Director of Regulatory Compliance and Governance

3 days ago


Toronto, Ontario, Canada Royal Bank of Canada Full time
Job Summary

As a key member of the Group Risk Management team at Royal Bank of Canada, the Associate Director, Regulatory, Governance & Issues Management will play a critical role in ensuring the bank's regulatory compliance and governance practices are aligned with industry standards and best practices.

Key Responsibilities
  • Regulatory Process Execution
    • Develop and implement forward-looking plans to manage annual and ad-hoc regulatory requests, including identification of stakeholders and coordination of responses across the organization.
    • Create and maintain documentation to ensure regulatory requests are satisfied, and ensure consistency in response and messaging.
    • Work with project managers to execute action plans to remediate material risks and issues.
  • Reporting and Other Activities
    • Support internal processes, including the production of team reports.
    • Support the execution of short- and long-range projects affecting Group Risk Management or individual teams.
  • Relationship Management
    • Develop relationships and networks within Group Risk Management and Royal Bank of Canada to influence and impact processes to the benefit of the organization.
    • Act as a first point of contact, liaising and coordinating with other Group Risk Management groups as appropriate.
Requirements
  • Business Acumen
    • Business degree (B. Comm, MBA, CFA) or equivalent experience.
  • Project Management Experience
    • Proven experience in project management, with a focus on regulatory compliance and governance.
  • Technical Skills
    • Strong analytical and problem-solving skills, with the ability to interpret and analyze complex data.
    • Excellent communication and presentation skills, with the ability to effectively communicate with senior stakeholders.
  • Soft Skills
    • Strong interpersonal and relationship-building skills, with the ability to work effectively with cross-functional teams.
    • Ability to work in a fast-paced environment, with multiple priorities and deadlines.
What We Offer
  • Comprehensive Total Rewards Program
    • Competitive compensation and benefits package.
  • Opportunities for Growth and Development
    • Opportunities to take on progressively greater accountabilities and responsibilities.
  • Dynamic and Collaborative Work Environment
    • Work in a dynamic, collaborative, and progressive team environment.


  • Toronto, Ontario, Canada Royal Bank of Canada Full time

    About the OpportunityAs a key member of the Group Risk Management team at Royal Bank of Canada, the Associate Director, Regulatory, Governance & Issues Management will play a critical role in driving common outputs for Operational Risk and Second Line of Defense (ORSS) and Group Risk Management (GRM) Operational Risk. This position will act as a central...


  • Toronto, Ontario, Canada Royal Bank of Canada Full time

    About the OpportunityAs a key member of the Group Risk Management team at Royal Bank of Canada, the Associate Director, Regulatory, Governance & Issues Management will play a critical role in driving common outputs for Operational Risk and Second Line of Defense (ORSS) and Group Risk Management (GRM) Operational Risk. This position will act as a central...


  • Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs a key member of the Group Risk Management team at Royal Bank of Canada, the Associate Director, Regulatory, Governance & Issues Management will play a critical role in ensuring the bank's regulatory compliance and governance practices are aligned with industry standards and best practices.Key ResponsibilitiesRegulatory Process ExecutionDevelop...


  • Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryAs a key member of the Group Risk Management team at Royal Bank of Canada, the Associate Director, Regulatory, Governance & Issues Management will play a critical role in ensuring the bank's regulatory compliance and governance practices are aligned with industry standards and best practices.Key ResponsibilitiesRegulatory Process ExecutionDevelop...


  • Toronto, Ontario, Canada Equitable Bank Full time

    About the RoleThis is a senior-level position responsible for providing strategic guidance and support to the Board of Directors and its committees at Equitable Bank. The successful candidate will have a strong background in corporate governance, compliance, and regulatory affairs, with a proven track record of implementing effective governance practices and...


  • Toronto, Ontario, Canada Equitable Bank Full time

    About the RoleThis is a senior-level position responsible for providing strategic guidance and support to the Board of Directors and its committees at Equitable Bank. The successful candidate will have a strong background in corporate governance, compliance, and regulatory affairs, with a proven track record of implementing effective governance practices and...


  • Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full time

    Position Title:Regulatory Compliance AnalystDivision:Business Conduct OversightOur organization serves as a national authority responsible for the regulation of investment and mutual fund dealers across Canada. We are committed to safeguarding investors and fostering confidence in financial governance.As a Regulatory Compliance Analyst, your key...


  • Toronto, Ontario, Canada Royal Bank of Canada> Full time

    About the RoleThis is an exciting opportunity to join the Royal Bank of Canada as a Director of Governance and Compliance. As a key member of the Corporate Security team, you will play a critical role in providing challenge and oversight on Security Risk to the bank.Key ResponsibilitiesStrategic Challenge and Oversight: Provide challenge and oversight over...


  • Toronto, Ontario, Canada Royal Bank of Canada> Full time

    About the RoleThis is an exciting opportunity to join the Royal Bank of Canada as a Director of Governance and Compliance. As a key member of the Corporate Security team, you will play a critical role in providing challenge and oversight on Security Risk to the bank.Key ResponsibilitiesStrategic Challenge and Oversight: Provide challenge and oversight over...


  • Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?The Royal Bank of Canada is seeking an experienced Associate Director, Regulatory Governance to join its Group Risk Management team. As a key member of the team, you will be responsible for managing regulatory requests and ensuring compliance with relevant laws and regulations.Key Responsibilities:Regulatory...


  • Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?The Royal Bank of Canada is seeking an experienced Associate Director, Regulatory Governance to join its Group Risk Management team. As a key member of the team, you will be responsible for managing regulatory requests and ensuring compliance with relevant laws and regulations.Key Responsibilities:Regulatory...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job Title: Director of Technology and Regulatory ComplianceScotiabank is seeking a highly skilled Director of Technology and Regulatory Compliance to join our team. As a key member of our Technology Regulatory Management function, you will play a critical role in ensuring the Bank's technology and security compliance risk management aligns with regulatory...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job Title: Director of Technology and Regulatory ComplianceScotiabank is seeking a highly skilled Director of Technology and Regulatory Compliance to join our team. As a key member of our Technology Regulatory Management function, you will play a critical role in ensuring the Bank's technology and security compliance risk management aligns with regulatory...


  • Old Toronto, Ontario, Canada Scotiabank Full time

    Job DescriptionJob Title: Director of Technology and Regulatory ComplianceJob Summary:We are seeking a highly experienced Director of Technology and Regulatory Compliance to join our team at Scotiabank. The successful candidate will be responsible for leading our Technology Regulatory Management function and ensuring that our technology activities and...


  • Old Toronto, Ontario, Canada Scotiabank Full time

    Job DescriptionJob Title: Director of Technology and Regulatory ComplianceJob Summary:We are seeking a highly experienced Director of Technology and Regulatory Compliance to join our team at Scotiabank. The successful candidate will be responsible for leading our Technology Regulatory Management function and ensuring that our technology activities and...


  • Toronto, Ontario, Canada Bank of Montreal Full time

    Director, Data Governance, MarketingJob Summary:The Director, Data Governance, Marketing will be responsible for leading the development and implementation of data governance strategies across the Marketing function at the Bank of Montreal. This role will ensure that data is collected, stored, and used in compliance with regulatory requirements and industry...


  • Toronto, Ontario, Canada Bank of Montreal Full time

    Director, Data Governance, MarketingJob Summary:The Director, Data Governance, Marketing will be responsible for leading the development and implementation of data governance strategies across the Marketing function at the Bank of Montreal. This role will ensure that data is collected, stored, and used in compliance with regulatory requirements and industry...


  • Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?The Royal Bank of Canada is seeking an experienced Associate Director, Regulatory Governance to join its Group Risk Management team. As a key member of the team, you will be responsible for managing regulatory requests and ensuring compliance with relevant laws and regulations.Key Responsibilities:Regulatory...


  • Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?The Royal Bank of Canada is seeking an experienced Associate Director, Regulatory Governance to join its Group Risk Management team. As a key member of the team, you will be responsible for managing regulatory requests and ensuring compliance with relevant laws and regulations.Key Responsibilities:Regulatory...


  • Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full time

    Regulatory Compliance Specialist Opportunity at Canadian Investment Regulatory OrganizationAre you dedicated to upholding compliance standards within the financial sector? The Canadian Investment Regulatory Organization is seeking a Regulatory Compliance Specialist to enhance their team. In this position, you will play a crucial role in evaluating Member...