Manager, Compliance Assurance
4 days ago
**Our bottom line is different.**
There’s something special about working at ATB, and it’s been recognized on every top employer list that matters. Maybe it’s our exceptional culture where your total wellness is supported through market-leading benefits and you’re free to bring your whole self to work. Maybe it’s our commitment to a growth mindset and our unrelenting thirst for making it possible for fellow Albertans—even the ones who aren’t our clients.
Whatever it is, you won’t find a more genuine, driven and knowledgeable group of humans anywhere. We foster a culture of purpose, performance and possibilities. We engage with intense curiosity, and bring our whole selves to work, every day. We know it starts with people like you, so take a chance and start with us.
**Department**: Fraud, Risk and Compliance
**System Title**: Compliance Manager 7
Job Number: REQ4762
Location: Edmonton/Calgary
Paygrade: L-OTH
**Accountabilities**
- Directly reporting to Senior Manager, Compliance Assurance to design and implement a sustainable regulatory monitoring & testing program
- Facilitate interviews with business units to understand and document key risks and controls.
- Test/Audit and assist management in assessing and testing the effectiveness of regulatory compliance controls.
- Document and present test/audit results and findings to senior management for review.
- Key participant in the ongoing regulatory risk assessment process for ATB Financial.
- Key process owner and administrator of tools relevant to Securities Trading Pre-Clearance
- Maintain internal policies and procedures of Privacy, Regulatory Compliance, and Assurance programs.
- Preparation of key Regulatory Compliance reporting to senior management and regulators.
- Work with the process owners to identify appropriate mitigation strategies to resolve regulatory compliance deficiencies.
- Ensure findings have been adequately resolved and recommendations implemented.
- Training on best practice testing methodology for Regulatory, Privacy, and AML Compliance.
- Proactively mentor and encourage growth in team members.
**Requirements**:
- Experience with Audit, Public Accounting and/or Consulting firm is an asset.
- Over 4 years experience working in an internal controls or internal audit environment;
- Proficiency with controls audit testing, risk and process assessment to achieve regulatory objectives.
- Polished written and verbal communication skills; Demonstrated ability to collaborate, influence, and motivate team members at all levels.
- High degree of initiative and demonstrated ability to meet deadlines independently and in a dynamic environment.
- Exemplifies customer focused, team driven mentality; serves as a role model for colleagues.
- Strong ability to prioritize activities and excellent time management and organizational skills.
- Strong analytical and interpretive skills to recognize and comprehend complex issues, policies, regulatory requirements and industry information affecting ATB’s environment.
- Bachelor’s degree in Commerce, Business, or equivalent. CPA, CIA, CGA, CMA, CA, or MBA preferred.
**At ATB, we know that as you develop in your career, you gain many transferable skills.** If you believe your experience and qualities are what we are looking for, please consider applying.
**Benefits**
**Be great. Be you. Believe.**
**What happens next?**
**Stay in touch**
ATB is excited to know you’re interested in a career with us Follow us on LinkedIn, Facebook and Instagram to get the inside scoop on what our team is up to.
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