Compliance Director for Regulatory Excellence

1 week ago


Vancouver, British Columbia, Canada Enoch Wealth Inc. Full time
Chief Compliance Officer

We are Enoch Wealth Inc., an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission.

This is a full-time position that requires at least 7-10 years of experience in compliance, ideally within financial services or investment management.

Responsibilities:
  • Develop and implement a compliance program aligned with our exempt market dealer activities.
  • Establish goals and metrics for compliance effectiveness and provide regular reports to the Board and senior management.
  • Draft and maintain comprehensive policies covering areas such as anti-money laundering (AML), anti-fraud, data protection, and conflict of interest.
Key Skills:
  • In-depth knowledge of financial regulations, risk management, and compliance auditing.
  • Exceptional analytical, leadership, and communication abilities.
Benefits:
  • Salary: $120,000 - $180,000 per year.
  • Dental care.
  • On-site gym.


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