Know Your Client

5 days ago

Toronto, Canada UBS Full time

Canada
- Business management, administration and support
- Global Wealth Management

**Job Reference #**
- 257162BR

**City**
- Toronto

**Job Type**
- Full Time

**Your role**
- Do you have experience in providing compliance or risk
- advisory services to a Wealth Management business? Are you a KYC expert?
- We are looking for a Wealth Management Know Your Client (KYC) Manager to:
- support the Business Supervisory Management function

and 1st Line of Defense with the execution of KYC principles and processes for Wealth Management CanadaDefense (i.e. the Business and its supervisory
- management) on all related KYC matters; i.e. on standards of Source of Wealth corroboration.- manage and oversee the KYC review pipeline within the

1st Line of Defense and coordinate completion in quality
- and oversee account updates related to KYC- assist the Business operationally with all KYC related

queries and increase the level of KYC accountability / quality- continuously map out and analyze existing KYC process

elements and align them to Global and regional standards, where required- streamline client outreach procedures and enhance

client experience levels- provide regular AML/CTF and KYC training, aligned with

the CAMLO and his team, across the Business to ensure
- increased levels of awareness- support Business with other projects as required

**Your team**
- You’ll be working in our Wealth Management Toronto office as a key member of the Business Supervisory Management team (business/1st line compliance).
- We support the Canadian Wealth Management business
- by partnering with them to effectively manage regulatory
- risk in an environment of collaboration and constructive
- challenge. You'll play an important role in helping us
- develop risk mitigating measures, controls and adequate
- remediation plans are in place. You'll also collaborate with
- global colleagues to ensure that best practices are being
- shared around the region/globe.
- Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

**Your expertise**
- 4-6 years of experience in an AML/CTF, Compliance, Risk Management or a related Operations

role within the financial services industry. International Wealth Manager experience would be an asset
- experience in KYC requirements and related industry standards and processes is required
- solid knowledge of Canadian AML, CTF and Sanction rules would be an asset
- completion of the CAMS certification would be an asset.
- focus on quality and continuous improvement
- track record of teamwork, pro-active coordination and

collaboration with multiple stakeholders
- project management skills and a respective qualification

would be an asset

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**How we hire**

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.- +1 855-827-6947
, option 2, option 5, option 1.

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