Lead Compliance Analyst

1 month ago

Windsor, Ontario, Canada Rocket Companies Full time

The Rock Family of Companies encompasses a diverse range of nearly 100 distinct enterprises across sectors such as fintech, sports, entertainment, real estate, startups, and beyond. Our shared culture drives us to seek innovative solutions, reinforcing our dedication to our clients, community, and team members. We are committed to fostering inclusive workplaces where every voice is valued and diverse perspectives are embraced. Being part of a company within the Family transcends mere employment; it offers the chance to evolve into the best version of yourself.

Join a team that provides opportunities for career advancement, exceptional benefits, and the chance to collaborate with industry leaders.

Minimum Qualifications

  • 5 years of experience in the mortgage sector
  • Familiarity with compliance frameworks, policies, and practices relevant to the mortgage industry's regulatory landscape and Mortgage default insurer requirements
  • Knowledge of Anti-Money Laundering and Fraud risks and regulations
  • Excellent analytical capabilities, with a keen attention to detail and strong organizational skills
  • Certified Anti-Money Laundering Specialist (CAMS) designation or a commitment to obtain it within one year of employment

Preferred Qualifications

  • 5 years of experience in compliance and/or analytical roles
  • 5 years of experience in mortgage underwriting and/or Pre/Post fund Quality Assurance roles
  • Experience interacting with regulators and mortgage default insurance providers

Job Summary
As a Lead Compliance Analyst, you will ensure that the company's initiatives are in alignment with federal and provincial regulations, overseeing compliance throughout the mortgage lifecycle. Your role will be pivotal in assisting partners to uphold and enhance business processes and standards.

Responsibilities

  • Independently monitor, review, and analyze anti-money laundering and fraud-related matters across all products and business units
  • Offer compliance-related guidance to business partners to facilitate the proper application of policies for projects and change initiatives
  • Act as a compliance subject matter expert within the Compliance team
  • Stay informed on current, revised, and emerging regulations and standards affecting business initiatives
  • Assist in evaluating current or prospective clients for legal and regulatory compliance
  • Provide mentorship and support to compliance team members
  • Conduct Pre and Post fund assessments
  • Participate in the testing of operational systems as required
  • Execute Quality Assurance Testing on mortgage files to ensure adherence to Anti-Money Laundering regulatory standards
  • Aid in the development and implementation of training materials related to fraud, anti-money laundering, and pre/post fund processes
  • Contribute to the ongoing refinement and optimization of anti-money laundering and fraud policies and procedures in accordance with federal and provincial regulations
  • Support external audit processes by coordinating information gathering and addressing inquiries from stakeholders
  • Assist in the creation and operationalization of compliance and credit-risk reporting.

Benefits and Perks

Our team members are the driving force behind our strategy, innovation, and growth. We prioritize the health and well-being of not only you but also your family. We go above and beyond to provide individualized support and offer a variety of resources to help you lead your best life. We take pride in offering eligible team members a comprehensive array of perks and health benefits that ensure peace of mind.

Who We Are

Rocket Companies is a Detroit-based organization comprising businesses that deliver straightforward, rapid, and reliable digital solutions for complex transactions. Our name is derived from our flagship business, now recognized as Rocket Mortgage, established in 1985. Today, we are a publicly traded entity involved in various industries, including mortgages, fintech, real estate, and more. We are distinct in our perspective and are dedicated to maintaining an inclusive workplace where every voice is acknowledged. Our passion for our work is evident, as reflected in our rankings: #1 on Fortune's Best Large Workplaces in Financial Services and Insurance List in 2022, #5 on People Magazine's Companies That Care List in 2022, and #7 on Fortune's list of the 100 Best Companies to Work For in 2022.

Disclaimer

This document outlines the primary responsibilities associated with this position. As circumstances evolve, tasks and responsibilities may be modified, added, or removed by the leadership team. We are proud equal opportunity employers committed to fostering an inclusive environment based on mutual respect for all candidates and team members.

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