Manager, Kyc Advisory

2 weeks ago

Toronto, Canada Scotiabank Full time

Requisition ID: 170349

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**What you’ll be doing**

The Manager, KYC Advisory, GBM AML Risk - Canada is responsible for 2nd Line oversight of Scotiabank KYC / Due Diligence activities across the GBM AML Risk portfolio to ensure business strategies, plans and initiatives are executed / delivered in accordance with governing AML/ATF regulations as well as internal policies and procedures, for Canada.

The Manager is required to provide effective challenge by the 2nd line of defense. This role will work with stakeholders from all three lines of defense, including GBM business units across various jurisdictions, 1A Client Onboarding, 1B Regulatory Operations and Controls, Global AML/ATF Program Office and FIUs.

**Is this role right for you? In this role you will**:

- Possess in-depth knowledge of:

- Enterprise-Wide AML/ATF and Sanctions Handbook and related FAQs,
- GBM KYC Policy and related FAQs,
- GBM Issue Management Framework,
- OFSI, FINTRAC and other key regulations, including monitoring, review and understanding of new obligations, regulations,
- Guidance documents issued by FATF, Wolfsberg,
- Assist with the uniform implementation of Global and GBM polices and standards;
- Guide the business line in the enhancement of key AML/ATF and Sanctions controls to strengthen defenses;
- Provide guidance and respond to queries from various internal business partners relating to complex AML issues; identify unacceptable AML/ATF risk and collaborate with front-line to proactively manage and escalate these situations;
- Review and, where appropriate, recommend further escalation of various high risk triggers such as PEPs, negative media hits, high-risk geography, and other factors based on 1B identification;
- Participate in High Risk Customer reviews and make recommendations for approval/rejection to the Senior Manager, KYC Advisory and Head of Canada GBM AML Risk, as appropiate;
- Review client exception requests and determine the AML risk is acceptable for the bank and make recommendations for approval or denial of each request;
- Maintain a log of all exception requests and ensure they are escalated or resolved in a timely manner;
- Work with the Senior Manager, KYC Advisory and Head of Canada GBM AML Risk to provide policy guidance and interpretation to business and functional partners;
- Other duties as assigned as assigned by the Senior Manager, KYC Advisory, GBM AML Risk, Canada.
- Maintain a thorough and current understanding of the regulatory environment and actively participate in processes both internally and externally to affect change beneficial to the department;
- Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions;
- Perform other duties as directed by the Senior Manager, KYC Advisory, GBM AML Risk Canada.

**Do you have the skills that will enable you to succeed in this role? - We’d love to work with you if you have**:

- Five plus years KYC Onboarding experience in banking and financial services industry, preferable in Global Banking and Markets business;
- Five plus years of experience in AML/ATF compliance;
- Strong knowledge of the Global Banking and Markets and Banking businesses, products/services and the clients/markets that Scotiabank GBM serves;
- Strong communications, analytical, organizational, project management, and planning skills;
- Knowledge of business, products, operations, systems, and organization for financial services sector;
- Working knowledge of Capital Markets and current regulatory environment preferred;
- Minimum Bachelor’s degree in business, related field or equivalent experience;
- CAMS certification preferred but not required;
- Advanced skills in Microsoft Office Suite, including Excel, PowerPoint, Microsoft Project or other project management and reporting tools;
- Strong communications, analytical, organizational and planning skills;
- Strong knowledge of AML/ATF regulatory requirements and expectations;
- Minimum 3 years in financial services or 2 years in management consulting at “Big Four” (or equivalent) consulting firm;
- Demonstrated leadership skills, maturity and judgement;
- Ability to influence without direct authority through gaining trust and respect.

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

  • Know Your Client

    2 days ago

    Toronto, Canada UBS Full time

    Canada - Business management, administration and support - Global Wealth Management **Job Reference #** - 257162BR **City** - Toronto **Job Type** - Full Time **Your role** - Do you have experience in providing compliance or risk - advisory services to a Wealth Management business? Are you a KYC expert? - We are looking for a Wealth Management Know Your...

  • Kyc Coordinator

    3 days ago

    Toronto, Canada Brookfield Asset Management Full time

    locations- Toronto, Ontario- time type- Full time- posted on- Posted Yesterday- job requisition id- R2029913- Location Brookfield Place - 181 Bay Street - Brookfield Culture - Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial,...

  • AML and KYC Process Manager

    2 days ago

    Toronto, Ontario, Canada MUFG Bank, Ltd Full time

    **Job Summary**We are seeking an experienced professional to join our Client Management Unit (CMU) team as an AML and KYC Process Manager. In this role, you will be responsible for ensuring the successful execution of AML and KYC processes in a disciplined and sustainable manner.**Key Responsibilities**Acting as Subject Matter Expert (SME) for FLOD's...

  • Kyc Analyst

    1 week ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** This role is an exciting opportunity to join the Business & Client Services group of RBC Capital Markets and provide key operational support for investment banking needs. You will have exposure to Know Your Client (“KYC”) laws and regulations prescribed in Canada and in the USA. As a KYC Onboarding Analyst,...

  • Manager, Aml Advisory

    4 days ago

    Toronto, Canada TD Bank Full time

    **Manager, AML Advisory**: - 432038BR **Job Category - Primary** - Anti-Money Laundering / Compliance & Regulatory Relations **Work Location** - TD Centre - South - 79 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** - 37.5 **Workplace Model** - Hybrid **Pay...

  • Intermediate Aml/kyc Analyst

    6 days ago

    Toronto, Canada Bank of China(Canada) Full time

    **Responsibilities**: - The Intermediate AML/KYC/Due Diligence Analyst will be responsible to work with Relationship Managers for the collection of information and preparation of Due Diligence work/reports for the review/approval of the Team Lead and associated stakeholders. - Identify and report any unusual activities noted during the above process ongoing...

  • Aml/kyc Analyst

    6 days ago

    Toronto, Canada Infotek Consulting Services Full time

    Key Accountabilities: - Assist in management, maintenance, and review of appropriate CIP documentation/client files - Follow up and track all documents required to satisfy CIP and new account requirements - Escalate high risk and out of order records to AML Prevention Manager - Assist in the administration and review of Client Risk Scoring, Client...

  • AML/KYC Regulatory Expert

    3 days ago

    Toronto, Ontario, Canada Avanciers Full time

    About Avanciers: As a trusted partner in the financial industry, we strive to deliver exceptional services while maintaining the highest standards of regulatory compliance.AML/KYC Specialist Job Description: We are looking for a seasoned professional to join our team in a contractual capacity. This role offers an excellent opportunity to gain expertise in...

  • Aml/kyc Operations Analyst

    7 days ago

    Toronto, Canada VACO Full time

    Key Accountabilities: - Assist in management, maintenance, and review of appropriate CIP documentation/client files - Follow up and track all documents required to satisfy CIP and new account requirements - Escalate high risk and out of order records to AML Prevention Manager - Assist in the administration and review of Client Risk Scoring, Client...

  • Kyc/aml Analyst

    1 week ago

    Toronto, Canada Hamlyn Williams Full time

    Process automation projects within the KYC team. - Perform data quality control to ensure accuracy and completion - Compiling accurate and up-to-date data on customers for compliance reasons - Liaising with management to ensure compliance with internal policies and external regulations - Transaction monitoring/on-boarding **Qualifications** - 3+ years of...

  • Financial Analyst

    3 days ago

    Toronto, Ontario, Canada MUFG Bank, Ltd Full time

    **About the Role**The primary objective of this position is to ensure the successful execution of Anti-Money Laundering (AML) and Know-Your-Customer (KYC) processes in a disciplined and sustainable manner. As an expert in AML and KYC, you will act as a Subject Matter Expert (SME) for FLOD's end-to-end KYC/Onboarding process, working closely with Compliance,...

  • Bilingual KYC Team Lead

    2 weeks ago

    Toronto, Ontario, Canada Collabera Full time

    Position Details:Title: Bilingual KYC Team LeadDuration: FulltimeLocation: Montreal or Etobicoke -3x/week in officeCompensation: $85k-90kInterview process: 2 roundsDay to Day:- Lead KYC team in completing verification for legal entity clients.- Review escalations related to high-risk clients, PEPs, RCAs and HIOs.- Foster a strong compliance culture within...

  • Director, Kyc Delivery Lead

    4 days ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 - Know Your Customer strategic initiatives experience is a MUST HAVE Immediate need for the KYC Delivery Leader to deliver and support the technology strategy & solution for the critical KYC function that is part of Client Onboarding. Responsible for the end-end delivery of KYC tech changes focused on regulatory/...

  • AML/KYC Compliance SME

    2 weeks ago

    Toronto, Ontario, Canada Viva Tech Solutions Full time

    5-7 years of experience in KYC, AML, or financial crime compliance.Bachelor's degree in finance, business, law, or a related field.Strong understanding of Canadian and global AML/KYC regulatory frameworks.Experience working in a fast-paced, high-pressure environment.Strong analytical, communication, and relationship management skills.Professional...

  • AML/KYC Compliance SME

    5 days ago

    Toronto, Canada Viva Tech Solutions Full time

    5-7 years of experience in KYC, AML, or financial crime compliance.Bachelor's degree in finance, business, law, or a related field.Strong understanding of Canadian and global AML/KYC regulatory frameworks.Experience working in a fast-paced, high-pressure environment.Strong analytical, communication, and relationship management skills.Professional...

  • AML/KYC Compliance SME

    2 days ago

    Toronto, Ontario, Canada Viva Tech Solutions Full time

    5-7 years of experience in KYC, AML, or financial crime compliance.Bachelor's degree in finance, business, law, or a related field.Strong understanding of Canadian and global AML/KYC regulatory frameworks.Experience working in a fast-paced, high-pressure environment.Strong analytical, communication, and relationship management skills.Professional...

  • Manager, Policy Advisory

    2 days ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 160091 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** The Manager, Policy Advisor is responsible for 2nd Line oversight of Global Banking and Markets (“GBM”) Know Your Client (“KYC”) / Due Diligence activities to ensure business strategies, plans and initiatives...

  • Associate Director, Aml Advisory and Internal Control

    3 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 218834 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence...

  • Commercial Support Specialist Kyc

    4 days ago

    Toronto, Canada Bank of America Full time

    Bank of America is one of the world's largest financial institutions, serving individual consumers, small and middle market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk-management products and services. Following the acquisition of Merrill Lynch on January 1, 2009, Bank of America is...

  • Aml/kyc Operations Analyst

    3 days ago

    Toronto, Canada Raise Full time

    Our Financial client in **Toronto, Ontario **is looking to hire an **AML/KYC Operations Analyst** for a **11-months contract role.** **What you will be doing** - Assist in management, maintenance, and review of appropriate CIP documentation/client files. - Follow up and track all documents required to satisfy CIP and new account requirements. - Escalate...