Global Trade Governance Manager

2 weeks ago


Montreal, Quebec, Canada Sun Life Full time

Overview:

Sun Life is committed to providing a collaborative and inclusive work environment where employees can grow professionally. As a Global Trade Governance Manager, you will play a critical role in ensuring the company's compliance with regulatory requirements and policies.

About the Role:

This contract position reports to the Director, Wealth Oversight Programs, and is responsible for providing back-up first-line oversight of trading and other activities of advisors and field leaders to ensure regulatory obligations are met.

Key Responsibilities:

  • Conduct daily/monthly trade reviews, close supervision, new registrant supervision as a back-up TSM.
  • Support Trade Supervision Team Leads in effectively managing queries and tasks.
  • Identify and resolve issues impacting risk, regulatory requirements, and Sun Life policies.
  • Proactively identify coaching opportunities for field leaders and advisors.
  • Collaborate with team members to achieve objectives.
  • Complete other duties as assigned.

Requirements:

  • Mutual Fund Branch Manager proficiency.
  • Knowledge of mutual fund industry compliance standards and practices.
  • Integrity, ethics, good judgement.
  • Interpersonal and communication skills.
  • Organizational and time management skills.
  • Bilingualism (French and English) required for frequent interactions.

What We Offer:

  • A friendly and inclusive culture.
  • An environment of continuous learning and improvement.

Salary Range:$120,000 - $180,000 per year.


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