Manager of Financial Crime Risk Investigations

4 weeks ago

Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time
Manager of Financial Crime Risk Investigations (Enhanced Due Diligence, High-Risk Client Program, Regulatory Directives)

Work Location: Canada

Hours: 37.5

Line of Business: Financial Crime Risk Management

Compensation Information: We are dedicated to ensuring fair and equitable compensation for all our employees. We encourage candidates to engage in open discussions with our HR Team regarding compensation-related inquiries.

Position Overview:

Lead and manage a team of specialized professionals focused on the analysis and investigation of financial crime risks. Assign and oversee caseloads to mitigate potential regulatory risks and financial losses to the institution.

The High-Risk Client Program comprises dedicated teams of AML experts responsible for conducting enhanced due diligence on high-risk clients. These teams ensure compliance with regulatory directives issued by financial authorities.

The Manager of Financial Crime Risk Investigations reports to the Senior Manager and the Associate Vice President, overseeing the High-Risk Client Program while collaborating with stakeholders and other managers to ensure effective controls are in place to mitigate risks and comply with regulatory standards.

Additionally, the Manager supervises the control activities of the High-Risk Client Program and a team of AML Investigators tasked with conducting enhanced due diligence on high-risk clients, recommending risk mitigation strategies, and ensuring timely regulatory reporting of suspicious activities.

Key Responsibilities:

  • Support the Senior Manager and AVP in overseeing the High-Risk Client Program.
  • Guide and lead a team of AML Investigators in conducting enhanced due diligence.
  • Ensure investigations and reviews of high-risk clients are prioritized based on risk assessments.
  • Oversee investigations and reviews to meet regulatory timelines.
  • Ensure timely regulatory reporting in compliance with requirements.
  • Lead the team to achieve operational objectives and maintain effective daily operations.
  • Conduct thorough investigations adhering to established standards.
  • Collaborate with external organizations to gather necessary intelligence.
  • Identify and communicate process weaknesses and ensure remediation plans are in place.
  • Stay informed on emerging trends and investigative techniques relevant to the field.

Qualifications:

  • Bachelor's degree or relevant professional certifications required.
  • 7+ years of relevant experience in financial crime risk management.
  • Strong understanding of Canadian AML legislation and guidelines.
  • Excellent communication and interpersonal skills.
  • Ability to adapt to changing priorities and manage multiple tasks effectively.

About Us:

The Toronto-Dominion Bank is a leading global financial institution and ranks among the largest banks in North America. We are committed to delivering exceptional customer experiences to millions of clients across Canada, the United States, and globally.

Our Commitment to Employees: We invest in our employees' financial, physical, and mental well-being through a comprehensive rewards package and ongoing development opportunities.

Additional Information: We appreciate your interest in a career with us. We are dedicated to providing the necessary support for our employees to thrive both professionally and personally.

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