Senior Compliance Officer, Regulatory Reporting and Special Projects

1 week ago

Toronto, Ontario, Canada BMO Full time
Job Summary

We are seeking a highly skilled and experienced Regulatory Compliance Manager to join our team at BMO. As a key member of our compliance team, you will be responsible for ensuring that our financial services operations are in compliance with all relevant regulatory requirements.

Key Responsibilities
  • Assist in the implementation, maintenance, and administration of compliance programs to support our financial services operations.
  • Coordinate and perform risk assessments, monitoring, testing, and surveillance activities to ensure compliance with regulatory requirements.
  • Work with business partners to ensure regulatory, corporate, and fiduciary obligations are met.
  • Advises business partners on implications of new regulatory developments or internal products, and assists to implement new/revised policies and programs to address them.
  • Identify risks and implement appropriate actions to mitigate them.
  • Develop and maintain compliance information for analysis and reporting.
  • Achieve compliance goals by maintaining current knowledge of regulatory requirements and developments.
  • Maintain functional and regulatory expertise specific to business group, and refer to Compliance Policies & Procedures manuals for requirements.
  • Contribute to business results by providing oversight and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk, and align with regulatory agencies.
Requirements
  • Typically minimum of 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience.
  • Recognized compliance certificate or equivalent preferred.
  • Detailed knowledge of consumer protection regulations and related marketing and advertising guidelines.
  • Skilled knowledge of regulatory/compliance requirements and the operations of a single client group.
  • May require experience at regulatory body for one or more compliance area(s).
  • Strong communication, critical thinking, relationship management, and project management skills.
  • Deep knowledge and technical proficiency gained through extensive education and business experience.
  • Verbal & written communication skills - In-depth.
  • Collaboration & team skills - In-depth.
  • Analytical and problem-solving skills - In-depth.
  • Influence skills - In-depth.
  • Data-driven decision making - In-depth.

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