Current jobs related to Senior Audit Manager, Regulatory Compliance - Toronto, Ontario - Canadian Imperial Bank of Commerce
-
Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Manager, Regulatory Compliance Audit is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and...
-
Regulatory Compliance Audit Manager
4 weeks ago
Toronto, Ontario, Canada RBC Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audits regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and...
-
Regulatory Compliance Audit Manager
4 weeks ago
Toronto, Ontario, Canada RBC Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audits regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and...
-
Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Manager, Regulatory Compliance Audit is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and...
-
Regulatory Compliance Audit Manager
4 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with expertise in risk management and regulatory compliance. As a subject matter expert, you will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance...
-
Regulatory Compliance Audit Manager
4 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with expertise in risk management and regulatory compliance. As a subject matter expert, you will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance...
-
Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining the highest standards of risk management.Key ResponsibilitiesLead the execution of...
-
Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...
-
Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...
-
Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...
-
Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...
-
Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with expertise in risk management and regulatory compliance management. This role requires a dynamic and adaptable leader who can motivate and deliver in a team engagement environment.Key ResponsibilitiesParticipate in the execution of risk-based Enterprise level regulatory...
-
Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance/monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management, this...
-
Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance/monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management, this...
-
Regulatory Compliance Audit Manager
2 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who excels in risk management and regulatory compliance management. As a subject matter expert, you will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's...
-
Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled and experienced Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will be responsible for leading enterprise-level regulatory compliance audit projects, developing continuous assurance and monitoring approaches, and contributing to the...
-
Regulatory Compliance Audit Manager
2 months ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining the highest standards of risk management.Key ResponsibilitiesLead the execution of...
-
Regulatory Compliance Audit Manager
2 months ago
Toronto, Ontario, Canada RBC - Royal Bank Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who thrives in a fast-paced environment. As a subject matter expert in risk management, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and developing...
-
Regulatory Compliance Audit Manager
4 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled and experienced Regulatory Compliance Audit Manager to join our team. As a key member of our audit team, you will be responsible for leading and executing risk-based enterprise level regulatory compliance audit projects, identifying opportunities for utilizing data analytics to improve...
-
Regulatory Compliance Audit Manager
4 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled and experienced Regulatory Compliance Audit Manager to join our team. As a key member of our audit team, you will be responsible for leading and executing risk-based enterprise level regulatory compliance audit projects, identifying opportunities for utilizing data analytics to improve...
Senior Audit Manager, Regulatory Compliance
3 months ago
Employment Type:
Full-time
At Canadian Imperial Bank of Commerce, we are dedicated to fostering a relationship-focused banking environment for today's world. In this pivotal role, you will spearhead initiatives aimed at enhancing the overall control framework within the organization.
Your responsibilities will include leading diverse audit teams on significant and intricate regulatory remediation validations across various sectors of the bank, particularly concentrating on the Real Estate Secured Lending Portfolio.
You will be tasked with designing and implementing audit procedures to fulfill regulatory validations, offering an independent assessment of the effectiveness and design of management's remediation efforts, and evaluating controls in line with industry best practices.
Building and nurturing robust professional relationships with internal stakeholders within Internal Audit and across the three lines of defense will be crucial to your success.
Moreover, you will ensure that all activities are executed with a high degree of accuracy, rigor, and credibility, adhering to both regulatory and industry standards.
This role offers the flexibility to manage your work schedule within a hybrid arrangement, allowing for 2-3 days on-site and the remainder remote.
Audit Effectiveness and Execution:
Collaborate with both internal and external stakeholders to strategize and implement regulatory remediation validation activities, effectively managing multiple tasks at various stages to ensure timely completion.
You will provide regular updates on progress and challenges to guarantee the prompt execution of team deliverables, maintaining a high standard of quality and compliance with audit protocols.
Audit Reporting:
You will lead the creation of deficiency remediation closure memos, where you will objectively evaluate the adequacy of management's remediation actions and their potential implications for the business and the CIBC Group of Companies, presenting your findings in a clear, concise, and professional manner.
Relationship Management:
Partner closely with the Real Estate Secured Lending project team to ensure optimal progress on CIBC's regulatory deficiency remediation and validation efforts.
Foster strong internal and external relationships through ongoing communication regarding engagement progress and providing guidance on risk, control, and regulatory issues.
Your experience should include a comprehensive understanding of auditing practices and accounting principles, with a particular focus on retail banking and the associated regulatory landscape in Canada.
This expertise is typically gained through obtaining an auditing or accounting designation (e.g., CA, CMA, CGA, CPA, ACCA), a business degree (e.g., MBA), along with relevant experience in the banking or financial services sector or in internal/external audit assurance and consulting services.
Your analytical skills will inform your decision-making processes.We strive to recognize your contributions in meaningful ways, offering a competitive salary, incentive compensation, banking benefits, a comprehensive benefits program*, a defined benefit pension plan*, an employee share purchase plan, vacation offerings, wellness support, and MomentMakers, our social recognition program.
Eligibility to work at the specified locations is required, and a valid work or study permit may be necessary.
We may request that you complete an attribute-based assessment and other skills evaluations (such as simulation, coding, French proficiency, MS Office).
Key competencies include Analytical Thinking, Auditing, Audit Management, Client Relationship Management, Integrated Audits, Internal Controls, Interpersonal Communication, and Risk Management and Mitigation.