Trade Surveillance Specialist
2 days ago
Compliance is key to our success at SGS Sociète Générale de Surveillance SA. We are seeking a skilled Trade Surveillance Specialist to join our team in Montreal, Canada.
About the RoleWe are looking for an experienced professional to support our Trade Surveillance program in ensuring compliance with exchange rules and regulations. The successful candidate will participate in regional and global projects aimed at enhancing the program, review trade surveillance alerts, and escalate issues to relevant stakeholders for investigation and resolution.
Key Responsibilities- Participate in the monitoring of security transactions for compliance with Exchange rules and be involved in regional and global projects aimed at enhancing the Trade Surveillance program.
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing, and implementation of new surveillance scenarios and minimum standards.
- Participate in the quality assurance and reasonability testing of surveillance controls.
- Assist with regional and global compliance initiatives and investigations.
- Assist with the review and analysis of new and/or amended industry rules and regulations.
- Assist with new business initiatives and their potential impact on the surveillance program.
- Bachelor's Degree or its equivalent.
- 1-3 years of experience in either trade surveillance general compliance and/or financial services.
- Experience with Microsoft Word, Excel, and PowerPoint.
SGS Sociète Générale de Surveillance SA is a leading player in the financial services industry. Our company offers a supportive work environment, competitive salary, and benefits package, including health spending accounts, personal spending accounts, fully sponsored virtual healthcare assistance, and Employee Assistance Program.
The estimated annual salary for this position is $70,000 - $90,000 based on industry standards and location. We offer a hybrid work arrangement that provides employees with flexibility to work remotely and on-site while promoting interaction and collaboration with colleagues.
Diversity and inclusion are core values at SGS Sociète Générale de Surveillance SA. We strive to create an inclusive workplace where all employees feel valued, respected, and empowered to contribute to our success.
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