada, dedicated to providing secure and easy-to-use services for its clients. With a strong presence in the country since 2018, VirgoCX has expanded its operations to Australia, the U.S., and other regions, establishing itself as a trusted global digital asset service provider.About...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at PearTree Canada.About the RoleThe successful candidate will be responsible for maintaining and updating new client account application and KYC forms as required, preparing trade approval forms for compliance sign-off, and liaising with Client Service and Business...

We are seeking a highly motivated Regulatory Compliance Specialist to join our team at the Ontario Public Service. This is an exciting opportunity to work with a dynamic team that is dedicated to protecting consumers and promoting business compliance.

PearTree Canada is a leading player in the financial industry, and we are seeking an experienced Compliance Specialist to join our team. This role plays a critical part in ensuring that our business operations and transactions adhere to all relevant legal and internal rules, with a focus on securities regulatory compliance for PearTree Securities Inc.Main...