Senior Manager, Corporate Functions Compliance Specialist
5 days ago
We are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. This role will be responsible for contributing to the overall success of the Corporate Functions (CF) Compliance Program.
Key Responsibilities- Support the Director Corporate Function Compliance in ensuring a consistent approach to managing compliance programs.
- Maintain awareness of risks and controls associated with current and evolving regulatory obligations.
- Have ongoing monitoring and interactions with CFs, including meetings, attendance at select committees and review relevant reporting.
- Maintain the CF Standard and any associated supporting policies and procedures.
- Oversee and/or coordinate regulatory compliance reporting with respect to CF in conjunction with Enterprise Compliance Reporting, and Business Line Compliance (BLC) Teams and Enterprise Compliance Operations.
- Provide advice and counsel to CF with respect to the implementation and execution of the RCM Program activities and responsibilities under the GC-CF Oversight Model.
- Assist and provide support with the development deployment, implementation and sustainment of the Corporate Functions Compliance Program.
- Collaborate and manage key relationships with CF and contribute to ensure Scotiabank Compliance has a coordinated, efficient and effective compliance program in CF.
- Contribute to other activities and initiatives of CF Compliance as required.
- Lead the CF Compliance challenge and relationship responsibilities for the RCM pillars and represents CF Compliance in discussions for changes/enhancements with the Global Compliance Pillar Owner/Lead and other relevant stakeholders.
- Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Participate in an environment in which team pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to regulatory compliance risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, Privacy Risk Framework, and the Code of Conduct.
- Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
- Actively pursue effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
- Champion a high-performance environment and contribute to an inclusive work environment.
- Post-Secondary education; preferably a degree/designation in risk management, information technology or audit.
- At least 7 or more years of experience in risk management, information technology / cybersecurity. In addition, the following should be demonstrated:
- Success in a large complex matrix institution with a global footprint preferably in the areas of Finance and Taxation.
- Excellent written and verbal communication skills and a proven ability to develop and implement solutions to complex issues.
- Ability to learn and adapt to rapidly changing regulatory and business environments.
- Strong time and project management, research and analytical skillsets.
Canada : Ontario : Toronto
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Old Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. As a key member of our Corporate Functions Compliance Program, you will be responsible for managing ongoing compliance activities and strategies, ensuring alignment with governing regulations and internal policies.Key...
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Old Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. As a key member of our Corporate Functions Compliance Program, you will be responsible for managing ongoing compliance activities and strategies, ensuring alignment with governing regulations and internal policies.Key...
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Old Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. This role will be responsible for contributing to the overall success of the Corporate Functions (CF) Compliance Program.Key ResponsibilitiesSupport the Director Corporate Function Compliance in ensuring a consistent approach to managing...
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Old Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. This role will be responsible for contributing to the overall success of the Corporate Functions (CF) Compliance Program.Key ResponsibilitiesSupport the Director Corporate Function Compliance in ensuring a consistent approach to managing...
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Toronto, Ontario, Canada Scotiabank Full timeAbout the RoleWe are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank.Key ResponsibilitiesContribute to the overall success of the Corporate Functions (CF) Compliance Program.Manage ongoing Compliance activities and strategies, in compliance with governing regulations.Develop and implement effective...
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Toronto, Ontario, Canada Scotiabank Full timeAbout the RoleWe are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank.Key ResponsibilitiesContribute to the overall success of the Corporate Functions (CF) Compliance Program.Manage ongoing Compliance activities and strategies, in compliance with governing regulations.Develop and implement effective...
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Toronto, Ontario, Canada Scotiabank Full time**Job Summary**Scotiabank is seeking a highly skilled Senior Manager, Corporate Functions Compliance to contribute to the overall success of the Corporate Functions (CF) Compliance Program.**Key Responsibilities**Support the development and oversight of the eight pillars of the Corporate Functions (CF) Compliance Program, including establishing and...
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Toronto, Ontario, Canada Scotiabank Full time**Job Summary**Scotiabank is seeking a highly skilled Senior Manager, Corporate Functions Compliance to contribute to the overall success of the Corporate Functions (CF) Compliance Program.**Key Responsibilities**Support the development and oversight of the eight pillars of the Corporate Functions (CF) Compliance Program, including establishing and...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878OverviewThe role plays a crucial part in the success of the Corporate Functions (CF) Compliance Program. The incumbent will oversee ongoing compliance initiatives and strategies, ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesSupport the Director of Corporate Function Compliance in maintaining a...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878OverviewThe role is pivotal in enhancing the effectiveness of the Corporate Functions (CF) Compliance Program, ensuring alignment with both regulatory requirements and internal governance frameworks.Key ResponsibilitiesSupport the Director of Corporate Function Compliance in fostering a uniform strategy for compliance program...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878OverviewThis role is pivotal in ensuring the effectiveness of the Corporate Functions (CF) Compliance Program, contributing to the overall success of the organization. The incumbent will oversee ongoing compliance initiatives and strategies, ensuring alignment with regulatory requirements and internal policies.Key...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878 OverviewBe part of a results-oriented team that thrives on a culture of inclusivity and high performance. ObjectiveThe role is pivotal in ensuring the success of the Corporate Functions (CF) Compliance Program. The incumbent will oversee ongoing compliance initiatives and strategies, ensuring adherence to regulatory requirements as...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878OverviewThe successful candidate will play a pivotal role in enhancing the effectiveness of the Corporate Functions (CF) Compliance Program. This position is responsible for overseeing compliance initiatives and strategies, ensuring alignment with both regulatory requirements and internal governance frameworks.Key...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878 OverviewWe are seeking a dedicated professional to enhance the effectiveness of our Corporate Functions (CF) Compliance Program. This role is pivotal in managing ongoing compliance initiatives and strategies, ensuring adherence to regulatory standards and internal policies. Key ResponsibilitiesAssist in the development and oversight of...
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Toronto, Ontario, Canada Scotiabank Full timeAbout the Role:As a Senior Manager, Corporate Functions Compliance, you will contribute to the overall success of the Corporate Functions (CF) Compliance Program at Scotiabank. Your key responsibilities will include:Compliance Program Management: Develop and implement effective compliance strategies and activities to ensure adherence to governing regulations...
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Toronto, Ontario, Canada Scotiabank Full timeAbout the Role:As a Senior Manager, Corporate Functions Compliance, you will contribute to the overall success of the Corporate Functions (CF) Compliance Program at Scotiabank. Your key responsibilities will include:Compliance Program Management: Develop and implement effective compliance strategies and activities to ensure adherence to governing regulations...
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Toronto, Ontario, Canada Scotiabank Full timeCompliance Program Manager Join a purpose-driven team committed to results in an inclusive and high-performing culture. Purpose Contribute to the overall success of the Corporate Functions (CF) Compliance Program by managing ongoing Compliance activities and strategies in compliance with governing regulations and internal policies. Key...
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