Compliance and Risk Management Lead

We are seeking a Compliance and Risk Manager to join our team. In this role, you will be responsible for managing our compliance program, ensuring compliance with all relevant regulations and laws, and providing expert advice to our leadership team and board of directors on compliance and risk matters.The ideal candidate will have a deep understanding of...

Job DetailsThe Director, Technology Risk, FCC is a leadership role responsible for overseeing the risk function within the technology group at Fidelity Clearing Canada (FCC).About the RoleYou will be responsible for leading the development of the technology components of the overall FCC risk management framework, related policies, and processes.Key...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Professional to join our team at FNZ (UK) Ltd. As a key member of our risk and compliance team, you will play a critical role in ensuring the efficient and effective delivery of risk and compliance activities. Your expertise in regulatory compliance will enable you to promote a compliance...

About the Role:The Compliance Management Lead is responsible for maintaining awareness of risks and controls associated with current and evolving regulatory obligations. This role involves conducting ongoing monitoring and interactions with CF stakeholders, ensuring compliance with governing regulations and internal policies.Establish and maintain policies...

Job Summary:We are seeking a highly skilled Compliance Risk Manager to join our team. As a key member of the organization, you will be responsible for managing multiple regulatory domains and understanding their application.About the Role:You will work closely with our Product & Technology teams to design approach and conduct ongoing monitoring and...

Company OverviewFNZ (UK) Ltd is a leading provider of wealth management solutions, committed to opening up wealth for everyone. Our platform integrates modern technology with business and investment operations, enabling us to provide a global, end-to-end solution for financial institutions and wealth managers.We partner with over 650 financial institutions...

About the RoleWe are seeking a highly skilled Cyber Risk Management Lead to join our team at State Street. In this role, you will be responsible for leading cyber risk management initiatives and developing strategies to mitigate potential risks. You will work closely with cross-functional teams to identify and prioritize key risks, develop and implement...

Capital One is a financial institution driven by customer needs and committed to delivering digital solutions that make sense for our customers. We're always looking for innovative ways to simplify banking in Canada.About the RoleThe Manager, Compliance will be responsible for providing regulatory advice and collaborating with business stakeholders to ensure...

Job Overview:The Pod Group is looking for a highly motivated Product Compliance Lead to join our team. This role offers a unique opportunity to expand your FinTech and Payments knowledge and utilize it to innovate within the compliance space.About the Position:You will work closely with our Product & Technology teams to keep compliance at the heart of the...

About UsManulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. Our mission is to bring clarity and confidence to all of our customers' most important financial decisions.As a global organization, we operate in multiple countries and jurisdictions, requiring us to...

**TD at a Glance**We are one of the world's leading global financial institutions, with over 27 million households and businesses in Canada, the United States, and around the world.Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.Job...

Job Overview:We are seeking a highly skilled Credit Risk and Compliance Professional to join our team at Scotiabank. As a critical member of our organization, you will be responsible for providing full oversight of the small business portfolio, ensuring that business strategies, plans, and initiatives are delivered and executed in accordance with our Risk...

Société Financière Manuvie seeks a seasoned professional to lead its global data compliance efforts. As the Director, Global Privacy, you will be responsible for developing and implementing compliance programs that ensure effective regulatory compliance across the organization.The ideal candidate will have 8+ years of experience in risk management,...

Citi's Enterprise Risk Identification function aims to identify, assess, and mitigate risks across the organization. As a Risk and Compliance Analyst, you will be responsible for supporting the execution of our risk identification framework, including policies, procedures, processes, and governance.Key responsibilities include:Collaborating with internal...

Job OverviewThe Director, Technology Risk, FCC plays a vital role in ensuring the integrity and security of Fidelity Clearing Canada's (FCC) technology infrastructure.About the RoleYou will be responsible for developing and implementing risk management strategies to mitigate potential risks and threats to FCC's technology infrastructure.Key...

About the Opportunity:We are looking to hire a Compliance and Risk Management Expert to join our team. In this role, you will be responsible for designing and operating a compliance framework with associated controls, maintaining and developing information security governance documents, and validating security controls of vendors and other third parties.Key...

About the Role:We are seeking an experienced Risk and Compliance Specialist to join our team at IFG International Financial Group Ltd. As a key member of our Corporate Strategy team, you will play a vital role in identifying and assessing risks associated with global events and developing strategies to mitigate them.Key Responsibilities:- Analyze data from...

About the RoleThis role is responsible for designing, implementing, and maintaining GBM Internal Control metrics, key risk, and performance indicators. The successful candidate will oversee the drafting and aggregation of committee or forum reporting and provide insights that impact GBM Executives prior to committee meetings.Key ResponsibilitiesLead and...

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Title: Director, Cybersecurity and IT Risk Management, Regulatory, Compliance, Audit & Issue ManagementRequisition ID: 214337Leads and oversees the execution of the bank's second line of defense (2LoD) Cybersecurity and IT strategy and roadmap within...

The Toronto-Dominion Bank (Canada) invites applications for the position of Regulatory Compliance Lead - STR Team within its Financial Crimes Risk Management (FCRM) Department. This critical role involves developing, articulating, and documenting the Enterprise Road to Strong (RTS) Program strategy, ensuring alignment with TD's FCRM Program.Job OverviewThe...