Director, GBM First Line Supervision, Risk Management

4 weeks ago

Toronto, Ontario, Canada Scotiabank Full time
Job Title: Director, GBM First Line Supervision, Internal Controls

Scotiabank is seeking a highly skilled and experienced professional to join our team as a Director, GBM First Line Supervision, Internal Controls. This role is responsible for designing and implementing control processes with input from the GBM business lines and the second lines of defense, contributing to the overall success of the first line of defense in managing operational risks.

Key Responsibilities:
  • Lead and direct supervisory activities for Trade Floor Supervision and Internal Control delegated by the specific Global Banking & Markets business lines.
  • Conduct sales and trader oversight activities, escalating negative trends to the respective heads of sales and trading/business line heads for remedial action.
  • Act as the escalation point for incidents, investigate and remediate as necessary.
  • Develop and provide training to business line personnel on non-financial risks and controls and supervision procedures.
  • Maintain an audit trail of supervision activities and maintain documentary evidence of delegations of such activities by business line.
  • Evaluate impact on operational risk management from changes resulting from business expansion into new geographies, new products and services, organic business growth, system changes/new implementation, regulatory requirements.
  • Drive industry change by advancing GBM perspective with industry committees and working groups.
  • Review regulatory and audit findings and work with business line management to formulate responses and track to remediation.
  • Coordinate responses to regulatory requests on behalf of the business.
  • Lead in providing regular KRI/KPI reporting to GBM Management on the condition of internal controls in the respective business lines.
Requirements:
  • Licensed as a Supervisor with CIRO and FINRA.
  • Strong working knowledge of regulatory requirements that govern trading businesses in Canada, USA, Europe, APAC, and LATAM.
  • Strong supervisory and management skills coupled with the ability to hire, place and train incumbents.
  • At least 10 years' experience in a trading and operational risk management role.
  • In-depth knowledge of capital markets business, including Equity, Fixed Income, Listed Derivatives, Foreign Exchange.
  • Expert knowledge of internal controls.
  • Extensive experience interacting with senior executives and managing key relationships throughout the organization.
What We Offer:

Scotiabank offers a competitive compensation package, comprehensive benefits, and a dynamic work environment that fosters growth and development. We are committed to diversity and inclusion and welcome applications from qualified candidates from diverse backgrounds.

This position is currently a Hybrid role, with the expectation that you will work 3 days a week in the office. Please note that this is subject to change based on the needs of the business.

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