Regulatory Compliance Audit Manager
2 weeks ago
The Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and developing the Audit's regulatory compliance Center of Excellence (CoE).
Key Responsibilities- Participate in the execution of risk-based Enterprise level regulatory compliance audit projects, adding value and identifying opportunities for utilizing data analytics to improve processes.
- Contribute to the development of continuous monitoring and continuous assurance to monitor and report key emerging inherent risk areas and weaknesses in control environments.
- Support the development of Compliance CoE, remaining abreast of regulatory changes to provide effective advisory support to first business audit teams in covering first-line Compliance controls relevant to their business, and 2nd line audit teams on regulatory compliance program testing (under OSFI E13 Guidelines).
- Support the development and maintenance of Standard Audit Programs aligned to OSFI E13 Guideline, ensuring consistent and complete audit testing of regulatory compliance management programs across all regions and segments.
- Support the development of learning programs to educate broader audit departments on emerging regulatory changes across various business segments (i.e., Personal Banking, Capital Markets, Wealth Management).
- Proactively initiate discussions and solutions to new opportunities, challenges, and approaches, and challenge the status quo.
- Develop and maintain authentic, positive, and productive working relationships with senior leaderships in Regulatory Compliance and in Audit.
- Strong emotional intelligence, leadership skills to motivate and deliver in a team engagement environment, and ability to multitask, prioritize, and adapt to fast-changing environments.
- 3+ years of experience in risk management, regulatory compliance management in a large financial institution, professional consulting/accounting firm, internal audit, or a compliance/regulatory environment. University degree (e.g., business, accounting, legal).
- Excellent written and verbal communication skills and demonstrated critical thinking.
- Knowledge of key regulatory compliance regulations (at minimum Canadian (OSFI) (i.e., E-13 Regulatory Compliance Management Guideline), US, and UK regulations in the financial services industry).
- Intermediate experience building, using, and interpreting data extracts, data visualization, and reporting (Tableau), and analytical skills.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities to do challenging work.
- Flexible work/life balance options.
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Regulatory Compliance Audit Manager
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Toronto, Ontario, Canada RBC Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audits regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and...
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Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada RBC Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audits regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management and...
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Regulatory Compliance Audit Manager
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with expertise in risk management and regulatory compliance. As a subject matter expert, you will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance...
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Regulatory Compliance Audit Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with expertise in risk management and regulatory compliance. As a subject matter expert, you will support enterprise-level audit assurance projects, contribute to the development of continuous assurance and monitoring audit approaches, and develop the Audit's regulatory compliance...
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...
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Regulatory Compliance Audit Manager
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with a strong background in risk management and regulatory compliance. As a subject matter expert, you will be responsible for supporting enterprise-level audit assurance projects, contributing to the development of continuous assurance and monitoring audit approaches, and...
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a dynamic and adaptable leader who will support enterprise-level audit assurance projects, contribute to the development of continuous assurance/monitoring audit approaches, and develop the Audit's regulatory compliance Center of Excellence (CoE). As a subject matter expert in risk management, this...
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining the highest standards of risk management.Key ResponsibilitiesLead the execution of...
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Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Regulatory Compliance Audit Manager is a seasoned professional with expertise in risk management and regulatory compliance management. This role requires a dynamic and adaptable leader who can motivate and deliver in a team engagement environment.Key ResponsibilitiesParticipate in the execution of risk-based Enterprise level regulatory...
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Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled and experienced Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will be responsible for leading enterprise-level regulatory compliance audit projects, developing continuous assurance and monitoring approaches, and contributing to the...
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Regulatory Compliance Audit Manager
2 months ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Manager, Regulatory Compliance Audit is a key leader and subject matter expert in risk management with knowledge of regulatory compliance management and corporate governance, preferably from larger financial institutions. As a dynamic and adaptable leader, you will be responsible for ensuring the bank's compliance with regulatory requirements...
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Regulatory Compliance Audit Manager
2 months ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Manager, Regulatory Compliance Audit is a key leader and subject matter expert in risk management with knowledge of regulatory compliance management and corporate governance, preferably from larger financial institutions. As a dynamic and adaptable leader, you will be responsible for ensuring the bank's compliance with regulatory requirements...
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Regulatory Compliance Audit Manager
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Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Regulatory Compliance Audit Manager is a proactive and innovative leader who thrives in dynamic environments. This role requires a strong foundation in risk management and a comprehensive understanding of regulatory compliance and corporate governance, particularly within the context of large financial institutions.As a subject matter expert,...
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Regulatory Compliance Audit Manager
2 months ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryThe Regulatory Compliance Audit Manager is a proactive and innovative leader who thrives in dynamic environments. This role requires a strong foundation in risk management and a comprehensive understanding of regulatory compliance and corporate governance, particularly within the context of large financial institutions.As a subject matter expert,...
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Regulatory Compliance Audit Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryThe Royal Bank of Canada is seeking a highly skilled Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining the highest standards of risk management.Key ResponsibilitiesLead the execution of...
