Compliance Manager

4 days ago


Montreal, Quebec, Canada IA Financial Group Full time
Job Overview

We are seeking a highly skilled Compliance Manager to lead our Sales Communications team at iA Financial Group.

About the Role

In this key leadership position, you will oversee compliance with regulatory requirements related to sales and marketing communications. Your expertise will ensure that all communications align with industry standards, are fair, balanced, and not misleading.

Key Responsibilities
  • Regulatory Compliance Specialist: Stay current with regulations governing sales and marketing communications. Coordinate activities such as email surveillance, social media review, and approval processes to minimize legal risks.
  • Sales Communication Strategist: Develop and implement necessary changes and improvements related to sales compliance activities, processes, and platforms.
  • Leadership Coach: Provide guidance and support to senior leaders, ensuring they understand their roles in maintaining regulatory compliance.
  • Team Performance Enhancer: Oversee day-to-day execution of work activities, promoting continuous learning, knowledge management, and cross-training initiatives within the Compliance Sales Communications team.
Requirements
  • Certifications: Recent (non-expired) course completions of the Canadian Securities Course (CSC), Conduct and Practices Handbook (CPH), and Branch Managers Course.
  • Experience: Minimum 5 years of experience in a management role, 10 years of relevant experience in Compliance, Communications, or Sales Practices.
  • Languages: Advanced knowledge of English and French due to daily conversations and meetings with clients and leadership.
  • Skills: Excellent communication and interpersonal skills, strong analytical and problem-solving skills, ability to handle sensitive and confidential information.
What We Offer

We offer an attractive compensation package, including an estimated salary range of $120,000 - $180,000 per year, depending on experience.


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