Compliance Process Analyst

Compliance Analyst Job DescriptionQuestrade Financial Group is seeking a highly motivated and detail-oriented Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct surveillance on portfolio management and...

Job Title: Senior Analyst, Risk and SOX ComplianceAt Brookfield Asset Management, we are seeking a highly skilled Senior Analyst to support our successful implementation of internal controls over financial reporting (ICFR) frameworks and execution of the ICFR testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements.This role is responsible...

Business Analyst – Compliance, Regulatory & Data | Circa $110k | Toronto (Fully remote, until early next year)Cititec Talent is partnering with a leading global commodities firm that is looking to hire a Business Analyst with expertise in compliance and regulatory reporting, specifically within the commodities trading sector. This role is crucial for...

Senior Analyst, Business ComplianceWe are seeking a highly skilled Senior Analyst, Business Compliance to join our team at President's Choice Financial. This role will play a critical part in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Implement and manage the...

Senior Compliance Testing AnalystWe are seeking a highly skilled Senior Compliance Testing Analyst to join our team at Randstad Canada. As a Senior Compliance Testing Analyst, you will be responsible for planning and executing compliance testing programs, communicating results, and documenting regulatory controls.Key Responsibilities:Plan and execute...

Senior Compliance Testing AnalystAre you looking to gain experience in a top 5 bank? This is a great opportunity for you to develop your skills in compliance testing and risk management.About the RoleThe Senior Compliance Testing Analyst will be responsible for all aspects of assigned testing engagements, including planning, execution, and reporting. The...

About the RoleWellington-Altus Financial Inc. is seeking a highly skilled Compliance Systems Analyst to join our team in Winnipeg or Toronto office. As a key member of the Compliance Team, you will be responsible for leveraging technology to enhance the effectiveness of Supervisors, ensuring processes are more accurate, cost-effective, and scalable.Key...

Job OverviewAs a Senior Compliance Analyst at Scotiabank, you will play a critical role in ensuring the bank's Global Compliance & AML initiatives are executed effectively. This is an excellent opportunity to utilize your analytical and technical skills in a dynamic environment.

About the Role:We are seeking a highly skilled Senior Tax Analyst, Enterprise Compliance to join our team at the Healthcare of Ontario Pension Plan (HOOPP). In this role, you will play a critical part in ensuring that HOOPP and its subsidiaries meet all tax compliance obligations.Job Summary:The primary responsibility of the Senior Tax Analyst, Enterprise...

About UsThe Toronto-Dominion Bank (Canada) is a global leader in the financial services industry, committed to delivering legendary customer experiences. With over 27 million households and businesses served worldwide, we offer a wide range of innovative banking, investing, and insurance products and services.Role OverviewWe are seeking an experienced...

About the Role:Neighbourly Pharmacy is seeking a highly skilled Data Process Analyst to support the growth of our nearly 300 acquired Pharmacy locations across Canada. As a key member of our Corporate Development team, you will be responsible for analyzing and optimizing data processes to improve data quality, efficiency, and value.Key...

Job Opportunity:Wellington-Altus Private Wealth seeks an experienced Compliance Systems Analyst to join our team. As a key member of the Compliance Team, you will be responsible for ensuring the effective implementation and maintenance of our compliance systems.About the Role:This in-office position will be based out of our Winnipeg or Toronto office. The...

About This RoleScotiabank is committed to fostering a culture of inclusion and diversity at all levels and in all aspects of the organization. Our goal is to attract, retain, and promote talented individuals from diverse backgrounds, including those with disabilities.We are seeking an experienced Senior Strategic Analyst to join our Global Compliance team....

Company OverviewTD is a leading global financial institution and one of the world's largest banks in North America by branches/stores. Our mission is to deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world.The RoleThe Senior Business Management Analyst plays a key role in...

About the RoleWe are seeking a highly skilled Senior Compliance Analyst to join our AML Operations Sanctions Payment Screening Team. As a key member of our team, you will contribute to the overall success of our operations by ensuring specific individual goals, plans, and initiatives are executed in support of our business strategies and objectives.Key...

Data/Process Analyst Job SummaryAt CB Canada, we are seeking a skilled Data/Process Analyst to support our client in the Banking Sector. The successful candidate will be responsible for working on inquiries via phone and email, meeting SLAs, and thinking quickly on their feet.Key Responsibilities: Investigate and resolve customer inquiries in a timely and...

Job DescriptionCIRO is seeking a highly skilled Membership Intake Manager to join our team. This role requires strong knowledge of regulatory processes and associated rules, as well as expertise in CIRO Rules relating to new application process and Member transaction changes.About the RoleThe Membership Intake Manager will be responsible for leading the...

Compliance Systems Analyst Role OverviewWellington-Altus Financial Inc. is seeking a highly skilled Compliance Systems Analyst to join our team. As a key member of our organization, you will be responsible for ensuring the integrity of our systems and processes.Key Responsibilities:Design and implement systems to ensure regulatory complianceDevelop and...

Compliance Analyst Job DescriptionAt Questrade Financial Group, we are committed to fostering a diverse, inclusive, and accessible work environment. As a Compliance Analyst, you will be part of a collaborative team that cares deeply about our mission and each other.Job SummaryThe Compliance Analyst will work closely with the Supervisor, Questrade Wealth...

Job SummaryWe are seeking a highly skilled Senior Compliance Analyst, Payroll to join our team at Scotiabank. This role will be responsible for supporting Payroll compliance projects and initiatives to ensure data accuracy and efficiency within SAP and regulatory requirements.Key ResponsibilitiesCollaborate with Payroll Operations, Payroll Controls, Total...