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Regulatory Compliance Specialist

3 months ago

Montreal, Quebec, Canada NBC Full time

Area of Interest: Operations

As a Regulatory Compliance Specialist within the Registration Team at NBC, you will become an authority in the field of regulatory registrations. Leveraging your analytical skills and understanding of compliance requirements, you will contribute positively to the registration process for all employees with the relevant authorities.

Your Responsibilities:

  • Provide expert advice and assistance to stakeholders regarding regulatory registrations;
  • Deliver advanced technical support, often of a regulatory nature, necessitating a deep understanding of securities;
  • Serve as a registration authority for NBC Financial managers and staff, as well as for other support divisions such as compliance, human resources, and legal;
  • Manage and coordinate special projects in response to needs and regulatory shifts;
  • Interpret, communicate, and clarify CIRO regulations and policies related to registration;
  • Identify challenges, engage with stakeholders, and propose effective solutions that align with the business objectives of the Bank and its subsidiaries while safeguarding their interests.

Your Team:

In the compliance sector, you will collaborate with a team of six colleagues and report to the Manager of the Registration Department. Our team is recognized for its expertise in regulatory registrations, its commitment to client and employee experience, and a vibrant, diverse work environment that fosters a positive and inclusive culture. Collaboration is a core value, as we regularly engage with both internal and external stakeholders.

We provide a broad spectrum of continuous learning opportunities for your professional growth, including hands-on experiences, training sessions, and collaboration with colleagues from diverse backgrounds.

Qualifications:

  • Required educational background (Three-year professional college diploma or equivalent in a related field);
  • A minimum of 3 years of relevant experience;
  • Proficiency in analyzing and interpreting securities regulations;
  • Familiarity with Power BI, Microsoft Excel, and Office365 applications;
  • Strong verbal and written communication skills to effectively guide and support internal partners.

Languages:

  • Language: English

Skills:

  • Communication
  • Diversity & Inclusion
  • Empathy
  • Initiative
  • Learning Agility
  • Resiliency
  • Teamwork

Your Benefits:

Alongside competitive compensation, you will have access to a variety of flexible benefits designed to support your well-being and that of your family, including:

  • Health and wellness programs with numerous options
  • Flexible group insurance
  • Generous pension plan
  • Employee Share Ownership Plan
  • Employee and Family Assistance Program
  • Preferential banking services
  • Opportunities for community involvement
  • Telemedicine services
  • Virtual sleep clinic

These benefits reflect our commitment to keeping pace with trends and addressing the needs of you and your family.

Our Commitment to People:

We are a bank that prioritizes a human-centered approach, characterized by courage, an entrepreneurial spirit, and a passion for people. Our mission is to positively impact lives. Our core values of partnership, agility, and empowerment guide us, with inclusivity at the heart of our commitments. We strive to maintain a barrier-free workplace accessible to all employees.

We aim for our recruitment process to be fully accessible. If you require accommodations, please inform us during your initial conversations. We welcome all candidates. What can you contribute to our team?

Come realize your ambitions with us.