Regulatory Compliance Analyst

3 weeks ago


Montréal, Canada Letko, Brosseau & Associates Full time

Letko, Brosseau & Associates Inc.

Analyst, Regulatory Compliance

Letko, Brosseau & Associates Inc. is one of Canada’s leading independent investment
management firms, serving both institutional and high net worth clients. The firm’s approach is
based on fundamental analysis, broad diversification, an international perspective, careful
security selection and low turnover. This approach has generated solid long-term results for
clients since the firm’s foundation in 1987. Outstanding financial performance, superior customer
service and high standards of business ethics are the firm’s guiding principles that contributed to
its success over the years.

We are looking for an individual with excellent knowledge and several years of experience in
regulatory compliance to contribute to the development, deployment, and implementation of
compliance programs.

Under the direction of the Director, Regulatory Compliance, the incumbent will also be
employees with the laws, regulations, instructions, directives, and policies issued by Letko,
Brosseau & Associates Inc. as well as those issued by the regulatory authorities to which the firm

You will play a supporting role to the Director, Regulatory Compliance. You will advise on
applicable laws, regulations, policies, and procedures and develop tools and work processes
related to regulatory compliance

Your work will include, but is not limited to:

- Collaborate in the development, deployment, and implementation of compliance

programs and compliance training.
- Serve as the first point of contact for other departments of the firm on compliance issues.
- Verify internal procedures and controls regarding compliance with regulatory
- requirements and propose solutions for non-compliant situations, if applicable.- Prepare and file regulatory reports (e.g., Exempt Investment Return (45-106), Ontario

Securities Commission Risk Assessment Questionnaire, Annual Return to the CRA
(FATCA-NCD), etc.).
- Participate in the review and approval of external communications to ensure

compliance with regulatory requirements.
- Ensure compliance with our personal trading policy.

You will have a professional support role in your field with the members of several departments
such as trading, financial analysis, portfolio management, client services and accounting.
You will thrive in this position if:

- You excel in an environment characterized by tight deadlines.
- You approach new challenges with a positive solution-oriented attitude.
- You are extremely organized, resourceful, proactive and pay meticulous attention to

detail.
- You work calmly and efficiently and know how to manage your priorities.

Required profile:

- University degree in a relevant field.
- Have a minimum of two years of experience in regulatory compliance in securities
- industry.- Excellent analytical and synthesis skills.
- Straightforward and diplomatic personality who enjoys teamwork.
- Honest and ethical.
- Autonomous.
- Have good judgment, a sense of initiative and a sense of work well done.
- Excellent knowledge of English and French, both written and spoken.

The incumbent will be the first point of contact for employees located in our various
Canadian offices. He will be responsible for filing regulatory reports in Ontario, Alberta
and with the federal government. He will also review and approve external
communications in French and English intended for our current and potential clients in
Canada and abroad.
- Salary and Benefits:
- Very attractive and competitive base salary, plus annual bonus.
- Hybrid model (work from home and the office).
- Generous medical, dental and life insurance as well as short and long-term disability
- insurance plans as of day 1.- Employer contribution to a deferred profit-sharing plan (DPSP).
- Corporate discount for your membership in a fitness center.
- Our offices are in downtown Montreal, easily accessible by public transit.

Our mission is to provide a supportive and inclusive environment where all individuals can
maximize their full potential.

contacted.


  • Regulatory Analyst

    7 days ago


    Montréal, Canada BNP Paribas Full time

    In a changing world, unprecedented challenges require unmatched talent. Join one of Montreal's Top Employers in 2024. We are a dynamic and growing organization having its main establishment located in downtown Montreal and part of a leading international banking institution fully committed to building a more sustainable future. Note that the position may be...

  • IT Compliance Analyst

    2 weeks ago


    Montréal, Canada iA Groupe financier iA Financial Group Full time

    iA Financial Group is looking for an IT Compliance Analyst to join its Information and Communication Technology (ICT) Performance, Risk and Compliance team. The Performance, Risk and Compliance Department (PRCD), under the Senior Management, Performance and Governance (SMGP), is primarily responsible for overseeing ICT risk management. It works in close...


  • Montréal, QC, Canada CAMP Systems International, Inc. Full time

    CAMP Systems is the leading provider of aircraft compliance and health management services to the global business aviation industry. CAMP is the pre-eminent brand in its industry and is the exclusive recommended service provider for nearly all business aircraft manufacturers in the world. Our services are delivered through a “SaaS plus” model and we...


  • Montréal, Canada Shakepay Full time

    Join our small, fiery team on our mission to usher in the Bitcoin golden age. Shakepay is one of the fastest growing startups in Canada. We've grown 10x in the last year. 2% of Canadians use Shakepay. We're building something really special. We need true believers to join our team. We're looking for ambitious professionals with a thirst for knowledge that...


  • Montréal, Canada Patterson Companies, Inc. Full time

    The Quality and Regulatory Specialist is responsible for maintaining and managing the daily operations of the Patterson Quality Management System. Manages compliance activities with responsibility for results in terms of ongoing effectiveness of the QMS and of conformance to applicable regulation, standard and company policies. Supports activities related to...


  • Montréal, Canada FDM Group Canada Inc. Full time

    **Regulatory Business Analyst - Returners Program** Have you had a career break of 12+ months? Do you have previous business or compliance experience? Are you ready to re-join the workforce full time? **We have a great opportunity for you with a leading financial institution!** Our strategic partner has an exciting opportunity for those with a...

  • Regulatory Analyst

    3 weeks ago


    Montréal, Canada BNP Paribas Full time

    REGULATORY ANALYST (JOB NUMBER: OPS-113022-001-AA) At BNP Paribas Canada, it is our employees which make the difference... Our 75 nationalities are part of our diversity! Do you like challenges, a structured framework, the prospect of optimizing and innovating? You are known for your originality and want a certain freedom to think while sharing your...


  • Montréal, Canada Humanity Full time

    Company Description Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem. Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Ethnic Minority, and the Previously Incarcerated. If you identify with any of the following...


  • Montréal, QC, Canada Western Union Full time

    **Lead Analyst, AML Compliance - Quebec, Canada** Do you have impeccable analytical skills, an eye for detail, and strong business acumen? Are you looking to join a global financial company that encourages and embraces an inclusive workplace? Join Western Union as a Lead Analyst, AML Compliance! **Western Union powers your pursuit** **Role...


  • Montréal, QC, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...


  • Montréal, Canada Maples Group Full time

    **Position**:Analyst - Regulatory Services **Location**:Montreal **About Us** The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global...


  • Montréal, Canada BNP Paribas Full time

    REGULATORY REPORTING BUSINESS ANALYST (JOB NUMBER: FRESH-062922-EML-001) At BNP Paribas Canada, it is our employees which make the difference... Our 75 nationalities are part of our diversity! Do you like challenges, a structured framework, the prospect of optimizing and innovating? You are known for your originality and want a certain freedom to think...


  • Montréal, Canada Aylo Careers Full time

    Established in 2004, we are a tech pioneer offering world-class adult entertainment and games on some of the internet's safest and most popular platforms. With the support of an international team of dynamic and collaborative innovators, we are on a mission to enable safe user experiences and empower our communities by celebrating diversity, inclusion, and...


  • Montréal, Canada Novartis Full time

    395204BR **Regulatory Affairs Compliance Associate**: Canada **About the role** Location: Montreal, #LI-Hybrid 13 month contract About the role: We are looking for an organized, collaborative and passionate regulatory affairs professional who is driven to help us deliver our innovative treatments to patients. As a compliance lead, you will report directly...


  • Montréal, Canada Maples Group Full time

    **Position**:Analyst - Regulatory Services **Location**:Montreal **About Us** The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global...


  • Montréal, QC, Canada The Maples Group (Financial Services) Full time

    **Position**:Analyst - Regulatory Services **Location**:Montreal **About Us** The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global...


  • Montréal, Canada Desjardins Full time

    As a Analyst, Legal Compliance, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of intervention and development initiatives. You recommend...


  • Montréal, Canada Intact Full time

    Our employees are at the heart of everything we do. Together, we help people, businesses, and society prosper in good times and be resilient in bad times._ - Our employee promise represents Intact’s commitment to you in exchange for living our Values, striving to do your best work, being open to change and investing in your career. In return, we promise to...


  • Montréal, QC, Canada Natixis Corporate & Investment Banking Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...


  • Montréal, Canada Maples Group Full time

    **Position**:Analyst - Regulatory Services **Location**:Montreal **About Us** The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global...