Senior Legal Advisor Regulatory Compliance

2 weeks ago


Montreal, Quebec, Canada National Bank Full time
Job Title: Senior Legal Advisor Regulatory Compliance

As a Senior Legal Advisor in the Regulatory Compliance team at National Bank, you will play a key role in ensuring the organization's compliance with regulatory requirements. This is an exciting opportunity to work in a dynamic and evolving context where you will have the chance to grow and develop your skills.

About the Role

The Regulatory Compliance team is responsible for monitoring and implementing legislative and regulatory changes. As a Senior Legal Advisor, you will be responsible for maintaining the regulatory obligations and controls library, as well as the compliance guide. You will also be involved in writing and revising policies, procedures, and communications, and participating in the drafting of various reports.

Key Responsibilities
  • Maintain the regulatory obligations and controls library and the compliance guide
  • Write and/or revise the Compliance Department's policies, procedures, and communications
  • Participate in the drafting of various reports, including quarterly reports
  • Perform various compliance and monitoring functions related to portfolio management for an American clientele
  • Assist the various business lines in the interpretation and implementation of regulatory requirements and business projects
  • Capture and analyze new Bills and new regulations to inform the parties concerned of upcoming changes
  • Participate in the various Wealth Management and pan-bank legislative and regulatory watch committees
  • Collaborate with other team members
About You

We are looking for a highly motivated and detail-oriented individual with a strong background in regulatory compliance. You should have a legal technique or bachelor's degree in law and 4 to 6 years of experience in the regulatory field related to the securities sector. You should also have strong analytical and writing skills, as well as the ability to work in a team and communicate effectively.

What We Offer

In addition to competitive compensation, you will be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family. These include health and wellness programs, flexible group insurance, a generous pension plan, and employee share ownership plan, among others.

About National Bank

National Bank is a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. We want to offer an accessible, barrier-free workplace to all employees and welcome all candidates who share our values of partnership, agility, and empowerment.



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