Compliance Governance Manager

3 days ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time
Job Summary

The Toronto-Dominion Bank (Canada) is seeking a highly skilled Compliance Governance Manager to join our team. As a key member of our Compliance Governance & Operations team, you will be responsible for managing engagement across Compliance teams to understand root causes and common themes of issues and providing trend and insight analysis to drive effective issues management reporting.

Key Responsibilities
  • Develop and implement Metric Development and Data Insights for executive reporting, including materials prepared for the TD Bank Board of Directors, enterprise risk committees, and others.
  • Manage engagement across Compliance teams to understand root causes and common themes of issues and provide trend and insight analysis to drive effective issues management reporting.
  • Act as the liaison with and coordinates current status and insight reporting of regulatory findings across all Compliance Units to inform critical thinking and analysis for reporting.
  • Support the reporting of all Compliance risk matters to the Compliance SET and CRO.
  • Develop business and performance reporting, analytics & insights to enable effective business management, resource management/capacity planning and decision-making.
Requirements
  • Expert in compliance KRIs and KPIs, strategies, and risk management.
  • Previous experience with data analysis and reporting is critical.
  • Strategic thinker with excellent judgment and the ability to anticipate emerging trends and critical analysis and effective writing skills.
  • Excellent communication and presentation skills, including public speaking/presentation skills and well-developed listening and negotiation skills.
  • Highest personal and professional integrity and standards to advance TD's vision and protect the brand.
  • Ability to work in a fast-paced environment and manage multiple priorities.
  • Demonstrates ability delivering on objectives, focuses on what matters and can work across silos to build effective working relationships.
  • Transparent communicator and respected TD representative, both internally and externally.
  • Demonstrates strong problem-solving & analytical skills, including the ability to comprehend a situation by breaking it down into its components and identifying underlying issues.
  • Expertise in working effectively in ambiguity with all levels of colleagues and executives to enhance the colleague experience.
Education and Experience
  • Undergraduate degree.
  • Relevant professional designations and/or certifications, including law degree, preferred.
  • 7+ years relevant experience.
About Us

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.

We are deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer-facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we're committed to helping you identify opportunities that support your goals.

We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you.

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