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Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly skilled Senior AML Financial Crime Risk Oversight Specialist to join our team at The Toronto-Dominion Bank (Canada). As a key member of our Financial Crime Risk Management department, you will be responsible for establishing and maintaining a robust Anti-Money Laundering (AML) program to ensure compliance with regulatory...
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Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeSenior Manager, AML Financial Crime Risk Investigation - High Risk Program (Wealth Management)Work Location: CanadaHours: 37.5Line of Business: Financial Crime Risk ManagementPay Details: We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team...
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Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeSenior Manager, AML Financial Crime Risk Investigation - High Risk Program (Wealth Management)Work Location: CanadaHours: 37.5Line of Business: Financial Crime Risk ManagementPay Details: We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team...
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Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeSenior Manager, AML Financial Crime Risk Management page is loaded Senior Manager, AML Financial Crime Risk Management Apply remote type Hybrid locations Toronto, Ontario time type Full time posted on Posted 2 Days Ago time left to apply End Date: October 4, 2024 (12 days left to apply) job requisition id ...
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Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeSenior Manager, AML Financial Crime Risk Investigation - High Risk Program (Wealth Management) Work Location: Canada Hours: 37.5 Line of Business: Financial Crime Risk Management Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR...
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Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeJob Title: Senior Manager, AML Financial Crime Risk ManagementWe are seeking a highly skilled Senior Manager to join our AML Financial Crime Risk Management team. As a Senior Manager, you will be responsible for providing oversight and support for the Money Laundering (ML), Terrorist Financing (TF), Sanctions, and Anti-Bribery/ Anti-Corruption (ABAC) risk...
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Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeJob Title: Senior Manager, AML Financial Crime Risk ManagementWe are seeking a highly skilled Senior Manager to join our AML Financial Crime Risk Management team. As a Senior Manager, you will be responsible for providing oversight and support for the Money Laundering (ML), Terrorist Financing (TF), Sanctions, and Anti-Bribery/ Anti-Corruption (ABAC) risk...
Senior Manager, AML Financial Crime Risk Investigation
2 months ago
Work Location: Canada
Hours: 0
Line of Business: Financial Crime Risk Management
Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.
Job Description:
The High-Risk Customer Program consists of dedicated and specialized teams with AML subject matter experts responsible for conducting enhanced due diligence of high-risk customers, Politically Exposed Persons (PEPs), Heads of International Organizations (HIO), and related parties. The Senior Manager, Enhanced Due Diligence, High Risk Customer and Politically Exposed Person Programs (Quality Control) oversees the in-line Quality Control function accountable for testing the controls and processes related to these programs.
- The Senior Manager reports to the Associate Vice President (AVP), Head of Canada Risk Customer, Politically Exposed Persons (PEPs), and Head of International Organization (HIO) Programs, supporting management and oversight of the Program including the Quality Control function.
- Responsible for the management and strategic design of the Quality Control function over the controls and processes for High Risk Customers, PEPs, and HIOs while partnering with stakeholders to ensure effective design and operation of controls.
- Accountable for the design, implementation, and management of end-to-end QC processes for high-risk customers, PEPs, and HIOs subjected to enhanced due diligence, ensuring remediation of files and identification of trends for reporting to the AVP.
- Oversees a team of Group Managers and AML Financial Crime Risk Investigators (Quality Control) who conduct testing over the controls and processes relating to the High-Risk Customer, PEP, and HIO Program, promoting a culture of compliance and ongoing employee development.
- Ensures timely risk assessment and review of investigations, regulatory reporting, and adherence to internal controls and procedures.
- Manages control activities of the High Risk Customer, PEP, and HIO QC Programs, including recommendations for demarketing relationships and timely regulatory reporting of potential money laundering and terrorist financing activities.
CUSTOMER
- Lead a team ensuring effective management of financial crime risk elements such as prevention, detection, investigation, and remediation.
- Oversee complex investigations and ensure compliance with regulatory requirements.
- Identify key control weaknesses and collaborate with business partners on action items.
- Develop internal/external communications and investigative reports for stakeholders.
- Maintain strong understanding of legislation and regulations related to the role.
- Liaise with law enforcement and regulators to gather intelligence.
- Provide expert counsel to executive management on internal/external crime matters.
- Represent the organization on relevant committees or associations.
SHAREHOLDER
- Develop business plans ensuring optimal resource use and efficiency.
- Execute on strategic activities and manage budget and expenditures.
- Identify business opportunities and enhance processes for medium to long-term impact.
- Monitor effectiveness of strategies and maintain a culture of risk management.
EMPLOYEE / TEAM
- Develop strategic priorities and annual plans for the team.
- Provide leadership and guidance to the team, tracking performance and objectives.
- Promote a diverse and cohesive team environment.
- Act as a brand ambassador for the organization.
BREADTH & DEPTH:
- Provide people management leadership, hiring talent, and promoting teamwork.
- Manage investigations covering complex business lines and provide strategic guidance to management.
- Set operational team direction and focus on long-range planning.
EXPERIENCE AND / OR EDUCATION
- Undergraduate degree or equivalent work experience.
- 10+ years of experience in relevant fields.
Who We Are:
TD is one of the world's leading global financial institutions, committed to delivering legendary customer experiences and enriching the lives of our customers, communities, and colleagues.
Our Total Rewards Package: Our Total Rewards package reflects our commitment to support our colleagues' financial, physical, and mental well-being goals.
Additional Information: We are committed to providing support to our colleagues for their growth and development.
Accommodation: Your accessibility is important to us; please let us know if you need accommodations during the interview process.
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