Regulatory Compliance Audit Manager

1 day ago

Toronto, Ontario, Canada Royal Bank of Canada> Full time

Job Summary

The Royal Bank of Canada is seeking a highly skilled and experienced Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will be responsible for leading enterprise-level regulatory compliance audit projects, developing continuous assurance and monitoring approaches, and contributing to the development of our regulatory compliance Center of Excellence.

Key Responsibilities

  • Lead the execution of risk-based enterprise-level regulatory compliance audit projects, ensuring effective and efficient delivery while adding value and identifying opportunities for utilizing data analytics to improve processes.
  • Contribute to the development of continuous monitoring and continuous assurance to monitor and report key emerging inherent risk areas and weaknesses in control environments.
  • Support the development of our Compliance CoE, remaining abreast of regulatory changes to provide effective advisory support to first business audit teams in covering first-line Compliance controls relevant to their business, and second-line audit teams on regulatory compliance program testing (under OSFI E13 Guidelines).
  • Support the development and maintenance of Standard Audit Programs aligned to OSFI E13 Guidelines, ensuring consistent and complete audit testing of regulatory compliance management programs across all regions and segments.
  • Support the development of learning programs to educate broader audit department on emerging regulatory changes across various business segments (i.e., Personal Banking, Capital Markets, Wealth Management).
  • Proactively initiate discussions and solutions to new opportunities, challenges, and approaches, and challenge the status quo.
  • Develop and maintain authentic, positive, and productive working relationships with senior leadership in Regulatory Compliance and in Audit.

Requirements

  • Strong emotional intelligence, leadership skills to motivate and deliver in a team engagement environment, and ability to multitask, prioritize, and adapt to a fast-changing environment.
  • 3+ years of experience in risk management, regulatory compliance management in a large financial institution, professional consulting/accounting firm, internal audit, or a compliance/regulatory environment. University degree (e.g., business, accounting, legal).
  • Excellent written and verbal communication skills and demonstrated critical thinking.
  • Knowledge of key regulatory compliance regulations (at minimum Canadian (OSFI) (i.e., E-13 Regulatory Compliance Management Guideline), US, and UK regulations in the financial services industry).
  • Intermediate experience building, using, and interpreting data extracts, data visualization, and reporting (Tableau), and analytical skills.

What We Offer

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
  • Leaders who support your development through coaching and managing opportunities.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • Opportunities to do challenging work.
  • Flexible work/life balance options.

Job Skills

Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

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