Global Trade Governance Manager
2 weeks ago
Overview:
Sun Life is committed to providing a collaborative and inclusive work environment where employees can grow professionally. As a Global Trade Governance Manager, you will play a critical role in ensuring the company's compliance with regulatory requirements and policies.
About the Role:
This contract position reports to the Director, Wealth Oversight Programs, and is responsible for providing back-up first-line oversight of trading and other activities of advisors and field leaders to ensure regulatory obligations are met.
Key Responsibilities:
- Conduct daily/monthly trade reviews, close supervision, new registrant supervision as a back-up TSM.
- Support Trade Supervision Team Leads in effectively managing queries and tasks.
- Identify and resolve issues impacting risk, regulatory requirements, and Sun Life policies.
- Proactively identify coaching opportunities for field leaders and advisors.
- Collaborate with team members to achieve objectives.
- Complete other duties as assigned.
Requirements:
- Mutual Fund Branch Manager proficiency.
- Knowledge of mutual fund industry compliance standards and practices.
- Integrity, ethics, good judgement.
- Interpersonal and communication skills.
- Organizational and time management skills.
- Bilingualism (French and English) required for frequent interactions.
What We Offer:
- A friendly and inclusive culture.
- An environment of continuous learning and improvement.
Salary Range:$120,000 - $180,000 per year.
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