Regulatory Compliance Director

At ZLC Wealth Inc., we are seeking a highly skilled Regulatory Affairs Director to join our team and drive compliance excellence across the organization.About the RoleThis is a critical leadership position that requires a deep understanding of regulatory requirements, industry trends, and compliance best practices. As a key member of our Compliance Division,...

Job Summary:This role will support the President of ZLC Wealth in overseeing all aspects of the Compliance Division, including automating procedures, reviewing compliance regulations, assisting with technological advancements, and liaising with Advisors for compliance issues.About the Role:Reporting to the President / Chief Compliance Officer of ZLC Wealth...

Job Overview:ZLC Wealth INC. is a leading wealth management firm seeking a highly skilled Compliance Director to oversee all aspects of our Compliance Division.About the Role:This senior-level position will report directly to the President of ZLC Wealth INC. and be responsible for ensuring compliance with regulatory requirements, maintaining effective...

Job Summary:We are seeking an experienced Chief Compliance Officer (CCO) to lead our compliance function and ensure Enoch Wealth Management adheres to all relevant securities regulations and internal policies.About the Role:The CCO will be responsible for creating, executing, and continuously enhancing Enoch's compliance framework and policies, conducting...

ZLC Wealth Inc. is seeking a highly skilled Compliance Operations Director to lead our Wealth Management division. This is a challenging and rewarding opportunity for an experienced professional to join our team.**Job Summary:**The Compliance Operations Director will be responsible for overseeing all aspects of compliance, including regulatory requirements,...

At ZLC Wealth Inc., we're seeking an experienced Strategic Compliance Director to join our team. This role will play a pivotal part in supporting the President of ZLC Wealth and driving all aspects of the Compliance Division forward.About the RoleThis strategic position will focus on automating procedures, reviewing compliance regulations, and collaborating...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at TSX Inc.About the RoleThis is an exciting opportunity to work in a dynamic and fast-paced environment, analyzing financial and continuous disclosure documentation to ensure Issuer compliance with Exchange requirements.You will identify noncompliance issues,...

About Xenon Pharmaceuticals Inc.Xenon Pharmaceuticals Inc. is a premier neuroscience company that is advancing an exciting product pipeline to address indications with high unmet medical need, including epilepsy and depression.We are building upon the positive results and compelling data from our Phase 2b study in adult patients with focal epilepsy, and our...

Job OverviewZLC WEALTH INC. is seeking a highly skilled Compliance Director to join our team.Key Responsibilities:Report directly to the President and lead all aspects of the Compliance Division, including automation, regulatory reviews, and technology advancements.Maintain compliance regulations by updating policies, reviewing marketing materials,...

We are at the forefront of geolocation, cybersecurity, and anti-fraud innovation, developing cutting-edge technologies to ensure regulatory compliance and combat online threats.Achieving significant growth over three years, GeoComply is a trusted partner for leading global brands and regulators. Our compliance-grade technology solutions are installed on over...

Job Summary">We seek a detail-oriented individual to support our Registrations team, facilitating efficient processing of Canadian and US individual registrations.">Duties involve:">Collaborating with Registrations Officers on reports;">Communicating with internal teams and regulatory bodies;">Providing key administrative support;">Staying updated on...

At ZLC Wealth Inc., we are seeking a highly skilled Compliance Director to join our team. This role will oversee all aspects of the Compliance Division, ensuring seamless adherence to regulatory requirements and industry best practices.The ideal candidate will have relevant experience in the wealth management industry, with a strong understanding of...

At GeoComply, we are at the forefront of innovation, developing and delivering cutting-edge technologies to combat bad online actors and protect businesses from fraud. Our compliance-grade geolocation technology solutions analyze over 12 billion transactions a year.GeoComply seeks an experienced Legal Counsel to join our dynamic and growing Legal team. This...

Chief Compliance OfficerWe are Enoch Wealth Inc., an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission.This is a full-time position that requires at least 7-10 years of experience in compliance, ideally within financial services or investment management.Responsibilities:Develop and implement a compliance program aligned with our...

About TSW Management Services Inc.We are a national Lloyd's Managing General Agent and Wholesale Broker specializing in complex commercial insurance placements. Our goal is to become one of Canada's leading MGA commercial insurance wholesalers through our product offerings, integrity, intelligence, and delivery of outstanding service.Estimated Salary...

We are seeking a seasoned underwriting professional to lead our compliance initiatives and drive business growth as the Director of Underwriting Compliance.About UsTSW Management Services Inc. is a national Lloyd's Managing General Agent and Wholesale Broker specializing in complex commercial insurance placements.Job SummaryThe Director of Underwriting...

Enoch Wealth Inc. is a reputable Exempt Market Dealer registered with the Securities Commission in BC, AB, and ON. The company has been recognized as a Great Place to Work and Better Business Bureau accredited firm. We are seeking a seasoned Compliance Officer (CCO) to spearhead our compliance function. As CCO, you will ensure Enoch Wealth Management adheres...

Director of Underwriting ComplianceWe are seeking an experienced underwriter professional to lead our underwriting operations and manage compliance activities.About the RoleManage underwriting operations, lead the Delegated Underwriting Authority (DUA) renewal process, and assist in creating new insurance products.Ensure full compliance with underwriting...

At Conwest Contracting Ltd., we are seeking an experienced Senior Director, Asset Management to join our team. This senior leadership role requires a strong background in construction safety management, with a focus on heavy civil construction industry practices and processes.About the RoleThis is a highly visible position that involves developing and...

Job OverviewWe are seeking a detail-oriented and organized Compliance Specialist to join our team at Connor, Clark & Lunn Investment Management Ltd. In this role, you will be responsible for ensuring compliance with regulatory requirements and company policies.Key Responsibilities:Maintain accurate records of all regulatory filings and submissions;Conduct...