Compliance Risk Management Specialist
2 months ago
We are a leading global financial institution with a strong commitment to compliance and risk management.
Job DescriptionAs a Compliance Monitoring Administrator, you will play a critical role in our Trade Surveillance program, ensuring that we comply with all applicable regulations and laws. Your responsibilities will include:
- Participating in the monitoring of security transactions for compliance with Exchange rules
- Reviewing trade surveillance alerts and escalating issues to relevant stakeholders
- Developing and implementing new surveillance scenarios and minimum standards
- Conducting quality assurance and reasonability testing of surveillance controls
- Supporting regional and global compliance initiatives and investigations
To be successful in this role, you will need:
- A Bachelor's Degree or equivalent
- 1-3 years of experience in trade surveillance, general compliance, and/or financial services
- Proficiency in Microsoft Word, Excel, and PowerPoint
We offer a competitive salary range of $80,000 - $120,000 per annum, depending on your level of experience. Additionally, you can expect:
- A supportive maternity, paternity, parental, and adoption leave policy
- Health spending and personal spending accounts with 75+ reimbursement categories
- Fully sponsored virtual healthcare assistance and Employee Assistance Program
- Multiple Employee Resource Groups (ERG) to engage with
- A culture of continuous development through various training programs
We offer a hybrid work arrangement that balances remote work with on-site collaboration to promote interaction and teamwork while adhering to our standard protocols.
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