Senior Legal Advisor Regulatory Compliance Expert

4 days ago

Montreal, Quebec, Canada National Bank Full time
About the Role

We are seeking a highly skilled Senior Legal Advisor to join our Regulatory Compliance team at National Bank. As a key member of our team, you will play a critical role in ensuring that our organization remains compliant with all relevant laws and regulations.

Key Responsibilities
  • Maintain a comprehensive library of regulatory obligations and controls, as well as a compliance guide that is accessible to all stakeholders.
  • Develop and/or revise policies, procedures, and communications for the Compliance Department, and participate in the creation of various reports, including quarterly reports.
  • Contribute to the development of training programs related to regulatory changes or aimed at strengthening knowledge of existing rules and policies.
  • Perform various compliance and monitoring functions related to portfolio management for an American clientele.
  • Provide expert guidance to business lines on the interpretation and implementation of regulatory requirements and business projects.
  • Capture and analyze new bills and regulations to inform stakeholders of upcoming changes and support them in the implementation of these changes.
  • Participate in various Wealth Management and pan-bank legislative and regulatory watch committees.
  • Collaborate with other team members to achieve common goals.
About the Team

You will be part of a dynamic and evolving team of 5 colleagues, reporting to the Senior Director, Regulatory Compliance. Our team is committed to providing a stimulating and diverse work environment that promotes growth and development.

Requirements
  • Legal technique or bachelor's degree in law and 4 to 6 years of experience in the regulatory field related to the securities sector.
  • Autonomy, initiative, and a strong desire to learn.
  • Strong analytical and writing skills.
  • Ability to work in a team, communicate effectively, and pay attention to detail.
  • Ability to work on multiple projects simultaneously.
  • Ability to write and communicate orally and in writing in French and English.
  • Canadian Securities Course (CSC) (an asset).
  • Conduct and Practices Handbook Course (CPH) OR will be required to be completed following hiring.
Language Requirements

English and French are the primary languages required for this role. You will need to work closely with colleagues outside of Quebec.

Skills

Communication, Compliance, Diversity & Inclusion, Initiative, Learning Agility, Legal and Regulatory Frameworks, Legal Regulatory Compliance, Legal Revision, Policy revision, Report Writing, Teamwork.

Benefits

In addition to competitive compensation, you will be eligible for a wide range of flexible benefits to promote your wellbeing and that of your family, including health and wellness programs, flexible group insurance, a generous pension plan, employee share ownership plan, employee and family assistance program, preferential banking services, opportunities to get involved in community initiatives, telemedicine service, and virtual sleep clinic.

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