Compliance Program Manager

About SGS Societe Generale de Surveillance SASGS Société Générale de Surveillance SA is a global leader in the field of compliance and risk management. Our team within the Compliance department is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.The US...

About the Role:We are seeking a talented Compliance Risk Manager to join our team at SGS Société Générale de Surveillance SA. As a Compliance Risk Manager, you will be responsible for monitoring security transactions to ensure compliance with Exchange rules.Responsibilities:Review of trade surveillance alerts and escalation of issues to relevant...

Role OverviewThis role supports clients in the mining and metals industry by assisting their Ethics and Compliance (E&C) teams in managing and implementing the E&C Program across Canada and the Americas region.Key ResponsibilitiesImplement the E&C Business Integrity and Compliance Programme, ensuring adherence to E&C Standards and Procedures.Provide expert...

Job OverviewWe are seeking a highly skilled Compliance Operations Manager to join our team at Pharmascience. In this role, you will be responsible for ensuring the effective management of deviations, CAPAs, and change controls across all operations.Key ResponsibilitiesPlan, execute, coordinate, and follow-up on deviation, CAPA, and change control activities...

About SGS Société Générale de Surveillance SAWe are a leading global financial institution with a strong commitment to compliance and risk management.Job DescriptionAs a Compliance Monitoring Administrator, you will play a critical role in our Trade Surveillance program, ensuring that we comply with all applicable regulations and laws. Your...

Job DescriptionSociete Generale de Surveillance SA's Capital Market Surveillance team is seeking a skilled Compliance Risk Management Specialist to join our global compliance program. This exciting opportunity will allow you to work in a key area of Societe Generale's Compliance program, interacting with regional and global colleagues within CMS and across...

Job SummaryWe are seeking a skilled Program Manager to join our team at National Bank Financial – Wealth Management. In this role, you will be responsible for managing our Business Expenses Sharing Program, working closely with our wealth advisors and their teams to provide exceptional service and support.Key ResponsibilitiesManage the Business Expenses...

We are seeking a seasoned Compliance Attorney to join our team at Staffing In Motion. This role is a key position within our compliance team, responsible for ensuring the daily implementation of compliance policies and procedures.The ideal candidate will possess strong organizational skills, be autonomous, and detail-oriented. They will be able to work...

About the RoleWe are seeking an experienced Financial Compliance Specialist to join our team at Securian Canada. As a key member of our Regulatory Compliance Department, you will play a crucial role in ensuring that our company maintains high ethical market conduct standards.Job DescriptionThe ideal candidate will have experience in legislative and corporate...

Compliance Expert RoleStaffing In Motion is seeking a seasoned Compliance Expert to join our team in Montreal. As a key contributor to our compliance function, you will be responsible for ensuring that all investment activities align with client investment policies and applicable legislation.ResponsibilitiesReview and update policies, procedures, and...

About Société Générale's Compliance ProgramThe Compliance Department at Société Générale is responsible for ensuring that our firm adheres to all applicable laws, regulations, and industry standards. As a key member of our team, you will play a vital role in monitoring and analyzing security transactions to ensure compliance with Exchange rules.Key...

Achieve a positive impact on the organization by joining National Bank as a Senior Analyst in the Communications Surveillance team. The role is to assist with surveillance and compliance monitoring for the Financial Markets division.Key responsibilities include performing employee business conduct surveillance, identifying potential violations of regulatory...

Regulatory Compliance Expert WantedWe are looking for a knowledgeable and experienced professional to join our compliance team as a Compliance Manager. Based in our Montreal office, this role is responsible for the daily implementation of compliance policies and procedures, ensuring that all investment activities align with client investment policies and...

Investment Compliance PositionWe are seeking a detail-oriented and organized professional to join our compliance team as a Compliance Attorney. This key contributor will be based in our Montreal office, supporting the daily implementation of compliance policies and procedures.About UsWe are one of Canada's longest-standing fee-only providers of integrated...

Job OverviewWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at the Bank of Montreal.Key ResponsibilitiesSupport business operations outside the province of Quebec by providing compliance expertise in French and English.Implement risk management programs and frameworks, gathering and formatting data into regular and...

About the RoleWe are seeking a skilled Sanctions Compliance Specialist to join our team at Société Générale Assurances.Job DescriptionThis role is responsible for supervising sanction list management matters, including:Ensuring compliance with OFAC, EU, and other applicable sanctions laws and regulations;Oversight of Technology and Operations teams on...

Senior Manager Job DescriptionIn this role, you will lead small to medium-sized client engagements and provide compliance-related tax services. The successful candidate will work closely with the Tax Managers and Partners to deliver high-quality results.Key Responsibilities:Lead small to medium-sized client engagements;Manage tax compliance for Canadian and...

About the RoleAs a Compliance Risk Management Professional at SGS Société Générale de Surveillance SA, you will play a crucial role in ensuring the company's Capital Market Surveillance program is aligned with regulatory requirements and industry standards.This position offers an exciting opportunity to join a global team responsible for monitoring...

About the Role:Société Générale's Capital Market Surveillance is a global team within the Compliance department. The team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the...

Dorel Industries: Regulatory Compliance RoleBased in Montreal, QC, Canada (with virtual work options)About the RoleWe are seeking a skilled Regulatory Compliance Professional to support our Sr. Director, Compliance Regulatory Affairs in maintaining our corporate compliance program.This is a unique opportunity to join a leading company in the industry and...