Compliance Manager
4 days ago
We are seeking a highly skilled Compliance Manager to lead our Sales Communications team at iA Financial Group.
About the RoleIn this key leadership position, you will oversee compliance with regulatory requirements related to sales and marketing communications. Your expertise will ensure that all communications align with industry standards, are fair, balanced, and not misleading.
Key Responsibilities- Regulatory Compliance Specialist: Stay current with regulations governing sales and marketing communications. Coordinate activities such as email surveillance, social media review, and approval processes to minimize legal risks.
- Sales Communication Strategist: Develop and implement necessary changes and improvements related to sales compliance activities, processes, and platforms.
- Leadership Coach: Provide guidance and support to senior leaders, ensuring they understand their roles in maintaining regulatory compliance.
- Team Performance Enhancer: Oversee day-to-day execution of work activities, promoting continuous learning, knowledge management, and cross-training initiatives within the Compliance Sales Communications team.
- Certifications: Recent (non-expired) course completions of the Canadian Securities Course (CSC), Conduct and Practices Handbook (CPH), and Branch Managers Course.
- Experience: Minimum 5 years of experience in a management role, 10 years of relevant experience in Compliance, Communications, or Sales Practices.
- Languages: Advanced knowledge of English and French due to daily conversations and meetings with clients and leadership.
- Skills: Excellent communication and interpersonal skills, strong analytical and problem-solving skills, ability to handle sensitive and confidential information.
We offer an attractive compensation package, including an estimated salary range of $120,000 - $180,000 per year, depending on experience.
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Compliance Manager
1 month ago
Montreal, Quebec, Canada NBC Full timeCompliance Supervisor Job DescriptionAt NBC, we're seeking a highly skilled Compliance Supervisor to join our team. As a key member of our Compliance Services Team, you'll play a vital role in managing centralized approvals nationwide and providing critical support to regional Compliance Supervisors during their absences.This role involves conducting daily...
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Compliance Manager
4 weeks ago
Montreal, Quebec, Canada NBC Full timeCompliance Supervisor Job DescriptionAt NBC, we're seeking a highly skilled Compliance Supervisor to join our team. As a key member of our Compliance Services Team, you'll play a vital role in managing centralized approvals nationwide and providing critical support to regional Compliance Supervisors during their absences.This role involves conducting daily...
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Regulatory Compliance Manager
1 month ago
Montreal, Quebec, Canada KPMG-Canada Full timeOverviewKPMG Canada is seeking a highly skilled Regulatory Compliance Manager to join our team in Montreal. As a key member of our practice, you will be responsible for providing oversight guidance to clients in highly regulated sectors, including banking, insurance, and securities brokerage.Key ResponsibilitiesEstablish governance structures, risk...
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Regulatory Compliance Manager
1 month ago
Montreal, Quebec, Canada KPMG-Canada Full timeOverviewKPMG Canada is seeking a highly skilled Regulatory Compliance Manager to join our team in Montreal. As a key member of our practice, you will be responsible for providing oversight guidance to clients in highly regulated sectors, including banking, insurance, and securities brokerage.Key ResponsibilitiesEstablish governance structures, risk...
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Compliance Program Manager
4 weeks ago
Montreal, Quebec, Canada beBee Professionals Full timeCorporate Compliance ManagerbeBee Professionals is looking for a seasoned Corporate Compliance Manager to lead the development and implementation of a robust corporate compliance program.The successful candidate will have a proven track record of ensuring compliance with applicable laws and regulations, as well as excellent leadership and communication...
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Regulatory Compliance Manager
4 weeks ago
Montreal, Quebec, Canada KPMG-Canada Full timeOverviewKPMG in Canada is seeking a highly experienced Regulatory Compliance Manager to join our team in Montreal. As a key member of our practice, you will be responsible for helping our clients navigate the complex world of regulatory compliance.Key ResponsibilitiesProvide oversight and guidance to clients on governance structure, risk management, and...
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Compliance Risk Manager
2 months ago
Montreal, Quebec, Canada NBC Full time{"h1": "Compliance Supervisor Role at NBC", "p": "At NBC, we're seeking a highly skilled Compliance Supervisor to join our team. As a key member of our Compliance Services Team, you'll play a vital role in managing centralized approvals nationwide and providing critical support to regional Compliance Supervisors during their absences.Your responsibilities...
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Compliance Risk Manager
2 months ago
Montreal, Quebec, Canada NBC Full time{"h1": "Compliance Supervisor Role at NBC", "p": "At NBC, we're seeking a highly skilled Compliance Supervisor to join our team. As a key member of our Compliance Services Team, you'll play a vital role in managing centralized approvals nationwide and providing critical support to regional Compliance Supervisors during their absences.Your responsibilities...
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Compliance Operations Manager
13 hours ago
Montreal, Quebec, Canada Pharmascience Full timeJob OverviewWe are seeking a highly skilled Compliance Operations Manager to join our team at Pharmascience. In this role, you will be responsible for ensuring the effective management of deviations, CAPAs, and change controls across all operations.Key ResponsibilitiesPlan, execute, coordinate, and follow-up on deviation, CAPA, and change control activities...
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Compliance Manager
1 month ago
Montreal, Quebec, Canada National Bank Full timeAbout the RoleWe are seeking a highly skilled Compliance Supervisor to join our team at National Bank. As a key member of our compliance team, you will play a critical role in ensuring that our Private Wealth Advisors and branches adhere to internal policies and procedures, as well as industry regulatory requirements.Key ResponsibilitiesAnalyze and authorize...
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Compliance Manager
1 month ago
Montreal, Quebec, Canada National Bank Full timeAbout the RoleWe are seeking a highly skilled Compliance Supervisor to join our team at National Bank. As a key member of our compliance team, you will play a critical role in ensuring that our Private Wealth Advisors and branches adhere to internal policies and procedures, as well as industry regulatory requirements.Key ResponsibilitiesAnalyze and authorize...
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Compliance Risk Manager
2 months ago
Montreal, Quebec, Canada Squarepoint Capital Full timeSquarepoint Capital is a global investment management firm that leverages a diversified portfolio of systematic and quantitative strategies across financial markets to achieve high-quality, uncorrelated returns for its clients. With deep expertise in trading, technology, and operations, the firm attributes its success to rigorous scientific research and a...
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Compliance Risk Manager
2 months ago
Montreal, Quebec, Canada Squarepoint Capital Full timeSquarepoint Capital is a global investment management firm that leverages a diversified portfolio of systematic and quantitative strategies across financial markets to achieve high-quality, uncorrelated returns for its clients. With deep expertise in trading, technology, and operations, the firm attributes its success to rigorous scientific research and a...
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Tax Compliance Manager
3 days ago
Montreal, Quebec, Canada KPMG-Canada Full timeOverviewKPMG Canada offers a challenging and rewarding career opportunity for a Tax Compliance Manager. This role will involve providing compliance-related tax services to clients, working closely with Tax Managers and Partners to deliver high-quality results. The successful candidate will be responsible for managing client engagements, preparing tax...
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Regional Ethics and Compliance Manager
4 weeks ago
Montreal, Quebec, Canada WSP Full timeJob Summary:We are seeking a highly skilled Regional Ethics and Compliance Officer to join our team at WSP. As a key member of our Ethics and Compliance department, you will be responsible for managing a regional ethics and compliance team to deliver specialized services, including training, policy development, internal investigations, and risk...
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Regional Ethics and Compliance Manager
4 weeks ago
Montreal, Quebec, Canada WSP Full timeJob Summary:We are seeking a highly skilled Regional Ethics and Compliance Officer to join our team at WSP. As a key member of our Ethics and Compliance department, you will be responsible for managing a regional ethics and compliance team to deliver specialized services, including training, policy development, internal investigations, and risk...
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Regional Ethics and Compliance Manager
3 weeks ago
Montreal, Quebec, Canada WSP Full timeWSP is seeking a Regional Ethics and Compliance Officer to manage a regional ethics and compliance team in the Latin Americas and Caribbean region.Key Responsibilities:Oversee the implementation of WSP Global Ethics and Compliance activities in the region.Report to the Head of Ethics and Compliance for the Americas and indirectly to the WSP Global Chief...
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Operations Compliance Manager
4 weeks ago
Montreal, Quebec, Canada Pharmascience Full timeThe Operations Compliance Manager is responsible for overseeing the entire lifecycle of deviations, CAPAs, and change controls, ensuring their timely and effective completion for Operations (manufacturing, packaging, maintenance, and warehouse). This includes coordinating and tracking activities, managing the investigations team, and supporting the...
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Compliance Risk Manager
6 days ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the Role:We are seeking a talented Compliance Risk Manager to join our team at SGS Société Générale de Surveillance SA. As a Compliance Risk Manager, you will be responsible for monitoring security transactions to ensure compliance with Exchange rules.Responsibilities:Review of trade surveillance alerts and escalation of issues to relevant...
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Internal Controls and Compliance Manager
4 weeks ago
Montreal, Quebec, Canada beBee Professionals Full timeInternal Controls and Compliance ManagerWe are seeking a highly skilled Internal Controls and Compliance Manager to join our team at beBee Professionals in Montreal. The ideal candidate will have a Bachelor's degree in Accounting, Finance, or a related field, and a minimum of 3 years of experience in a similar role. The successful candidate will be...