Director, Regulatory Trade Reporting Specialist
5 days ago
We are seeking a highly skilled and experienced professional to join our team as a Director, Regulatory Trade Reporting. This is a key role that will play a critical part in ensuring our organization's compliance with regulatory requirements and maintaining the highest standards of trade reporting.
Key Responsibilities- Regulatory Compliance: The successful candidate will be responsible for leading the implementation of regulatory change projects and initiatives for CIBC Capital Markets. This will involve working closely with global stakeholders to deliver change to meet new regulatory requirements or address the regulatory aspects of new business initiatives.
- Project Management: The Director will be responsible for managing and delivering regulatory change projects within Capital Markets. This will include partnering with various stakeholders in Toronto and Regional offices in UK and Asia to ensure successful project outcomes.
- Business Analysis: The successful candidate will be responsible for analyzing new regulations impacting the Capital Markets business in North America and developing business requirements to meet regulatory requirements.
- Stakeholder Management: The Director will be responsible for managing relationships with internal stakeholders (Compliance, Technology, Operations and Client Data Management) to operationalize regulatory reporting processes.
The successful candidate will have a minimum of 7 years experience in the financial services industry with strong knowledge of implementation, operations processes and regulatory trade reporting requirements for the North American/Global Region. They will also have a minimum of 5 years experience analyzing new regulations impacting the Capital Markets business in North America and experience drafting Business Requirement documentation for Technology deliverables to meet regulatory requirements.
What We OfferCIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We offer a competitive salary, incentive pay, banking benefits, a benefits program, defined benefit pension plan, employee share purchase plan, vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.
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