Senior Compliance Surveillance Specialist

1 week ago

Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

Societe Generale's Capital Market Surveillance team is a vital component of the Compliance department, responsible for monitoring security transactions and Firm communications to ensure adherence to industry rules and regulations.

The US CMS Trade Surveillance team in Montreal requires an additional resource to support its monitoring of U.S. operations, providing an exciting opportunity to work in a key area of Societe Generale's Compliance program interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.

As a Senior Compliance Surveillance Specialist, you will be involved in reviewing trade surveillance alerts and escalating issues to relevant stakeholders for investigation and resolution. You will also participate in the development, testing, and implementation of new surveillance scenarios and minimum standards, ensuring the quality assurance and reasonability testing of surveillance controls.

This role requires strong analytical, problem-solving, and organizational skills to balance multiple priorities in a fast-moving environment. Self-starter with the ability to work independently and in a team setting, you will be expected to communicate effectively with colleagues and partners in the United States.

To succeed in this position, you should have a Bachelor's Degree or equivalent, 1-3 years of experience in trade surveillance, general compliance, and/or financial services. You should also possess knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity, as well as strong interpersonal and written/verbal communication skills.

We offer a competitive salary range of $80,000 - $110,000 per year, depending on experience, plus benefits including a minimum of 20 vacation days + 4 personal days, supportive maternity, paternity, parental, and adoption leave policy, health spending account, fully sponsored virtual healthcare assistance, and employee assistance program.

Our hybrid work arrangement offers flexibility to work remotely, as well as on-site, promoting interaction and collaboration with colleagues while adhering to all Societe Generale standard protocols.

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