Director, GBM First Line Supervision, Risk Management
1 month ago
We are seeking a highly experienced and skilled professional to lead our GBM First Line Supervision team. As a key member of our Global Banking and Markets organization, you will be responsible for designing and implementing control processes to ensure the overall success of our first line of defense in managing operational risks.
Key Responsibilities- Lead and direct supervisory activities for Trade Floor Supervision and Internal Control delegated by the Global Banking & Markets business lines.
- Conduct sales and trader oversight activities, escalating negative trends to the respective heads of sales and trading/business line heads for remedial action.
- Act as the escalation point for incidents, investigate and remediate as necessary.
- Develop and provide training to business line personnel on non-financial risks and controls and supervision procedures.
- Maintain an audit trail of supervision activities and maintain documentary evidence of delegations of such activities by business line.
- Evaluate impact on operational risk management from changes resulting from business expansion into new geographies, new products and services, organic business growth, system changes/new implementation, regulatory requirements.
- Drive industry change by advancing GBM perspective with industry committees and working groups.
- Review regulatory and audit findings and work with business line management to formulate responses and track to remediation.
- Coordinate responses to regulatory requests on behalf of the business.
- Lead in providing regular KRI/KPI reporting to GBM Management on the condition of internal controls in the respective business lines.
- Lead and supervise teams within Internal Control that execute delegated supervisory and oversight responsibilities of Internal Control and Trade Floor Supervision from Line 1A.
- Licensed as a Supervisor with CIRO and FINRA.
- Strong working knowledge of regulatory requirements that govern trading businesses in Canada, USA, Europe, APAC, and LATAM.
- Strong supervisory and management skills coupled with the ability to hire, place and train incumbents.
- At least 10 years' experience in a trading and operational risk management role.
- In-depth knowledge of capital markets business, including Equity, Fixed Income, Listed Derivatives, Foreign Exchange.
- Expert knowledge of internal controls.
- Extensive experience interacting with senior executives and managing key relationships throughout the organization.
Scotiabank offers a comprehensive benefits package, including flexible work arrangements, professional development opportunities, and a competitive salary and bonus structure.
We are an equal opportunities employer and welcome applications from diverse candidates.
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, GBM First Line SupervisionScotiabank is seeking a highly skilled and experienced Director to lead our GBM First Line Supervision team. As a key member of our Global Banking and Markets organization, you will be responsible for designing and implementing control processes to manage operational risks inherent in our businesses.Key...
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, GBM First Line Supervision, Internal ControlsScotiabank is seeking a highly skilled and experienced professional to join our team as a Director, GBM First Line Supervision, Internal Controls. This role is responsible for designing and implementing control processes with input from the GBM business lines and the second lines of defense,...
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, GBM First Line Supervision, Internal ControlsScotiabank is seeking a highly skilled and experienced professional to join our team as a Director, GBM First Line Supervision, Internal Controls. This role is responsible for designing and implementing control processes with input from the GBM business lines and the second lines of defense,...
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, GBM First Line Supervision, Risk ManagementScotiabank is seeking a highly skilled and experienced Director to lead our GBM First Line Supervision team. As a key member of our Global Banking and Markets organization, you will be responsible for designing and implementing control processes to manage operational risks inherent in our...
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Director, GBM First Line Supervision, Risk ManagementScotiabank is seeking a highly skilled and experienced Director to lead our GBM First Line Supervision team. As a key member of our Global Banking and Markets organization, you will be responsible for designing and implementing control processes to manage operational risks inherent in our...
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Senior Manager, GBM/GT Audit Specialist
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Senior Manager, GBM/GT Audit Specialist
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Toronto, Ontario, Canada Scotiabank Full timeAbout this RoleThe Senior Manager, GBM/GT Audit Specialist will be responsible for performing and managing audits to assess the design and operational effectiveness of internal controls relating to trading and treasury activities in a global context.Key ResponsibilitiesReview and assess the effectiveness of risk management controls, measurement techniques,...
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Senior Manager, GBM/GT Audit Specialist
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Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager to lead our GBM/GT Audit team in assessing the design and operational effectiveness of internal controls relating to trading and treasury activities.Key ResponsibilitiesPerform and manage audits to assess the effectiveness of internal controls, risk management, and governance over treasury and trading...
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Senior Manager, GBM/GT Audit Specialist
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager to lead our GBM/GT Audit team in assessing the design and operational effectiveness of internal controls relating to trading and treasury activities.Key ResponsibilitiesPerform and manage audits to assess the effectiveness of internal controls, risk management, and governance over treasury and trading...
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Senior Manager, GBM/GT Audit Specialist
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