Financial Operations Liaison

1 week ago


Vancouver, British Columbia, Canada Disability Solutions Full time

We are seeking a skilled Financial Operations Liaison to provide support and act as a liaison between our home office and new Financial Advisors joining our branch offices. The ideal candidate will have a fundamental knowledge of investment concepts, practices, and procedures used in the securities industry.

Key Responsibilities:
  • Assist the National Sales team in transitioning Financial Advisors/Agents in Canada to Raymond James;
  • Maintain an ongoing dialogue with transitioning Financial Advisors/Agents to Raymond James;
  • Understand and educate transitioning Financial Advisors/Agents and their support staff on policies and procedures relating to operations, compliance, marketing, technology, investment products and general business issues;
  • Be responsible for the maintenance of a comprehensive process from initial training to ongoing support of new Advisors;
  • Arrange to provide branches with preliminary and ongoing operational training;
  • Customize transition requirements to the needs of the Financial Advisors/Agents;
  • Coordinate approval and printing process for stationery and business cards;
  • Manage weekly transition calls/meetings with Financial Advisors/Agents and their teams;
Salary Range:

$58,000-$62,000 per year, plus competitive performance bonuses/incentives. This salary range is reflective of the job's complexity, responsibilities, and industry standards.



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