Asset Management and Product Oversight Leader

1 week ago


Old Toronto, Ontario, Canada TD Bank Full time
Job Summary

We are seeking a highly experienced and skilled Senior Manager, Product Due Diligence to join our team at TD Bank. The successful candidate will be responsible for the curation and management of the TD Wealth Product shelf, leading the development and maintenance of all approved products, product due diligence policies and procedures, risk assessment, product monitoring, and ongoing product governance.

Key Responsibilities
  • Product Shelf Management: Enhance the Product approval standards and procedures to right-size resourcing while ensuring compliance with regulatory and TD Bank requirements.
  • Shelf Controls: Design and optimize comprehensive shelf controls, including an end-to-end mapping of current state and roadmap for enhancements.
  • Process Evolution: Evolve processes and procedures to accommodate changing industry practices, regulatory environment, and business needs.
  • Risk Management: Evolve the ability to identify, manage, mitigate, and avoid risks associated with the Product shelf.
  • Product Quality: Enhance and optimize a quality of Product Shelf under a Regulatory Compliance Management (RCM) framework.
  • Regulatory Compliance: Identify and address emerging regulatory themes relevant to product shelves and distribution, leveraging strong background in securities regulatory environment and governance issues.
  • Product Development: Enable new and evolving Product types and support TD Wealth market-share/profitability growth within its risk appetite.
  • Product Database: Enhance the Product Due Diligence Database to improve existing product approval workflows to support internal reporting and/or deliver execution excellence.
  • Shelf Due Diligence: Lead and participate in shelf due diligence and onboarding responsibilities.
  • Market Intelligence: Assist in the preparation of updates on significant change firm, product, and/or market events, including keeping track of new developments and noteworthy market news.
Requirements
  • 10+ years of progressive experience in the financial services industry.
  • Strong understanding of a variety of Product types and Product Due Diligence frameworks.
  • Strong analytical skills along with effective oral and written communication skills.
  • University degree in Economics, Business Administration, Finance, or related fields.
  • CFA Charterholder.
  • CAIA, FRM, Masters Degree would be considered an asset.
  • Proficiency in MS Office (Excel, Word, PowerPoint) is a requirement. Programming skills will be considered an asset.
  • Possess a facility for understanding and finding new systems solutions to enhance the team's technology and research capability.
  • Well organized, and able to execute well in a multi-task environment.


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