Senior Audit Manager

1 month ago


Toronto, Ontario, Canada State Street Full time
About the Role

We are seeking a highly skilled and experienced professional to lead audit engagements focused on the Global Markets & Global Credit Finance businesses. As a key member of our audit team, you will be responsible for overseeing individual audit engagements and leading assigned teams through all aspects of the audit process.

Key Responsibilities
  • Plan, oversee, and execute audits according to the Division's risk-based audit methodology and industry practices.
  • Supervise and direct the execution of risk and control assessments, along with the effective and efficient testing of key controls.
  • Review audit workpapers to ensure execution in line with internal standards and that conclusions are properly supported.
  • Draft audit reports that clearly communicate overall conclusion, including key risks, identified issues, and their root cause, and impact on overall business strategy.
  • Work in partnership with business area management to communicate expectations and manage any project issues that may arise during the audit engagement.
  • Escalate potential and identified issues to senior management timely and work with business management to develop and negotiate solutions.
  • Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment, and global footprint.
  • Establish and maintain strong and effective client relationships with business management across the lines of defense and assist management in understanding and implementing internal control principles.
  • Contribute to change initiatives through active participation in working groups and adoption of practices in day-to-day responsibilities.
  • Coach and mentor audit staff as part of their ongoing development.
Requirements
  • A high degree of professionalism with proven history of providing effective leadership to diverse teams.
  • The ability to manage complexity, effectively prioritize multiple tasks, and work independently in non-routine situations and in a fast-paced environment.
  • In-depth understanding of the capital markets industry, associated products, regulations, and risks.
  • Excellent analytical, problem-solving, communication (written and verbal), interpersonal, organizational, and presentation skills.
  • Demonstrated ability to synthesize understanding of business processes into value-added feedback on risk and control environment.
  • Proven ability to research, interpret, and apply regulatory requirements.
Preferred Qualifications
  • 5+ years of experience in Public Accounting, Internal Auditing, or Capital Markets.
  • Bachelor's degree, preferable in finance, accounting, or related field.
  • Advanced degree or certification (CFA, FRM, CPA, CIA) preferred.
  • Experience executing or auditing capital markets and/or lending products.
  • Experience in auditing information technology general controls.
About State Street

State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. We provide investment servicing, data & analytics, investment research & trading, and investment management to institutional clients. We make all efforts to create a great work environment, with competitive and comprehensive benefits packages, flexible work programs, and a wealth of development programs and educational support to help you reach your full potential.

We truly believe our employees' diverse backgrounds, experiences, and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity, and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader.



  • Toronto, Ontario, Canada Company 1 - The Manufacturers Life Insurance Company Full time

    Job DescriptionThe Senior Audit Manager is accountable for delivering high-quality, risk-based audit services to internal clients. This role involves managing audit assignments and teams to ensure timely completion of audits within budget and target dates.


  • Toronto, Ontario, Canada KPMG-Canada Full time

    Job Description:KPMG in Canada is seeking an experienced Senior IT Audit Manager to join our Technology Risk Services team in Toronto. As a Senior IT Audit Manager, you will be responsible for leading and managing IT audit engagements, including planning, executing, and reporting on IT risk assessments and internal controls.Key Responsibilities:Lead and...

  • Senior Manager, Audit

    1 month ago


    Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 207505The Audit Department is a critical component of Scotiabank\u2019s internal control system, playing a key role in ensuring the integrity of our financial operations. As a Senior Manager, Audit, you will be responsible for leading a team of auditors in conducting independent and objective assurance reviews of our business processes and...

  • Senior Manager, Audit

    3 weeks ago


    Toronto, Ontario, Canada Manulife Full time

    Job SummaryThe Senior Manager, Audit and Advisory Services is responsible for planning and leading audit projects to deliver high-quality, professional, cost-effective, and valuable results. The position provides opportunities to enhance actuarial skills and build teamwork, leadership, communication, and project management competencies.Key...


  • Toronto, Ontario, Canada Manulife Full time

    About the RoleWe are seeking a highly skilled Senior Manager, Audit to join our team in Toronto, Ontario. As a key member of our audit team, you will be responsible for planning and leading audit projects to deliver high-quality results.Job DescriptionThe Senior Manager, Audit will be accountable for:Leading audit and advisory projects, ensuring they meet...

  • Senior Audit Manager

    1 month ago


    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs a Senior Manager - Capital Markets, Internal Audit, you will be responsible for assessing the effectiveness of internal controls, risk management practices, and corporate governance processes in the Capital Markets platform of Royal Bank of Canada.Key ResponsibilitiesEvaluate the design and operating effectiveness of internal controls to ensure...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    About the RoleWe are seeking an experienced Senior Group Manager, Audit to join our team at The Toronto-Dominion Bank (Canada).Job SummaryThe Senior Group Manager, Audit will lead a team of audit professionals in supervising, planning, and executing complex audits and projects for multiple business groups. This will include developing and implementing audit...


  • Toronto, Ontario, Canada Imploy Full time

    Company OverviewImploy is a reputable public accounting firm providing comprehensive business advisory, accounting, audit, and taxation services to small, medium, and large privately owned businesses nationally.Job Description:We are seeking an experienced Senior Audit Professional to lead our audit team and manage client engagements. The ideal candidate...


  • Old Toronto, Ontario, Canada TD Bank Full time

    Job Title: Senior Manager AuditAbout the Role:We are seeking a highly skilled Senior Manager Audit to join our team at TD Bank. As a key member of our audit team, you will be responsible for managing a team of Business Insights & Analytics specialists and working closely with internal stakeholders to understand business objectives, identify data needs, and...

  • Senior Audit Manager

    4 weeks ago


    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?As a Senior Manager – Capital Markets, Internal Audit, you will assess the effectiveness of internal controls, risk management practices, corporate governance processes, and fraud prevention and detection in the Capital Markets platform of RBC. You will take a strategic approach to engagements that...

  • Senior Manager, Audit

    4 weeks ago


    Toronto, Ontario, Canada Manulife Full time

    Job SummaryWe are seeking a highly skilled Senior Manager, Audit to join our Actuarial Audit Team. The successful candidate will be responsible for planning and leading audit projects, providing actuarial expertise and credibility for internal audit engagements, and developing audit scope and programs to evaluate controls in place to mitigate risks.Key...

  • Senior Manager, Audit

    4 weeks ago


    Toronto, Ontario, Canada Manulife Full time

    Job SummaryThe Senior Manager, Audit and Advisory Services is a key member of the Actuarial Audit Team, responsible for planning and leading audit projects of all types to deliver high-quality, professional, cost-effective, and valuable results. This role provides opportunities to enhance actuarial skills, build teamwork, leadership, communication, and...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job SummaryAs a Senior Audit Manager, Model Risk Audit, you will lead and manage audits to assess the design and operating effectiveness of model risk management and controls, providing high-quality value to the organization.Key ResponsibilitiesLead and manage audits as Office in Charge (OIC) to assess model risk management and controls.Provide high-quality,...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job SummaryThe Senior Audit Manager, IT Audit will lead a team of IT audit professionals to assess the design and operational effectiveness of internal controls relating to IT technology, applications, data, third party, risk management, projects and related processes supporting businesses throughout Scotiabank.Key ResponsibilitiesLead and oversee the Audit...

  • Senior Audit Manager

    1 month ago


    Old Toronto, Ontario, Canada Scotiabank Full time

    Job Summary We are seeking a highly skilled and experienced Senior Audit Manager to lead and manage audits as Office in Charge (OIC) to assess the design and operating effectiveness of model risk management and controls. Key Responsibilities Lead strategic transformation of Audit through innovation, adoption of generative AI and best in class...


  • Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job Title: Senior Manager, Internal Audit MethodologyAbout the Role:The Senior Manager, Internal Audit Methodology will provide strategic guidance and direction to the development and implementation of internal audit methodologies and practices, ensuring alignment with global regulatory, industry, and best practice expectations for financial institution...


  • Toronto, Ontario, Canada Bank of Montreal Full time

    Job SummaryWe are seeking a highly skilled Senior Audit Manager, Methodology to lead our Corporate Audit practice and drive strategic initiatives forward.The ideal candidate will have a strong background in audit and risk management, with the ability to ensure our audit practices are up-to-date, meet professional standards, and continually evolve.This is a...


  • Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    About the Role:We are seeking a highly skilled and experienced Audit Senior Manager to join our team at The Toronto-Dominion Bank (Canada). As a key member of our audit team, you will be responsible for leading and managing complex audits and projects, providing thought leadership and strategic guidance to our executives, and building strong relationships...


  • Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 207914At Scotiabank, we are seeking a highly skilled Senior Audit Manager to lead our Model Risk Audit team. As a key member of our risk management function, you will be responsible for assessing the design and operating effectiveness of model risk management and controls.PurposeThe incumbent will be required to assess the effectiveness of...


  • Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs a Senior Manager, IT Internal Audit, you will lead the design, implementation, and execution of strategic initiatives to enhance continuous assurance and risk monitoring programs. You will foster trusted relationships with clients and internal audit partners to drive adoption of enhanced risk-based analytic capabilities and enable a culture of...