Aml Compliance Officer

4 months ago

Montréal, Canada Maples Group Full time

Position: Anti-Money Laundering Compliance Officer ("AMLCO") Location: Montreal, Canada The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global client base, offering unrivalled learning and career opportunities to our 2,500 colleagues worldwide. We are driven to excel, and collaboration is key to our continued success. We can go further for our clients because we go further for each other too. Our inclusive culture creates an environment where people can be themselves at work while doing their best work. No matter where you work in the Maples Group, you will be part of a global team. We are looking for an accomplished Anti-Money Laundering Compliance Officer to join our team as part of our financial services business in Montreal. Consistently recognised as one of Montreal’s Top Employers, the Maples Group established our operations in the central downtown area in 2009. Our Montreal office exemplifies our culturally rich and entrepreneurial organisation, with over 300 colleagues from 50 countries collaborating to deliver best-in-class solutions to clients worldwide. As part of our Montreal team you will:

- Appointed as AMLCO, MLRO and DMLRO for various types of Clients of the Maples group;
- Provide AML/CFT compliance oversight over the client's activities including its investors;
- Ensure the implementation of effective AML/CFT programs for Clients that complies with the Cayman AML and CFT laws and regulations;.
- Conduct regular audits and testing of the AML/CFT program
- providing practical advice, guidance and technical assistance on Cayman Islands AML/CTF and related issues;
- Investigate reports of suspicious activities and make filings as necessary to the Cayman Financial Reporting Authority;
- be the point of contact for the Cayman Islands Monetary Authority inspections;
- performing in-depth money laundering, counter terrorist financing, proliferations financing and targeted financial sanctions risk assessments of client operations;
- providing ongoing detailed reports to the board of Directors (or equivalent) on the status of the Clients AML/CFT program and controls;
- report to and advise the Board of Directors (or equivalent) on AML/CFT issues relevant to them
- Will have a bachelor's Degree in legal ,Finance or related field with 3-5 years relevant experience, or
- A minimum of 10 years' experience in the compliance field, preferably working in the investment Funds industry,
- will hold a recognised AML related qualification (or equivalent) e.g. ACAMS, ICA
- will have in-depth, practical knowledge of Cayman Islands AML legislation and related industry guidance
- will have a sound, demonstrable knowledge of the Cayman Islands investment fund industry;
- will have a working knowledge of Fund Administration and investment operations
- nommé RCLBA, RRBA et RARBA pour différents types de clients du Groupe Maples;
- assurer la surveillance de la conformité en matière de LBA/LFT des activités du client, y compris de ses investisseurs;
- assurer la mise en œuvre de programmes efficaces en matière de LBA/LFT pour les clients, en conformité avec les lois et règlements des îles Caïmans en la matière;
- effectuer des audits et des essais réguliers du programme en matière de LBA/LFT;
- fournir des conseils pratiques, des orientations et une assistance technique en matière de LBA/LFT dans les îles Caïmans et sur des questions connexes;
- enquêter sur les rapports d’activités suspectes et effectuer les déclarations nécessaires auprès de l’Autorité des rapports financiers des îles Caïmans;
- être la personne-ressource pour les inspections de l’Autorité monétaire des îles Caïmans;
- effectuer des évaluations approfondies des risques liés au blanchiment d’argent, à la lutte contre le financement du terrorisme, au financement de la prolifération et aux sanctions financières ciblées pour les opérations des clients;
- fournir des rapports détaillés permanents au conseil d’administration (ou équivalent) sur l’état du programme et des contrôles en matière de LBA/LFT des clients;
- faire rapport au conseil d’administration (ou équivalent) et le conseiller sur les questions en matière de LBA/LFT qui le concerne.
- sera titulaire d’un baccalauréat en droit, en finances ou dans un domaine connexe, avec 3 à 5 ans d’expérience pertinente;
- aura un minimum de 10 ans d’expérience dans le domaine de la conformité, de préférence dans le secteur des fonds de placement;
- sera titulaire d’une qualification reconnue en matière de LBA (ou d’un diplôme équivalent), par exemple l’ACAMS ou l’ICA;
- aura une connaissance approfondie et pratique de la loi des îles Caïmans en matière de LBA et des directives sectorielles connexes;
- au

  • Montreal [hybride] - Aml Compliance Officer

    3 months ago

    Montréal, Canada Quanteam North America Full time

    **WHO WE ARE** As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international...

  • Aml Compliance Officer

    4 months ago

    Montréal, Canada The Maples Group (Financial Services) Full time

    **Position**:Anti-Money Laundering Compliance Officer ("AMLCO") **Location**:Montreal, Canada **About Us** The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver...

  • Compliance Officer

    3 months ago

    Montréal, Canada Société Générale Full time

    **Responsibilities**: **DIVISION DESCRIPTION** The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE...

  • Lead Analyst, Aml Compliance

    3 weeks ago

    Montréal, QC, Canada Western Union Full time

    **Lead Analyst, AML Compliance - Quebec, Canada** Do you have impeccable analytical skills, an eye for detail, and strong business acumen? Are you looking to join a global financial company that encourages and embraces an inclusive workplace? Join Western Union as a Lead Analyst, AML Compliance! **Western Union powers your pursuit** **Role...

  • Compliance Officer

    4 months ago

    Montréal, Canada Sii Full time

    Partenaire technologique des grandes entreprises depuis 1979, le Groupe SII est au cœur de l'économie de l'innovation avec 10 000 collaborateurs, une présence internationale dans 20 pays, et un chiffre d’affaires supérieur à 520 millions de dollars canadiens. SII Canada, installée à Montréal et Toronto, a pour objectif d'apporter des solutions à...

  • Kyc/aml Analyst

    4 months ago

    Montréal, Canada TEK Group Full time

    **Performing a factual-based analysis, Senior KYC Officer’s key responsibilities include**: - Ensuring that all data, document and information collected as part of the Due Diligence process are compliant and reliable to determine the final risk level of the client relationship - Ensuring that the level of due diligence performed is in accordance with the...

  • Lead Advisor AML/ATF Program

    10 hours ago

    montréal, Canada National Bank Full time

    A career as a Lead Advisor in the Compliance Programs team at National Bank means actively participating in sound risk management and the development of the Anti-Money Laundering and Terrorist Financing (PCMLTF) Compliance program. You will act as a compliance expert in order to ensure the Bank’s compliance with regulations. You will also be called upon to...

  • Chief Advisor Aml/atf Program

    4 weeks ago

    Montréal, QC, Canada National Bank of Canada Full time

    A career as a Chief Advisor in the Compliance Programs team at National Bank means actively participating in sound risk management and the development of the Anti-Money Laundering and Terrorist Financing (PCMLTF) Compliance program. You will act as a compliance expert in order to ensure the Bank’s compliance with regulations. You will also be called upon...

  • Adjoint Aux Ventes Touristiques

    3 months ago

    Montréal, Canada Groupe AML Inc Full time

    **Croisières AML** est une entreprise familiale établie au Québec depuis 50 ans. Nous sommes LA plus importante compagnie de croisières et d'excursions au Canada ! Notre mission : offrir un service personnalisé et un accueil chaleureux à tous nos clients. - Sous la supervision de la Directrice des ventes corporatives et touristiques, vous devrez...

  • Aml Transaction Monitoring Analyst

    3 months ago

    Montréal, Canada Société Générale Full time

    **Responsibilities**: **ABOUT THE JOB**: Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand...

  • Délégué(E) Aux Ventes Corporatives

    3 months ago

    Montréal, Canada Groupe AML Inc Full time

    **Travailler pour Croisières AML, c’est bien plus qu’un emploi. C’est faire partie d’une grande famille qui prône le plaisir, le respect, l’innovation, le leadership et l’effort et ce, depuis 50 ans !** - Sous l'autorité de la Directrice des ventes corporatives, le ou la titulaire du poste est responsable de la planification, de la...

  • Délégué(E) Aux Ventes Corporatives

    4 months ago

    Montréal, Canada Groupe AML Inc Full time

    **Travailler pour Croisières AML, c’est bien plus qu’un emploi. C’est faire partie d’une grande famille qui prône le plaisir, le respect, l’innovation, le leadership et l’effort et ce, depuis 50 ans !** - Sous l'autorité de la Directrice des ventes corporatives, le ou la titulaire du poste est responsable de la planification, de la...

  • Coordonnateur(Trice) Aux Ventes Touristiques

    3 months ago

    Montréal, Canada Groupe AML Inc Full time

    **Chez Croisières AML, nous sommes LA plus importante compagnie de croisières et d’excursions au Canada ! Croisières aux baleines, souper-croisières, croisières brunch Bref, vous pouvez imaginer qu’une visite sur l’un de nos bateaux est assez unique !** - Nous sommes à la recherche d’un(e) Coordonnateur(trice) aux ventes touristiques (BtoB)....

  • Adjoint(E) Aux Ventes Scolaires

    4 months ago

    Montréal, Canada Groupe AML Inc Full time

    **Travailler pour Croisières AML, c’est bien plus qu’un emploi. C’est faire partie d’une grande famille qui prône le plaisir, le respect, l’innovation, le leadership et l’effort et ce, depuis 50 ans !** - Sous l'autorité de la Déléguée commerciale scolaire, le ou la titulaire du poste apporte un soutien administratif et clérical. Il ou...

  • Kyc Officer

    4 months ago

    Montréal, Canada Infotree Global Solutions Full time

    MAIN RESPONSIBILITIES Intervening at the final stages of the KYC due diligence process and working in close coordination with all stakeholders’ part of the KYC Due Diligence process (including Data Officers; Data Controllers; Screeners; Investigators; Compliance; and Relationship Managers). Senior KYC officer is responsible for ensuring that due diligence...

  • Coordonnateur(Trice) Aux Ventes

    4 months ago

    Montréal, Canada Groupe AML Inc Full time

    **Travailler pour Croisières AML, c’est bien plus qu’un emploi. C’est faire partie d’une grande famille qui prône le plaisir, le respect, l’innovation, le leadership et l’effort et ce, depuis 50 ans !** - Sous l'autorité de la Directrice des ventes corporatives, le ou la titulaire du poste est responsable de la planification et...

  • Assistant Vice President

    3 months ago

    Montréal, Canada Maples Group Full time

    Position: Assistant Vice President - AML/KYC Services Location: Montreal The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global client...

  • Assistant Vice President

    3 months ago

    Montréal, Canada The Maples Group (Financial Services) Full time

    **Position**:Assistant Vice President - AML/KYC Services **Location**:Montreal **About Us** The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to...

  • Compliance Officer

    3 months ago

    Montréal, Canada PICTET Full time

    **Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

  • Validation Officer Funding Montreal

    3 months ago

    Montréal, Canada Scotiabank Full time

    Requisition ID: 193053 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Validation Officer contributes to the overall success of the Dealer Finance Centre (DFC) in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business...