Compliance Risk Management Specialist

2 months ago


Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time
About SGS Société Générale de Surveillance SA

We are a leading global financial institution with a strong commitment to compliance and risk management.

Job Description

As a Compliance Monitoring Administrator, you will play a critical role in our Trade Surveillance program, ensuring that we comply with all applicable regulations and laws. Your responsibilities will include:

  • Participating in the monitoring of security transactions for compliance with Exchange rules
  • Reviewing trade surveillance alerts and escalating issues to relevant stakeholders
  • Developing and implementing new surveillance scenarios and minimum standards
  • Conducting quality assurance and reasonability testing of surveillance controls
  • Supporting regional and global compliance initiatives and investigations
Requirements

To be successful in this role, you will need:

  • A Bachelor's Degree or equivalent
  • 1-3 years of experience in trade surveillance, general compliance, and/or financial services
  • Proficiency in Microsoft Word, Excel, and PowerPoint
What We Offer

We offer a competitive salary range of $80,000 - $120,000 per annum, depending on your level of experience. Additionally, you can expect:

  • A supportive maternity, paternity, parental, and adoption leave policy
  • Health spending and personal spending accounts with 75+ reimbursement categories
  • Fully sponsored virtual healthcare assistance and Employee Assistance Program
  • Multiple Employee Resource Groups (ERG) to engage with
  • A culture of continuous development through various training programs
Hybrid Work Environment

We offer a hybrid work arrangement that balances remote work with on-site collaboration to promote interaction and teamwork while adhering to our standard protocols.



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