Compliance Director for Regulatory Excellence
1 week ago
We are Enoch Wealth Inc., an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission.
This is a full-time position that requires at least 7-10 years of experience in compliance, ideally within financial services or investment management.
Responsibilities:- Develop and implement a compliance program aligned with our exempt market dealer activities.
- Establish goals and metrics for compliance effectiveness and provide regular reports to the Board and senior management.
- Draft and maintain comprehensive policies covering areas such as anti-money laundering (AML), anti-fraud, data protection, and conflict of interest.
- In-depth knowledge of financial regulations, risk management, and compliance auditing.
- Exceptional analytical, leadership, and communication abilities.
- Salary: $120,000 - $180,000 per year.
- Dental care.
- On-site gym.
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Vancouver, British Columbia, Canada ZLC WEALTH INC. Full time $100,000 - $120,000At ZLC Wealth Inc., we are seeking a highly skilled Regulatory Affairs Director to join our team and drive compliance excellence across the organization.About the RoleThis is a critical leadership position that requires a deep understanding of regulatory requirements, industry trends, and compliance best practices. As a key member of our Compliance Division,...
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Compliance Director
3 weeks ago
Vancouver, British Columbia, Canada ZLC WEALTH INC. Full timeOverview: ZLC Wealth Inc. is a leading wealth management firm seeking a Compliance Director to oversee all aspects of our Compliance Division.Salary Range: $100,000 - $120,000Job Description:We are looking for an experienced Compliance Director to report directly to the President of ZLC Wealth Inc. and lead our Compliance team in maintaining regulatory...
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Regulatory Affairs Director
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Vancouver, British Columbia, Canada ZLC WEALTH INC. Full time $100,000 - $120,000Job Summary:This role will support the President of ZLC Wealth in overseeing all aspects of the Compliance Division, including automating procedures, reviewing compliance regulations, assisting with technological advancements, and liaising with Advisors for compliance issues.About the Role:Reporting to the President / Chief Compliance Officer of ZLC Wealth...
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Compliance Director
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Vancouver, British Columbia, Canada ZLC WEALTH INC. Full time $100,000 - $120,000Job Overview:ZLC Wealth INC. is a leading wealth management firm seeking a highly skilled Compliance Director to oversee all aspects of our Compliance Division.About the Role:This senior-level position will report directly to the President of ZLC Wealth INC. and be responsible for ensuring compliance with regulatory requirements, maintaining effective...
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Regulatory Compliance Specialist
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Regulatory Compliance Expert
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Compliance Operations Director
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Chief Compliance Officer
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Regulatory Compliance Specialist
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