Markets & Financing Audit Leader

1 month ago

Old Toronto, Ontario, Canada State Street Full time
About the Role

We are seeking a highly skilled and experienced Markets & Financing Audit, Assistant Vice President to lead audit engagements focused on the Global Markets & Global Credit Finance businesses. As a key member of our audit team, you will be responsible for overseeing individual audit engagements and leading assigned teams through all aspects of the audit process.

Key Responsibilities
  • Plan, oversee, and execute audits according to the Division's risk-based audit methodology, internal standards, and industry practices.
  • Supervise and direct the execution of risk and control assessments, along with the effective and efficient testing of key controls.
  • Review audit workpapers to ensure execution in line with internal standards and that conclusions are properly supported.
  • Draft audit reports that clearly communicate the overall conclusion, including key risks, identified issues and their root cause, and impact on overall business strategy.
  • Work in partnership with business area management to communicate expectations and manage any project issues that may arise during the audit engagement.
  • Escalate potential and identified issues to senior management timely and work with business management to develop and negotiate solutions.
  • Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment, and global footprint.
  • Establish and maintain strong and effective client relationships with business management across the lines of defense and assist management in understanding and implementing/maintaining internal control principles.
  • Coach and mentor audit staff as part of their ongoing development.
Requirements
  • A high degree of professionalism with a proven history of providing effective leadership to diverse teams.
  • The ability to manage complexity, effectively prioritize multiple tasks, and work independently in non-routine situations and in a fast-paced environment.
  • In-depth understanding of the capital markets industry, associated products, regulations and risks.
  • Excellent analytical, problem-solving, communication (written and verbal), interpersonal, organizational, and presentation skills.
  • Demonstrated ability to synthesize understanding of business processes into value-added feedback on risk and control environment.
  • Proven ability to research, interpret, and apply regulatory requirements.
Preferred Qualifications
  • 5+ years of experience in Public Accounting, Internal Auditing, or Capital Markets.
  • Bachelor's degree, preferable in finance, accounting, or related field.
  • Experience executing or auditing capital markets and/or lending products.
  • Experience in auditing information technology general controls.
About State Street

State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading, and investment management to institutional clients.

We are committed to creating an inclusive and diverse workplace where everyone feels valued and empowered to contribute their best work. If you're passionate about making a difference in the financial services industry, we encourage you to apply for this exciting opportunity.

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