IT SOX Compliance Manager

2 weeks ago

Halifax, Nova Scotia, Canada RBC - Royal Bank Full time
Job Summary

We are seeking a highly skilled IT SOX Compliance Manager to join our team at RBC. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our SOX / FDICIA IT control testing.

Job Description

The IT SOX Compliance Manager will be responsible for assisting in the transformation of RBC's Next Generation of ICFR testing, supporting the ongoing SOX / FDICIA IT control testing across RBC Enterprise. You will perform testing of IT specific internal controls, and peer review, in support of the annual CEO/CFO SOX effectiveness certification and the FDICIA certifications for RBC Bank and CNB.

You will work collaboratively with internal / external stakeholders to identify automated and innovative solutions. RBC Internal Audit leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities.

Key Responsibilities

  • Participate in the planning process, helping to develop key performance metrics, and develop successful plans through thoughtful resourcing.
  • Contribute to the execution of SOX / FDICIA IT control testing, and support the team through peer review, working with senior management to ensure effective practices are followed and quality documentation is produced in support of the annual CEO / CFO SOX / FDICIA effectiveness certifications.
  • Work effectively with business partners to drive innovation in service delivery through identifying opportunities, developing solutions and creating lasting improvements to performance.
  • Work collaboratively with internal / external stakeholders to identify and develop automated solutions, contributing to the pipeline of continuous improvement opportunities and best practices.
  • Understand the IT risks of the proprietary technology in the supported platform in order to identify key risks and controls.
  • Receive frequent mentoring from colleagues, including senior leaders from Internal Audit who will support your growth and ability to achieve career goals. Develop long-term relationships and networks both internally and externally.
Requirements

Must-have

  • Ability to work collaboratively in a team and create an inclusive environment with internal and external business partners across the enterprise.
  • Flexible mindset, with the ability to learn quickly and leverage skills in a dynamically changing environment.
  • Undergraduate degree (E.g. Comm. B. Math, P. ENG, MSc (Data Science). CISA Designation OR CPA Designation OR in the process of obtaining CPA and/or CISA Designation.
  • Knowledge of SOX / FDICIA requirements and compliance, including IT controls and dependencies and control testing methodologies.
  • 4-7 years of relevant work experience.

Nice-to-have

  • Experience in a financial institution or technology company, dealing with multiple business platforms, business processes, geographies, and legal entities.
  • Understanding of core technology (applications and infrastructure) as evidenced by external courses or professional certification.
  • Ability to communicate effectively, both verbally and written.
  • A dedication to leadership and fostering collaboration & teamwork.
What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
  • Leaders who support your development through coaching and managing opportunities
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Flexible work/life balance options

  • IT SOX Compliance Manager

    2 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled IT SOX Compliance Manager to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our IT controls and compliance with SOX and FDICIA regulations.Key ResponsibilitiesDevelop and implement effective IT control...

  • IT SOX Compliance Manager

    2 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled IT SOX Compliance Manager to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our IT controls and compliance with regulatory requirements.Key ResponsibilitiesAssist in the planning and execution of SOX / FDICIA...

  • IT SOX Compliance Manager

    2 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled IT SOX Compliance Manager to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our IT controls and compliance with regulatory requirements.Key ResponsibilitiesAssist in the planning and execution of SOX / FDICIA...

  • Manager, IT SOX Compliance

    2 weeks ago

    Halifax, Nova Scotia, Canada RBC - Royal Bank Full time

    Job Title: Manager, IT ICFR Compliance Internal Audit Job Summary: We are seeking a highly skilled Manager, IT ICFR Compliance Internal Audit to join our team and assist in the transformation of RBC's Next Generation of ICFR testing. Job Description: As a Manager, IT ICFR Compliance Internal Audit, you will be responsible for assisting in the transformation...

  • IT SOX Compliance Analyst

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    About the RoleWe are seeking a highly skilled IT SOX Compliance Analyst to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our internal controls and risk management processes.Key ResponsibilitiesContribute to the execution of SOX IT control testing,...

  • IT SOX Compliance Analyst

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    About the RoleWe are seeking a highly skilled IT SOX Compliance Analyst to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our internal controls and risk management processes.Key ResponsibilitiesContribute to the execution of SOX IT control testing,...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    About the RoleWe are seeking a highly skilled IT Compliance Manager to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effective implementation of our SOX and FDICIA compliance programs.Key ResponsibilitiesDevelop and implement effective SOX and FDICIA compliance...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    About the RoleWe are seeking a highly skilled IT Compliance Manager to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effective implementation of our SOX and FDICIA compliance programs.Key ResponsibilitiesDevelop and implement effective SOX and FDICIA compliance...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada RBC Full time

    About the RoleWe are seeking a highly skilled IT Compliance Manager to join our team at RBC. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our SOX / FDICIA IT control testing.Key ResponsibilitiesParticipate in the planning process, helping to develop key performance metrics, and develop...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada RBC Full time

    About the RoleWe are seeking a highly skilled IT Compliance Manager to join our team at RBC. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our SOX / FDICIA IT control testing.Key ResponsibilitiesParticipate in the planning process, helping to develop key performance metrics, and develop...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?As an IT Compliance Manager at the Royal Bank of Canada, you will play a critical role in the transformation of the bank's internal control framework, ensuring the effectiveness of SOX and FDICIA compliance across the enterprise. You will be responsible for testing and evaluating IT-specific internal...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?As an IT Compliance Manager at the Royal Bank of Canada, you will play a critical role in the transformation of the bank's internal control framework, ensuring the effectiveness of SOX and FDICIA compliance across the enterprise. You will be responsible for testing and evaluating IT-specific internal...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?As an IT Compliance Manager at Royal Bank of Canada, you will play a critical role in the transformation of our Internal Control Framework (ICF) testing, supporting the ongoing SOX / FDICIA IT control testing across the enterprise. You will be responsible for performing testing of IT specific internal...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?As an IT Compliance Manager at Royal Bank of Canada, you will play a critical role in the transformation of our Internal Control Framework (ICF) testing, supporting the ongoing SOX / FDICIA IT control testing across the enterprise. You will be responsible for performing testing of IT specific internal...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled IT Compliance Manager to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our SOX / FDICIA IT control testing.Key ResponsibilitiesPlanning and ExecutionParticipate in the planning process to develop key...

  • IT Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    Job SummaryWe are seeking a highly skilled IT Compliance Manager to join our team at the Royal Bank of Canada. As a key member of our Internal Audit department, you will play a critical role in ensuring the effectiveness of our SOX / FDICIA IT control testing.Key ResponsibilitiesPlanning and ExecutionParticipate in the planning process to develop key...

  • IT ICFR Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    Job Summary:Job Title: IT ICFR Compliance ManagerJob Type: Full-timeLocation: Hybrid work in Halifax, NS, CanadaJob Description:Key Responsibilities:Ensure the unit's financial processes and data are compliant with regulatory requirements.Develop recommendations to improve operational efficiency and effectiveness.Assist in the transformation of RBC's Next...

  • IT ICFR Compliance Manager

    3 weeks ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    Job Summary:Job Title: IT ICFR Compliance ManagerJob Type: Full-timeLocation: Hybrid work in Halifax, NS, CanadaJob Description:Key Responsibilities:Ensure the unit's financial processes and data are compliant with regulatory requirements.Develop recommendations to improve operational efficiency and effectiveness.Assist in the transformation of RBC's Next...

  • IT Compliance Analyst

    1 month ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada> Full time

    Position OverviewRole SummaryWhat is the opportunity?As an IT Compliance Analyst focusing on SOX, you will play a crucial role in the evolution of RBC's Next Generation of SOX. Your primary responsibility will be to support the ongoing testing of SOX controls across the RBC Enterprise by evaluating IT-specific internal controls that contribute to the annual...

  • IT Compliance Analyst

    1 month ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada> Full time

    Position OverviewRole SummaryWhat is the opportunity?As an IT Compliance Analyst focusing on SOX, you will play a crucial role in the evolution of RBC's SOX framework. Your primary responsibility will be to support the ongoing testing of SOX controls across the RBC Enterprise by evaluating IT-specific internal controls that contribute to the annual CEO/CFO...