Legal Counsel in Toronto, Canada

4 weeks ago

Canada Canadian Hispanic Bar Association Full time
Job Description

The Ontario Securities Commission (OSC) is seeking a highly skilled Legal Counsel to join its Registration Team. As a key member of the team, you will provide advice and recommendations on the securities registration regime in Canada, including novel matters.

The Legal Counsel will engage with external stakeholders, making impactful contributions within the securities regulatory environment. You will work closely with the Manager and other team members to develop significant policy/legislative initiatives affecting registered firms and individuals at both the Ontario and national levels.

Key Responsibilities
  • Advise on the registration regime in Canada under National Instrument 31-103 Registration Requirements and Ongoing Registrant Obligations and related instruments.
  • Address legal issues that arise during the course of the Registration Team's review of applications for registration and recommend decisions in response to applications for exemptions from registration requirements under the Securities Act and the Commodity Futures Act.
  • Interface with registrants and their legal representatives to address issues of suitability for registration and other registration-related matters.
  • Engage in outreach with the business community and play an impactful role in navigating legal and business challenges and driving solutions on registration-related issues.
  • Carry out a key function in the development of significant policy/legislative initiatives affecting registrants at both the Ontario and national levels.
  • Promote effective and consistent approaches on registration-related issues across Canada.
  • Develop a strong network of working relationships with legal practitioners and other professionals through work in a fast-paced and evolving regulatory environment.
  • Foster and build productive relationships with the registrant community and contribute to the Branch's ability to efficiently and effectively grant registration to individuals and firms.
  • Promote a results-oriented environment where the impact of registrant regulation activities are visible in terms of investor protection and confidence in Ontario's capital markets.
Requirements
  • LL.B. or J.D. degree (or equivalent).
  • Good standing with a Canadian Law Society.
  • 3+ years of relevant securities/industry experience.
  • A strong understanding of the securities industry and securities legislation.
  • Demonstrated proficiency in balancing regulatory objectives with practical business considerations.
  • Demonstrated ability to analyze complex problems and develop creative recommendations.
  • Ability to communicate ideas clearly and concisely.
  • Excellent research and legal drafting skills including experience drafting legislation, rules or other regulatory instruments.
  • Strong analytical thinker able to work independently and as part of a multi-disciplinary team of professionals.
  • Demonstrated ability to establish collaborative working relationships and engage with internal and external stakeholders.
  • Demonstrated ability to coordinate various aspects of projects and policies with appropriate staff within the organization.

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