Manager - Process Risk and Controls, (Financial
6 months ago
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.
**Manager - Process Risk and Controls (Financial Services)
**The Position
Due to rapid growth of our Process Risk and Controls practice within the financial services industry and the evolving risk landscape of our clients, RSM is seeking a highly motivated manager to lead teams of risk consulting professionals in addressing our clients’ needs.
**Key Responsibilities
As a Process Risk and Controls Consulting Manager at RSM, you’ll be asked to consistently:
- Model the core RSM values of respect, integrity, teamwork, excellence and stewardship in all interactions with clients and team members
- Effectively manage, motivate and mentor multidisciplinary teams to work as a cohesive, client-centric unit in delivering high-quality solutions to sophisticated clients
- Support multiple client projects simultaneously, while actively contributing to internal initiatives such as talent, practice, and business development
- Leverage understanding of industry trends and business acumen to effectively communicate leading risk management practices
- Manage a diverse book of business, maintaining overall responsibility for the profitability, effective delivery and engagement risk of all client related work within the portfolio
- Leverage your experience and expertise to recruit and retain future leaders of the firm through mentorship that focuses on advancing the professional aspirations and skills of your colleagues
- Be proactive in your personal development in areas such as industry expertise, technical specializations, and leadership to drive expansive personal value to our people and our clients
- Focus on developing your network and personal brand in the marketplace to drive growth for the risk consulting practice; including: identifying and securing new opportunities
**Position Qualifications
- Bachelor’s or Master’s Degree in business, accounting, finance or related discipline
- A minimum of 5 years of experience working in the financial services industry as an internal auditor, controls specialist, management consultant with a minimum of 2 years at a public accounting or professional services firm.
- Experience with leading projects across the three lines of defense and with various lines of business (e.g. CFO group, operations, data, technology, regulatory compliance, risk management, internal audit)
- Proficiency in word processing, spreadsheet, and presentation creation tools
- Job relevant certification (e.g. CPA, CIA, CFE, PMP)
- Ability to travel to meet client needs
- Established experience in the financial services industry with a focus on financial institutions
Compensation Range: $85,000 - $141,500
-
Supervisor - Process Risk and Controls, (Financial
6 months ago
Toronto, Canada RSM US LLP Full timeWe are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll...
-
IT & Cyber Risk and Control Analyst
5 months ago
Toronto, Canada Questrade Financial Group Full timeQuestrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...
-
Manager, Financial Risk and Compliance
6 months ago
Toronto, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1 In this role, you would have a broad view of all of the activities performed in finance at the Enterprise level. Opportunity to prepare Risk dashboards presented up to the most senior management. The Manager, Financial Risk and Compliance supports the Head, Financial Risk and Compliance in a winning culture...
-
Old Toronto, Canada Scotiabank Full timeAbout the RoleWe are seeking a highly skilled Financial Controller and Risk Management Specialist to join our team at Scotiabank. As a key member of our Global Finance team, you will be responsible for performing testing of Global Finance programs, processes, and internal controls to assess design and operating effectiveness and to verify compliance with...
-
Risk & Process Manager
5 months ago
Toronto, Canada Porsche Cars Canada Full timeIf you make hearts beat faster, your own has to be in the right place. **Risk & Process Manager**: - **Code number**:J000010877 - **Entry level**:Professionals - **Location**:Toronto - **Organization**:Porsche Cars Canada **Tasks **Tasks**Tasks*** **Position Objective**: The primary purpose of this position is to fortify and enhance the Risk Management...
-
IT Compliance Manager
1 week ago
Toronto, Ontario, Canada CI Financial Full timeAt CI Financial, we strive to create a workplace where everyone feels empowered to contribute their unique voice and perspective.About CI FinancialCI Financial is an independent company that offers global wealth management and asset management advisory services through diverse financial services firms. Our commitment to delivering high-quality investments...
-
Lead Process Risk and Controls Specialist
1 week ago
Toronto, Ontario, Canada RSM Full timeWe empower our clients and people to realize their full potential by providing exceptional services and instilling confidence in a world of change.Advisory Supervisor – Process Risk and Controls SolutionsThe PositionAs a supervisor in RSM's Process Risk and Controls Practice, you will have the opportunity to grow your leadership skills, contribute to a...
-
IT Internal Controls Compliance Manager
1 month ago
Toronto, Ontario, Canada CI Financial Full timeJob SummaryCI Financial is seeking a Manager, IT Internal Controls Compliance to enhance the overall control environment at CI Financial through the development and testing of Internal Controls over Financial Reporting and the Board-approved internal audit plan.Key ResponsibilitiesPlan, coordinate, and execute all phases of IT NI 52-109 compliance.Liaise...
-
Manager, IT Internal Controls Compliance
5 months ago
Toronto, Canada CI Financial Full timeAt CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. Reporting to...
-
Risk Management Specialist
1 week ago
Toronto, Ontario, Canada CI Financial Full timeAbout CI FinancialAt CI Financial, we are a global wealth management and asset management advisory services company that has consistently anticipated and responded to the changing needs of investors since 1965.What We OfferA modern HQ location within walking distance from Union StationA flexible and hybrid work programEquipment purchase programTraining...
-
Risk Management Specialist
4 weeks ago
Toronto, Ontario, Canada CI Financial Full timeAt CI Financial, we're committed to providing a safe and inclusive work environment where employees can thrive. As a key member of our team, you'll play a critical role in developing and implementing our Enterprise Risk Management program.Key Responsibilities:Facilitate the third-party onboarding process to ensure proper risk and due diligence prior to...
-
Internal Auditor
3 weeks ago
Toronto, Ontario, Canada CI Financial Full timeAt CI Financial, we're looking for a skilled Internal Auditor to join our team. As a key member of our risk management team, you'll play a critical role in enhancing our overall control environment through the development and testing of our Board Approved Internal Audit Plan.The primary objective of this role is to perform operational, compliance, and...
-
Chief Risk Management Leader
1 week ago
Toronto, Ontario, Canada Questrade Financial Group Full timeAt Questrade Financial Group, we are committed to fostering a culture of innovation and excellence.We are seeking an experienced Chief Risk Officer to lead our risk management framework and drive business growth.The ideal candidate will have senior level risk management experience within an OSFI regulated financial institution, or in an advisory/consulting...
-
Old Toronto, Canada Sun Life Financial Full timeFinancial Reporting and Accounting Controls LeadAt Sun Life Global Investments, we are seeking an experienced AVP to lead our financial reporting and accounting controls. The ideal candidate will oversee financial, regulatory, and management reporting for our asset management and trust companies, as well as drive process automation and efficiency...
-
Manager, Non-financial Risk
3 weeks ago
Toronto, Canada Scotiabank Full timeRequisition ID: 210196 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **The Role** Contributes to the overall success of the Global Regulatory Operations & Internal Controls - Non-Financial Risk team ensuring specific individual goals, plans, initiatives are executed / delivered in support of the...
-
Senior Portfolio Manager, Financial Risk Control
3 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the Role:We are seeking a Senior Portfolio Manager, Financial Risk Control to join our team at TD Bank. As a key member of our risk management team, you will be responsible for developing and implementing strategies to manage financial risk across the organization.Key Responsibilities:Develop and implement risk management strategies to mitigate...
-
Senior IT Controls Specialist
2 weeks ago
Toronto, Ontario, Canada CI Financial Full timeJob DescriptionWe are seeking a highly skilled Compliance Manager, Financial Services to join our team at CI Financial. This role will play a crucial part in enhancing our control environment through the development and testing of Internal Controls over Financial Reporting.ResponsibilitiesIT NI 52-109 Compliance: Plan, coordinate, and execute all phases of...
-
Manager, Business Unit Controls
5 months ago
Toronto, Canada Questrade Financial Group Full timeQuestrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...
-
Manager - Counterparty Credit Risk Capital
5 months ago
Toronto, Canada BMO Financial Group Full time250 Yonge Street Toronto Ontario,M5B 2L7 If you’re looking for your next dream job, consider this one in BMO’s Enterprise Risk Group where every colleague helps protect and grow the bank by providing independent review and oversight of enterprise-wide risks, working together to maintain a risk management framework and fostering a strong risk culture....
-
Manager, IT Internal Controls Compliance
6 months ago
Toronto, Canada CI Financial Full timeAt CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. Reporting...